0001209191-20-051514.txt : 20200922 0001209191-20-051514.hdr.sgml : 20200922 20200922172011 ACCESSION NUMBER: 0001209191-20-051514 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200918 FILED AS OF DATE: 20200922 DATE AS OF CHANGE: 20200922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCabe Michael I CENTRAL INDEX KEY: 0001822880 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39510 FILM NUMBER: 201190270 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: StepStone Group Inc. CENTRAL INDEX KEY: 0001796022 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 1-212-351-6100 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-18 0 0001796022 StepStone Group Inc. STEP 0001822880 McCabe Michael I C/O STEPSTONE GROUP INC. 450 LEXINGTON AVENUE, 31ST FLOOR NEW YORK NY 10017 1 1 0 1 Head of Strategy See remarks Class B Common Stock 2020-09-18 4 A 0 2838726 A 2838726 D Class B Common Stock 2020-09-18 4 A 0 1620000 A 1620000 I By Trust Class B Units 2020-09-18 4 J 0 2838726 A Class A Common Stock 2838726 2838726 D Class B Units 2020-09-18 4 J 0 1620000 A Class A Common Stock 1620000 1620000 I By Trust In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the Issuer's initial public offering (the "IPO"), shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. In the Reorganization, Class A Units in the Partnership held prior to the IPO were converted into Class B Units. Member of 13D group that owns more than 10% /s/ Jennifer Ishiguro, Attorney-in-Fact for Michael I. McCabe 2020-09-22