0001209191-20-051531.txt : 20200922 0001209191-20-051531.hdr.sgml : 20200922 20200922174513 ACCESSION NUMBER: 0001209191-20-051531 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200918 FILED AS OF DATE: 20200922 DATE AS OF CHANGE: 20200922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keck Thomas CENTRAL INDEX KEY: 0001821978 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39510 FILM NUMBER: 201190425 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: StepStone Group Inc. CENTRAL INDEX KEY: 0001796022 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 1-212-351-6100 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-18 0 0001796022 StepStone Group Inc. STEP 0001821978 Keck Thomas C/O STEPSTONE GROUP INC. 450 LEXINGTON AVENUE, 31ST FLOOR NEW YORK NY 10017 1 0 0 1 See Remarks Class A Common Stock 2020-09-18 4 P 0 55750 18.00 A 55750 D Class B Common Stock 2020-09-18 4 A 0 4397166 A 4397166 I By Trust Class B Common Stock 2020-09-18 4 A 0 1099332 A 1099332 I By Cresta Capital, LLC Class B Units 2020-09-18 4 J 0 4397166 A Class A Common Stock 4397166 4397166 I By Trust Class B Units 2020-09-18 4 J 0 1099332 A Class A Common Stock 1099332 1099332 I By Cresta Capital, LLC Represents the purchase of shares of Class A Common Stock in the Issuer's directed share program in connection with its initial public offering ("IPO"). In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. In the Reorganization, Class A Units in the Partnership held prior to the IPO were converted into Class B Units. Member of 13D group that owns more than 10% /s/ Jennifer Ishiguro, Attorney-in-Fact for Thomas Keck 2020-09-22