0001415889-22-008086.txt : 20220801 0001415889-22-008086.hdr.sgml : 20220801 20220801215033 ACCESSION NUMBER: 0001415889-22-008086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220404 FILED AS OF DATE: 20220801 DATE AS OF CHANGE: 20220801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiSanto Jim CENTRAL INDEX KEY: 0001908622 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39222 FILM NUMBER: 221126711 MAIL ADDRESS: STREET 1: C/O QUANERGY SYSTEMS, INC. STREET 2: 433 LAKESIDE DR. CITY: SUNNYVALE STATE: CA ZIP: 94085 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quanergy Systems, Inc. CENTRAL INDEX KEY: 0001794621 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 LAKESIDE DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: (408) 245-9500 MAIL ADDRESS: STREET 1: 433 LAKESIDE DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94085 FORMER COMPANY: FORMER CONFORMED NAME: CITIC Capital Acquisition Corp. DATE OF NAME CHANGE: 20191119 4 1 form4-08012022_060816.xml X0306 4 2022-04-04 0001794621 Quanergy Systems, Inc. QNGY 0001908622 DiSanto Jim C/O QUANERGY SYSTEMS, INC. 433 LAKESIDE DRIVE SUNNYVALE CA 94085 true false false false Common Stock 2022-04-04 4 J 0 22115 0 D 379531 I See footnote. Common Stock 2022-04-04 4 J 0 45757 0 D 0 I See footnote. Common Stock 2022-04-04 4 J 0 34878 0 D 0 I See footnote. Common Stock 2022-07-28 4 J 0 64130 0 D 47464 I See footnote (2) Common Stock 2022-07-28 4 J 0 26084 0 A 111598 D Common Stock 26631 I See footnote. On April 4, 2022 Transportation Technology Ventures LLC distributed, for no consideration, 22,115 shares of common stock of the Issuer to Meteora Capital Partners, LP pursuant to an agreement, dated February 8, 2022, between Meteora Capital Partners, LP, Meteora Special Opportunity Fund I, LP, Transportation Technology Ventures LLC, Transportation Ventures II L.P. Transportation Technology Ventures V L.P. and the other parties thereto. Shares are directly held by Transportation Technology Ventures LLC and Transportation Technology Ventures LLC is controlled by Mr. DiSanto. Accordingly, Mr. DiSanto may be deemed to be a beneficial owner of the shares held by Transportation Technology Ventures LLC. On April 4, 2022 Transportation Technology Ventures II L.P. distributed, for no consideration, 45,757 shares of common stock of the Issuer to Meteora Capital Partners, LP pursuant to an agreement, dated February 8, 2022, between Meteora Capital Partners, LP, Meteora Special Opportunity Fund I, LP, Transportation Technology Ventures LLC, Transportation Ventures II L.P. Transportation Technology Ventures V L.P. and the other parties thereto. Shares were held by Transportation Technology Ventures II, L.P. ("TTV II, L.P.") TTV II, L.P. is managed by Transportation Technology Ventures LLC and Transportation Technology Ventures LLC is controlled by Mr. DiSanto. Accordingly, Mr. DiSanto may be deemed to be a beneficial owner of the shares held by TTV V, L.P. On April 4, 2022 Transportation Technology Ventures V L.P. distributed, for no consideration, 34,878 shares of common stock of the Issuer to Meteora Capital Partners, LP pursuant to an agreement, dated February 8, 2022, between Meteora Capital Partners, LP, Meteora Special Opportunity Fund I, LP, Transportation Technology Ventures LLC, Transportation Ventures II L.P. Transportation Technology Ventures V L.P. and the other parties thereto. Shares were held by Transportation Technology Ventures V, L.P. ("TTV V, L.P.") TTV V, L.P. is managed by Transportation Technology Ventures LLC and Transportation Technology Ventures LLC is controlled by Mr. DiSanto. Accordingly, Mr. DiSanto may be deemed to be a beneficial owner of the shares held by TTV V, L.P. On July 28, 2022 Transportation Technology Ventures LLC distributed, for no consideration, 64,130 shares of common stock of the Issuer to the limited partners, representing such partner's pro rata interests in such shares. The aforementioned distribution was made in accordance with the exemption afforded by Rule 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. Shares received from distribution on July 28, 2022 as described in Footnote 7. Shares are held directly by Motus-VGO Autonomous IOT Fund, L.P. ("Motus-VGO"). Motus VGO is managed by Motus-VGO GP LLC and Motus VGO GP LLC is controlled by Mr. DiSanto. Accordingly Mr. DiSanto may be deemed to be a beneficial owner of the shares held by Motus-VGO. /s/ Jerry Allison, Attorney-in-Fact 2022-08-01