Compliance Analyst

0001795173-21-000004.txt : 20210723 0001795173-21-000004.hdr.sgml : 20210723 20210723130619 ACCESSION NUMBER: 0001795173-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210723 DATE AS OF CHANGE: 20210723 EFFECTIVENESS DATE: 20210723 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UMA Financial Services, Inc. CENTRAL INDEX KEY: 0001795173 IRS NUMBER: 870513295 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19642 FILM NUMBER: 211110161 BUSINESS ADDRESS: STREET 1: 310 EAST 4500 SOUTH STREET 2: #550 CITY: SALT LAKE CITY STATE: UT ZIP: 84107 BUSINESS PHONE: 8017479903 MAIL ADDRESS: STREET 1: 310 EAST 4500 SOUTH STREET 2: #550 CITY: SALT LAKE CITY STATE: UT ZIP: 84107 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001795173 XXXXXXXX 06-30-2021 06-30-2021 UMA Financial Services, Inc.

310 EAST 4500 SOUTH #550 SALT LAKE CITY UT 84107

13F HOLDINGS REPORT 028-19642 N Melissa Saez Compliance Analyst 801-747-9908 Melissa Saez Salt Lake City UT 07-23-2021 0 151 349126 false INFORMATION TABLE 2 UMAFinancial_13f_20210630.xml ISHARES U S ETF TR GSCI CMDTY STGY 46431W853 2665 77713 SH SOLE 0 0 0 77713 PFIZER INC COM 717081103 464 11179 SH SOLE 0 0 0 11179 ISHARES TR SHRT NAT MUN ETF 464288158 1250 11568 SH SOLE 0 0 0 11568 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 389 12202 SH SOLE 0 0 0 12202 DANAHER CORPORATION COM 235851102 351 1216 SH SOLE 0 0 0 1216 ISHARES TR NATIONAL MUN ETF 464288414 1834 15569 SH SOLE 0 0 0 15569 TELEDYNE TECHNOLOGIES INC COM 879360105 770 1741 SH SOLE 0 0 0 1741 PIMCO ETF TR ACTIVE BD ETF 72201R775 731 6536 SH SOLE 0 0 0 6536 DISNEY WALT CO COM 254687106 534 3052 SH SOLE 0 0 0 3052 MASTERCARD INCORPORATED CL A 57636Q104 765 2002 SH SOLE 0 0 0 2002 SPDR S&P 500 ETF TR TR UNIT 78462F103 466 1071 SH SOLE 0 0 0 1071 BK OF AMERICA CORP COM 060505104 217 5711 SH SOLE 0 0 0 5711 COSTCO WHSL CORP NEW COM 22160K105 624 1493 SH SOLE 0 0 0 1493 GLOBAL X FDS GLOBAL X SILVER 37954Y848 352 8700 SH SOLE 0 0 0 8700 PEPSICO INC COM 713448108 1022 6588 SH SOLE 0 0 0 6588 CO-DIAGNOSTICS INC COM 189763105 352 33375 SH SOLE 0 0 0 33375 ISHARES TR TIPS BD ETF 464287176 265 2055 SH SOLE 0 0 0 2055 AMEREN CORP COM 023608102 276 3350 SH SOLE 0 0 0 3350 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 2022 16666 SH SOLE 0 0 0 16666 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 716 13951 SH SOLE 0 0 0 13951 HEALTHEQUITY INC COM 42226A107 4851 65188 SH SOLE 0 0 0 65188 SELECT SECTOR SPDR TR ENERGY 81369Y506 2678 54993 SH SOLE 0 0 0 54993 VANGUARD INDEX FDS LARGE CAP ETF 922908637 906 4438 SH SOLE 0 0 0 4438 UNION PAC CORP COM 907818108 1397 6364 SH SOLE 0 0 0 6364 ISHARES TR 0-5 YR TIPS ETF 46429B747 719 6754 SH SOLE 0 0 0 6754 AT&T INC COM 00206R102 369 13158 SH SOLE 0 0 0 13158 