0001209191-20-051531.txt : 20200922
0001209191-20-051531.hdr.sgml : 20200922
20200922174513
ACCESSION NUMBER: 0001209191-20-051531
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200918
FILED AS OF DATE: 20200922
DATE AS OF CHANGE: 20200922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keck Thomas
CENTRAL INDEX KEY: 0001821978
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39510
FILM NUMBER: 201190425
MAIL ADDRESS:
STREET 1: 450 LEXINGTON AVENUE, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: StepStone Group Inc.
CENTRAL INDEX KEY: 0001796022
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 450 LEXINGTON AVENUE
STREET 2: 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 1-212-351-6100
MAIL ADDRESS:
STREET 1: 450 LEXINGTON AVENUE
STREET 2: 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-09-18
0
0001796022
StepStone Group Inc.
STEP
0001821978
Keck Thomas
C/O STEPSTONE GROUP INC.
450 LEXINGTON AVENUE, 31ST FLOOR
NEW YORK
NY
10017
1
0
0
1
See Remarks
Class A Common Stock
2020-09-18
4
P
0
55750
18.00
A
55750
D
Class B Common Stock
2020-09-18
4
A
0
4397166
A
4397166
I
By Trust
Class B Common Stock
2020-09-18
4
A
0
1099332
A
1099332
I
By Cresta Capital, LLC
Class B Units
2020-09-18
4
J
0
4397166
A
Class A Common Stock
4397166
4397166
I
By Trust
Class B Units
2020-09-18
4
J
0
1099332
A
Class A Common Stock
1099332
1099332
I
By Cresta Capital, LLC
Represents the purchase of shares of Class A Common Stock in the Issuer's directed share program in connection with its initial public offering ("IPO").
In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation.
Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.
In the Reorganization, Class A Units in the Partnership held prior to the IPO were converted into Class B Units.
Member of 13D group that owns more than 10%
/s/ Jennifer Ishiguro, Attorney-in-Fact for Thomas Keck
2020-09-22