0001794515-21-000265.txt : 20210903 0001794515-21-000265.hdr.sgml : 20210903 20210903204816 ACCESSION NUMBER: 0001794515-21-000265 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210901 FILED AS OF DATE: 20210903 DATE AS OF CHANGE: 20210903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hays Joseph Christopher CENTRAL INDEX KEY: 0001813655 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39310 FILM NUMBER: 211238066 MAIL ADDRESS: STREET 1: C/O ZOOMINFO TECHNOLOGIES INC. STREET 2: 805 BROADWAY STREET, SUITE 900 CITY: VANCOUVER STATE: WA ZIP: 98660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZoomInfo Technologies Inc. CENTRAL INDEX KEY: 0001794515 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 843721253 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 805 BROADWAY ST STREET 2: SUITE 900 CITY: VANCOUVER STATE: WA ZIP: 98660 BUSINESS PHONE: 800-914-1220 MAIL ADDRESS: STREET 1: 805 BROADWAY ST STREET 2: SUITE 900 CITY: VANCOUVER STATE: WA ZIP: 98660 4 1 wf-form4_163071648044577.xml FORM 4 X0306 4 2021-09-01 0 0001794515 ZoomInfo Technologies Inc. ZI 0001813655 Hays Joseph Christopher C/O ZOOMINFO TECHNOLOGIES INC., 805 BROADWAY STREET, SUITE 900 VANCOUVER WA 98660 0 1 0 0 Chief Operating Officer Class A Common Stock 2021-09-01 4 M 0 1702 A 8808 D Class A Common Stock 2021-09-01 4 M 0 469 A 9277 D Class A Common Stock 2021-09-01 4 S 0 1702 58.6393 D 7575 D Class A Common Stock 2021-09-01 4 F 0 185 65.19 D 7390 D LLC Units of HSKB Funds, LLC 2021-09-01 4 M 0 5314 0 D Class A Common Stock 5314.0 63784 D LLC Units of ZoomInfo Holdings LLC 2021-09-01 4 M 0 5314 0 A Class A Common Stock 5314.0 109382 D LLC Units of ZoomInfo Holdings LLC 2021-09-01 4 M 0 1702 0 D Class A Common Stock 1702.0 107680 D HSKB Phantom Units 2021-09-01 4 M 0 469 0 D Class A Common Stock 469.0 10313 D On September 1, 2021, upon vesting, limited liability company units of HSKB Funds, LLC ("HSKB Units") settled into limited liability company units ("OpCo Units") of ZoomInfo Holdings LLC ("OpCo") together with an equal number of shares of Class B common stock ("Class B Common Stock") of ZoomInfo Technologies Inc. ("ZoomInfo"). A portion of these OpCo Units and shares of Class B Common Stock were exchanged for shares of ZoomInfo's Class A common stock ("Class A Common Stock") as described herein. Reflects phantom units of HSKB Funds II, LLC ("HSKB Phantom Units") that upon vesting settled into shares of Class A Common Stock on a one-for-one basis. Reflects shares sold to cover the Reporting Person's tax liability in connection with the vesting of the HSKB Units reported herein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $58.33 to $59.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of the HSKB Phantom Units reported herein. Each of these HSKB Units represents the economic value of one OpCo Unit. Upon vesting, each HSKB Unit settles into an OpCo Unit and a share of Class B Common Stock, which together may be exchanged for shares of Class A Common Stock on a one-for-one basis, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. Shares of Class B common stock have no economic value and have 10 votes per shares. Reflects an original amount of 255,124 HSKB Units of which 101,297 vested on December 5, 2020, 42,208 vested on December 14, 2020 and the remaining unvested portion vests in twenty-one equal monthly installments beginning on January 1, 2021, subject to accelerated vesting upon certain change in control events and other vesting conditions. Pursuant to the terms of the limited liability company agreement for OpCo, OpCo Units and an equal number of shares of Class B Common Stock, together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. These HSKB Phantom Units, upon vesting, settle into shares of Class A Common Stock. Reflects an original amount of 22,500 HSKB Phantom Units of which 50% vested on July 1, 2021 and with the remaining HSKB Phantom Units vesting in equal monthly installments over the two year period following July 1, 2021, in each case, subject to a continued service relationship through such vesting dates, subject to potential accelerated vesting upon certain change in control events and other vesting conditions. /s/ Anthony Stark, as Attorney-in-Fact 2021-09-03