ISHARES TR MSCI USA MIN VOL 46429B697 1867 24740 SH SOLE 0 0 0 24740 ARK ETF TR INNOVATION ETF 00214Q104 200 1645 SH SOLE 0 0 0 1645 QUALCOMM INC COM 747525103 248 1740 SH SOLE 0 0 0 1740 NOVARTIS AG SPONSORED ADR 66987V109 368 4041 SH SOLE 0 0 0 4041 APPLE INC COM 037833100 10153 69165 SH SOLE 0 0 0 69165 AMAZON COM INC COM 023135106 2106 579 SH SOLE 0 0 0 579 ISHARES TR U.S. MED DVC ETF 464288810 509 8239 SH SOLE 0 0 0 8239 PROCTER AND GAMBLE CO COM 742718109 374 2711 SH SOLE 0 0 0 2711 DELTA AIR LINES INC DEL COM NEW 247361702 228 5553 SH SOLE 0 0 0 5553 BOEING CO COM 097023105 282 1278 SH SOLE 0 0 0 1278 ISHARES TR EAFE SML CP ETF 464288273 2683 36024 SH SOLE 0 0 0 36024 STRYKER CORPORATION COM 863667101 337 1300 SH SOLE 0 0 0 1300 ENTERPRISE PRODS PARTNERS L COM 293792107 245 10400 SH SOLE 0 0 0 10400 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 4491 44947 SH SOLE 0 0 0 44947 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 261 3221 SH SOLE 0 0 0 3221 INTEL CORP COM 458140100 639 11422 SH SOLE 0 0 0 11422 SPDR SER TR PORTFLI INTRMDIT 78464A672 236 7207 SH SOLE 0 0 0 7207 WALMART INC COM 931142103 468 3314 SH SOLE 0 0 0 3314 EXTRA SPACE STORAGE INC COM 30225T102 1948 11543 SH SOLE 0 0 0 11543 ISHARES TR MSCI USA VALUE 46432F388 5361 51974 SH SOLE 0 0 0 51974 WISDOMTREE TR EM EX ST-OWNED 97717X578 6513 160253 SH SOLE 0 0 0 160253 ISHARES INC ESG AWR MSCI EM 46434G863 847 19346 SH SOLE 0 0 0 19346 ISHARES TR SP SMCP600VL ETF 464287879 3045 30809 SH SOLE 0 0 0 30809 ISHARES TR CORE S&P SCP ETF 464287804 6591 61301 SH SOLE 0 0 0 61301 SPDR SER TR S&P 600 SMCP VAL 78464A300 283 3523 SH SOLE 0 0 0 3523 ISHARES INC MSCI EMERG MRKT 464286533 6940 110371 SH SOLE 0 0 0 110371 ISHARES TR CORE MSCI TOTAL 46432F834 5720 78901 SH SOLE 0 0 0 78901 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 560 5318 SH SOLE 0 0 0 5318 ISHARES TR MSCI EAFE MIN VL 46429B689 6567 85922 SH SOLE 0 0 0 85922 CHEVRON CORP NEW COM 166764100 264 2671 SH SOLE 0 0 0 2671 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1036 3731 SH SOLE 0 0 0 3731 ISHARES INC CORE MSCI EMKT 46434G103 5561 85417 SH SOLE 0 0 0 85417 VISA INC COM CL A 92826C839 620 2541 SH SOLE 0 0 0 2541 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2138 20365 SH SOLE 0 0 0 20365 PCM FD INC COM 69323T101 399 34500 SH SOLE 0 0 0 34500 EXPEDITORS INTL WASH INC COM 302130109 652 5081 SH SOLE 0 0 0 5081 ISHARES TR CORE DIV GRWTH 46434V621 8768 171489 SH SOLE 0 0 0 171489 VANGUARD INDEX FDS MID CAP ETF 922908629 334 1407 SH SOLE 0 0 0 1407 TRIMBLE INC COM 896239100 505 6138 SH SOLE 0 0 0 6138 ELECTRONIC ARTS INC COM 285512109 202 1418 SH SOLE 0 0 0 1418 PINNACLE FINL PARTNERS INC COM 72346Q104 246 2826 SH SOLE 0 0 0 2826 LILLY ELI & CO COM 532457108 213 895 SH SOLE 0 0 0 895 