0001179110-22-001052.txt : 20220210 0001179110-22-001052.hdr.sgml : 20220210 20220210212028 ACCESSION NUMBER: 0001179110-22-001052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220208 FILED AS OF DATE: 20220210 DATE AS OF CHANGE: 20220210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Archambault Patrick CENTRAL INDEX KEY: 0001908201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39222 FILM NUMBER: 22616332 MAIL ADDRESS: STREET 1: C/O QUANERGY SYSTEMS, INC. STREET 2: 433 LAKESIDE DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94085 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CITIC Capital Acquisition Corp. CENTRAL INDEX KEY: 0001794621 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9/F, EAST TOWER, GENESIS BEIJING STREET 2: NO. 8 XINYUAN SOUTH ROAD CITY: CHAOYANG DISTRICT STATE: F4 ZIP: 100027 BUSINESS PHONE: 86 10 5802 3889 MAIL ADDRESS: STREET 1: 9/F, EAST TOWER, GENESIS BEIJING STREET 2: NO. 8 XINYUAN SOUTH ROAD CITY: CHAOYANG DISTRICT STATE: F4 ZIP: 100027 4 1 edgar.xml FORM 4 - X0306 4 2022-02-08 0 0001794621 CITIC Capital Acquisition Corp. QNGY 0001908201 Archambault Patrick C/O QUANERGY SYSTEMS, INC. 433 LAKESIDE DRIVE SUNNYVALE CA 94085 0 1 0 0 Chief Financial Officer Stock Option (right to buy) 7.67 2022-02-08 4 A 0 46558 A 2026-11-01 Common Stock 46558 46558 D Stock Option (right to buy) 12.74 2022-02-08 4 A 0 155197 A 2030-02-06 Common Stock 155197 155197 D Stock Option (right to buy) 12.74 2022-02-08 4 A 0 31038 A 2028-12-12 Common Stock 31038 31038 D Restricted Stock Unit 2022-02-08 4 A 0 9765 0 A Common Stock 9765 9765 D Restricted Stock Unit 2022-02-08 4 A 0 146479 0 A Common Stock 146479 146479 D Restricted Stock Unit 2022-02-08 4 A 0 656789 0 A Common Stock 656789 656789 D Received pursuant the Agreement and Plan of Merger, dated as of June 21, 2021, as amended, by and among CITIC Capital Acquisition Corp. ("CCAC"), CITIC Capital Merger Sub Inc. ("Merger Sub") and Quanergy Systems, Inc., a Delaware corporation ("Legacy Quanergy") pursuant to which Merger Sub merged with and into Legacy Quanergy (the "Business Combination"), whereupon the separate existence of Merger Sub ceased and Legacy Quanergy was the surviving company and wholly owned subsidiary of CCAC which subsequently changed its name to Quanergy Systems, Inc. (the "Issuer"). One fourth (1/4) of the total number of shares to vest on the first anniversary of the Vesting Calculation Date. Thereafter, shares vest at the rate of one forty-eighth (1/48) per calendar month on the last day of each of the thirty-five (35) months following the month of the first anniversary of the Vesting Calculation Date and the final one forty-eighth (1/48) shall vest on the fourth anniversary of the Vesting Calculation Date. All vesting ceases upon separation from service. Received in connection with Business Combination in exchange for option to acquire 12,000 shares of common stock of Legacy Quanergy for $29. 74 per share. The shares shall vest in a series of forty-eight (48) successive equal monthly installments each month from the Vesting Calculation Date, such that the shares will be fully vested on the four (4) year anniversary of the Vesting Calculation Date. All vesting ceases upon termination of service. Received in connection with Business Combination in exchange for option to acquire 40,000 shares of common stock of Legacy Quanergy for $49.43 per share. The shares shall vest in a series of forty-eight (48) successive equal monthly installments each month from the Vesting Calculation Date, such that the shares will be fully vested on the four (4) year anniversary of the Vesting Calculation Date. All vesting ceases upon termination of service. Received in connection with Business Combination in exchange for option to acquire 8,000 shares of common stock of Legacy Quanergy for $49.43 per share. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. Fully vested. One-twelfth (I/12th) vests quarterly from November 2, 2020 provided Participant has not terminated Service on each applicable date (February 15, May 15, August 15, and November 15). In connection with Business Combination, this Legacy Quanergy's outstanding RSU award was converted into an RSU award denominated in shares of Issuer's common stock. The Restricted Stock Award is fully vested. In connection with Business Combination, this Legacy Quanergy's outstanding RSU award was converted into an RSU award denominated in shares of Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as described in footnote 10 subject to the reporting person's continued service with the Issuer through the applicable vesting date. /s/ Jerry Allison (Attorney-in-Fact) 2022-02-10