0001794515-21-000021.txt : 20210127 0001794515-21-000021.hdr.sgml : 20210127 20210127183948 ACCESSION NUMBER: 0001794515-21-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210126 FILED AS OF DATE: 20210127 DATE AS OF CHANGE: 20210127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schuck Henry CENTRAL INDEX KEY: 0001813217 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39310 FILM NUMBER: 21561363 MAIL ADDRESS: STREET 1: C/O ZOOMINFO TECHNOLOGIES INC. STREET 2: 805 BROADWAY STREET, SUITE 900 CITY: VANCOUVER STATE: WA ZIP: 98660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZoomInfo Technologies Inc. CENTRAL INDEX KEY: 0001794515 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 843721253 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 805 BROADWAY ST STREET 2: SUITE 900 CITY: VANCOUVER STATE: WA ZIP: 98660 BUSINESS PHONE: 800-914-1220 MAIL ADDRESS: STREET 1: 805 BROADWAY ST STREET 2: SUITE 900 CITY: VANCOUVER STATE: WA ZIP: 98660 4 1 wf-form4_161179077245094.xml FORM 4 X0306 4 2021-01-26 0 0001794515 ZoomInfo Technologies Inc. ZI 0001813217 Schuck Henry C/O ZOOMINFO TECHNOLOGIES INC., 805 BROADWAY STREET, SUITE 900 VANCOUVER, WA 98660 1 1 1 0 Chief Executive Officer Class A Common Stock 2021-01-26 4 M 0 20633 A 20633 D Class A Common Stock 2021-01-26 4 S 0 20633 50.04 D 0 D LLC Units of HSKB Funds, LLC 2021-01-26 4 M 0 20633 0 D Class A Common Stock 20633.0 6542881 D LLC Units of ZoomInfo Holdings LLC 2021-01-26 4 M 0 20633 0 A Class A Common Stock 20633.0 20633 D LLC Units of ZoomInfo Holdings LLC 2021-01-26 4 M 0 20633 0 D Class A Common Stock 20633.0 0 D LLC Units of ZoomInfo Holdings LLC Class A Common Stock 58647878.0 58647878 I See Footnote The transactions reported in this Form 4 were effected pursuant to a 10b5-1 trading plan entered into prior to November 30, 2020. On January 26, 2021, 20,633 limited liability company units of HSKB Funds, LLC ("HSKB Units") held directly by the Reporting Person were exchanged for limited liability company units ("OpCo Units") of ZoomInfo Holdings LLC ("OpCo") together with an equal number of shares of Class B common stock ("Class B Common Stock") of ZoomInfo Technologies Inc. ("ZoomInfo" or the "Issuer"). These OpCo Units and shares of Class B Common Stock were exchanged for shares of ZoomInfo's Class A common stock ("Class A Common Stock") which were sold as described herein. Pursuant to the terms of the limited liability company agreement for OpCo, limited liability company units of OpCo ("OpCo Units") and an equal number of shares of Class B Common Stock, together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $50.00 to $50.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Each of these HSKB Units represents the economic value of one OpCo Unit. Each such HSKB Unit is fully vested and is exchangeable, at the Reporting Person's option, into an OpCo Unit and a share of Class B Common Stock, which together are exchangeable by the Issuer for shares of Class A Common Stock on a one-for-one basis, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. Shares of Class B Common Stock have no economic value and have 10 votes per share. Reflects securities held directly by DO Holdings (WA), LLC. DO Holdings (WA), LLC is owned by Henry Schuck and Kirk Brown. The Reporting Person may be deemed to share voting and dispositive power over the securities held by DO Holdings (WA), LLC. /s/ Anthony Stark, as Attorney-in-Fact 2021-01-27