VANGUARD INDEX FDS SMALL CP ETF 922908751 245 1119 SH SOLE 0 0 0 1119 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1660 22063 SH SOLE 0 0 0 22063 ISHARES TR CORE S&P TTL STK 464287150 19579 196105 SH SOLE 0 0 0 196105 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 604 6970 SH SOLE 0 0 0 6970 ISHARES TR BLACKROCK ULTRA 46434V878 2629 52046 SH SOLE 0 0 0 52046 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 228 1492 SH SOLE 0 0 0 1492 FACEBOOK INC CL A 30303M102 894 2547 SH SOLE 0 0 0 2547 SPDR SER TR PORTFOLIO S&P500 78464A854 16858 329200 SH SOLE 0 0 0 329200 GOLDMAN SACHS BDC INC SHS 38147U107 215 11287 SH SOLE 0 0 0 11287 COPART INC COM 217204106 205 1408 SH SOLE 0 0 0 1408 NUVEEN PFD & INCOME TERM FD COM 67075A106 635 24500 SH SOLE 0 0 0 24500 ISHARES TR CORE MSCI INTL 46435G326 600 8917 SH SOLE 0 0 0 8917 VANGUARD WORLD FD MEGA CAP INDEX 921910873 2419 15557 SH SOLE 0 0 0 15557 ISHARES TR USD INV GRDE ETF 464288620 422 6902 SH SOLE 0 0 0 6902 HOME DEPOT INC COM 437076102 311 952 SH SOLE 0 0 0 952 ISHARES TR CORE US AGGBD ET 464287226 984 8458 SH SOLE 0 0 0 8458 ISHARES TR ESG AWR MSCI USA 46435G425 20680 206555 SH SOLE 0 0 0 206555 INVESCO QQQ TR UNIT SER 1 46090E103 951 2613 SH SOLE 0 0 0 2613 TESLA INC COM 88160R101 960 1478 SH SOLE 0 0 0 1478 ARK ETF TR FINTECH INNOVA 00214Q708 228 4280 SH SOLE 0 0 0 4280 INTERNATIONAL BUSINESS MACHS COM 459200101 420 2981 SH SOLE 0 0 0 2981 VENTAS INC COM 92276F100 204 3395 SH SOLE 0 0 0 3395 3M CO COM 88579Y101 1349 6775 SH SOLE 0 0 0 6775 VERIZON COMMUNICATIONS INC COM 92343V104 258 4606 SH SOLE 0 0 0 4606 NVIDIA CORPORATION COM 67066G104 561 2864 SH SOLE 0 0 0 2864 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1821 4549 SH SOLE 0 0 0 4549 ISHARES TR MICRO-CAP ETF 464288869 2292 15977 SH SOLE 0 0 0 15977 SERVICENOW INC COM 81762P102 655 1135 SH SOLE 0 0 0 1135 ISHARES TR MSCI EMG MKT ETF 464287234 622 11667 SH SOLE 0 0 0 11667 BLACKROCK CR ALLOCATION INCO COM 092508100 247 15611 SH SOLE 0 0 0 15611 STARBUCKS CORP COM 855244109 342 2786 SH SOLE 0 0 0 2786 DOMINION ENERGY INC COM 25746U109 374 5027 SH SOLE 0 0 0 5027 MICROSOFT CORP COM 594918104 3913 13676 SH SOLE 0 0 0 13676 WP CAREY INC COM 92936U109 380 4831 SH SOLE 0 0 0 4831 ISHARES TR CORE MSCI EAFE 46432F842 19925 266514 SH SOLE 0 0 0 266514 ISHARES TR S&P 500 VAL ETF 464287408 597 4063 SH SOLE 0 0 0 4063 RAYTHEON TECHNOLOGIES CORP COM 75513E101 225 2623 SH SOLE 0 0 0 2623 VANGUARD WORLD FDS INF TECH ETF 92204A702 2616 6371 SH SOLE 0 0 0 6371 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 660 6243 SH SOLE 0 0 0 6243 SCHWAB STRATEGIC TR 1 5YR CORP BD 808524714 9215 179794 SH SOLE 0 0 0 179794 MERCK & CO INC COM 58933Y105 326 4266 SH SOLE 0 0 0 4266 ISHARES TR CORE S&P MCP ETF 464287507 4797 18146 SH SOLE 0 0 0 18146 ISHARES TR GLOBAL FINLS ETF 464287333 3625 47578 SH SOLE 0 0 0 47578 MCDONALDS CORP COM 580135101 364 1523 SH SOLE 0 0 0 1523 HUNTSMAN CORP COM 447011107 487 18946 SH SOLE 0 0 0 18946 VANGUARD WELLINGTON FD US MULTIFACTOR 921935607 774 7869 SH SOLE 0 0 0 7869 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 4809 179558 SH SOLE 0 0 0 179558 BOOKING HOLDINGS INC COM 09857L108 283 129 SH SOLE 0 0 0 129 TC ENERGY CORP COM 87807B107 221 4550 SH SOLE 0 0 0 4550 ALPHABET INC CAP STK CL A 02079K305 873 340 SH SOLE 0 0 0 340 APPLIED MATLS INC COM 038222105 892 6500 SH SOLE 0 0 0 6500 UNILEVER PLC SPON ADR NEW 904767704 274 4936 SH SOLE 0 0 0 4936 COHEN & STEERS SELECT PFD & COM 19248Y107 772 24500 SH SOLE 0 0 0 24500 J P MORGAN EXCHANGE-TRADED F DIV RTN INT EQ 46641Q209 413 6623 SH SOLE 0 0 0 6623 ALPHABET INC CAP STK CL C 02079K107 653 245 SH SOLE 0 0 0 245 VANGUARD WELLINGTON FD US MOMENTUM 921935508 235 1835 SH SOLE 0 0 0 1835 ISHARES TR MSCI EAFE ETF 464287465 1319 16764 SH SOLE 0 0 0 16764 ISHARES TR EAFE VALUE ETF 464288877 9486 185636 SH SOLE 0 0 0 185636 ISHARES TR ISHS 1-5YR INVS 464288646 1215 22138 SH SOLE 0 0 0 22138 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 369 6934 SH SOLE 0 0 0 6934 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 383 7256 SH SOLE 0 0 0 7256 ARK ETF TR GENOMIC REV ETF 00214Q302 220 2549 SH SOLE 0 0 0 2549 ISHARES TR U.S. REAL ES ETF 464287739 292 2770 SH SOLE 0 0 0 2770 XILINX INC COM 983919101 210 1542 SH SOLE 0 0 0 1542 ISHARES TR MSCI USA MMENTM 46432F396 3802 21946 SH SOLE 0 0 0 21946 ISHARES TR CORE S&P500 ETF 464287200 57449 131326 SH SOLE 0 0 0 131326 MEDTRONIC PLC SHS G5960L103 345 2717 SH SOLE 0 0 0 2717 CONOCOPHILLIPS COM 20825C104 269 4744 SH SOLE 0 0 0 4744 ISHARES TR GLOBAL TECH ETF 464287291 312 5387 SH SOLE 0 0 0 5387 ISHARES TR EAFE GRWTH ETF 464288885 7633 70645 SH SOLE 0 0 0 70645 KINDER MORGAN INC DEL COM 49456B101 192 10980 SH SOLE 0 0 0 10980 THERMO FISHER SCIENTIFIC INC COM 883556102 316 602 SH SOLE 0 0 0 602 FIDELITY COVINGTON TRUST MSCI RL EST ETF 316092857 4778 152347 SH SOLE 0 0 0 152347 ZIONS BANCORPORATION N A COM 989701107 495 9839 SH SOLE 0 0 0 9839 PAYPAL HLDGS INC COM 70450Y103 840 2766 SH SOLE 0 0 0 2766 LULULEMON ATHLETICA INC COM 550021109 311 786 SH SOLE 0 0 0 786 JOHNSON & JOHNSON COM 478160104 620 3646 SH SOLE 0 0 0 3646 S&P GLOBAL INC COM 78409V104 200 478 SH SOLE 0 0 0 478 VANGUARD INDEX FDS SM CP VAL ETF 922908611 898 5352 SH SOLE 0 0 0 5352 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 366 5353 SH SOLE 0 0 0 5353 NORTHWESTERN CORP COM NEW 668074305 338 5500 SH SOLE 0 0 0 5500 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 228 4557 SH SOLE 0 0 0 4557 NUVEEN AMT FREE MUN CR INC F COM 67071L106 466 26822 SH SOLE 0 0 0 26822