0001951757-22-000021.txt : 20221114
0001951757-22-000021.hdr.sgml : 20221114
20221114131044
ACCESSION NUMBER: 0001951757-22-000021
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221114
DATE AS OF CHANGE: 20221114
EFFECTIVENESS DATE: 20221114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wealth Alliance
CENTRAL INDEX KEY: 0001793904
IRS NUMBER: 832902030
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19913
FILM NUMBER: 221383147
BUSINESS ADDRESS:
STREET 1: 105 BROADHOLLOW ROAD
CITY: MELLVILLE
STATE: NY
ZIP: 11747
BUSINESS PHONE: 631 670-0682
MAIL ADDRESS:
STREET 1: 105 BROADHOLLOW ROAD
CITY: MELLVILLE
STATE: NY
ZIP: 11747
13F-HR
1
primary_doc.xml
13F-HR
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0001793904
XXXXXXXX
09-30-2022
09-30-2022
Wealth Alliance
105 BROADHOLLOW ROAD
MELLVILLE
NY
11747
13F HOLDINGS REPORT
028-19913
N
WILLIAM G. FRANEY
CHIEF FINANCIAL OFFICER
(631) 670-0703
WILLIAM G. FRANEY
MELVILLE
NY
11-14-2022
2
753
506725
false
1
Atria Investments
2
55i, LLC
INFORMATION TABLE
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13F-TWA-Q32022.xml
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ADR
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Stock
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Stock
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Stock
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CHUBB LIMITED COM NPV ISIN #CH0044328745
Stock
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Stock
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ALCON INC
Stock
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Stock
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ETF
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Stock
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0
255
ISHARES TRUST FALLEN ANGELS USD BD ETF
ETF
46435G474
342
14296
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DFND
2
0
0
14296
ISHARES TRUST FALLEN ANGELS USD BD ETF
ETF
46435G474
76
3196
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SOLE
0
0
3196
ISHARES TR ESG AWARE MSCI USA ETF
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46435G425
20630
259793
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DFND
2
0
0
259793
ISHARES TR ESG AWARE MSCI USA ETF
ETF
46435G425
86
1078
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SOLE
0
0
1078
ISHARES TR MSCI INTL VLU FT
ETF
46435G409
2389
120987
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DFND
2
0
0
120987
ISHARES TR ESG AWRE USD ETF
ETF
46435G193
259
11893
SH
DFND
2
0
0
11893
ISHARES TRUST CONVERTIBLE BOND ETF
ETF
46435G102
752
10908
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DFND
2
0
0
10908
ISHARES TRUST CONVERTIBLE BOND ETF
ETF
46435G102
15
212
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SOLE
0
0
212
ISHARES TR CORE TOTAL USD
ETF
46434V613
7727
173634
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DFND
2
0
0
173634
ISHARES TR CORE TOTAL USD
ETF
46434V613
233
5243
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SOLE
0
0
5243
ISHARES INC ESG AWR MSCI EM
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46434G863
801
28939
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DFND
2
0
0
28939
ISHARES INC ESG AWR MSCI EM
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46434G863
13
481
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SOLE
0
0
481
ISHARES TRUST CORE MSCI EAFE ETF
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46432F842
255
4838
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DFND
2
0
0
4838
ISHARES TRUST CORE MSCI EAFE ETF
ETF
46432F842
131
2495
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SOLE
0
0
2495
ISHARES TR CORE MSCI TOTAL
ETF
46432F834
371
7282
SH
SOLE
0
0
7282
ISHARES US ETF TRUST GSCI COMMODITY DYNAMIC ROLL STRATEGY ETF
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46431W853
931
26070
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DFND
2
0
0
26070
ISHARES US ETF TRUST GSCI COMMODITY DYNAMIC ROLL STRATEGY ETF
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46431W853
31
870
SH
SOLE
0
0
870
ISHARES U S ETF TR BLACKROCK ST MAT
ETF
46431W507
246
5002
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SOLE
0
0
5002
ISHARES TR MSCI USA MIN VOL
ETF
46429B697
1893
28639
SH
DFND
2
0
0
28639
ISHARES TR MSCI USA MIN VOL
ETF
46429B697
93
1408
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SOLE
0
0
1408
ISHARES CORE HIGH DIVIDEND ETF
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46429B663
1660
18186
SH
DFND
2
0
0
18186
ISHARES CORE HIGH DIVIDEND ETF
ETF
46429B663
510
5587
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DFND
1
0
0
5587
ISHARES TR US TREAS BD ETF
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46429B267
6104
268181
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DFND
2
0
0
268181
ISHARES TR US TREAS BD ETF
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46429B267
194
8539
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SOLE
0
0
8539
INVESCO EXCH TRADED FD TR II S&P500 HDL VOL
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46138E362
259
6611
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SOLE
0
0
6611
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL
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46138E354
397
6862
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SOLE
0
0
6862
INVESCO EXCHANGE TRADED FD TR HIG YLD EQ DIV
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46137V563
467
25129
SH
SOLE
0
0
25129
INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT
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46137V357
242
1901
SH
DFND
1
0
0
1901
INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT
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46137V357
31
246
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SOLE
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246
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INTERCONTINENTAL EXCHANGE INC COM USD0.01
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125
179000
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INNOVATOR ETFS TR US EQTY PWR BUF
ETF
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599
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SOLE
0
0
20943
INNOVATOR ETFS TR US EQTY PWR BUF
ETF
45782C797
516
18040
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SOLE
0
0
18040
INNOVATOR ETFS TR US EQTY PWR BUF
ETF
45782C748
1304
45976
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SOLE
0
0
45976
INNOVATOR ETFS TR US EQTY PWR BF
ETF
45782C680
651
24137
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SOLE
0
0
24137
INNOVATOR ETFS TR US EQT ULTRA BF
ETF
45782C672
403
15924
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SOLE
0
0
15924
INNOVATOR ETFS TR US EQTY PWR BUF
ETF
45782C656
302
10860
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SOLE
0
0
10860
INNOVATOR ETFS TR US EQTY PWR BUF
ETF
45782C540
360
12629
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SOLE
0
0
12629
INNOVATOR ETFS TR US EQTY PWR BUF
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45782C508
865
29397
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SOLE
0
0
29397
INNOVATOR ETFS TR US SML CP PWR B
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45782C474
260
9243
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SOLE
0
0
9243
INNOVATOR ETFS TR US EQTY PWR BUF
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45782C417
317
11939
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SOLE
0
0
11939
INNOVATOR ETFS TR US EQTY PWR BUF
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45782C383
735
25229
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SOLE
0
0
25229
INNOVATOR ETFS TR US EQTY PWR BUF
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45782C318
1144
42685
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SOLE
0
0
42685
INNOVATOR ETFS TR US EQTY PWR BUF
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45782C318
72
2680
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DFND
2
0
0
2680
INNOVATOR ETFS TR US EQT ULTRA BF
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401
15703
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SOLE
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220
10491
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DFND
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DIAGEO ADR EACH REPR 4 ORD GBX28.935185
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DIAGEO ADR EACH REPR 4 ORD GBX28.935185
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DFND
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ALIBABA GROUP HOLDING LTD SPON ADS EACH REP 8 ORD SHS
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WARNER BROS DISCOVERY INC COM SER A
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ISHARES TR RUS TP200 VL ETF
ETF
464289420
85
1480
SH
SOLE
0
0
1480
ISHARES TR EAFE GRWTH ETF
ETF
464288885
5504
75849
SH
DFND
2
0
0
75849
ISHARES TR EAFE GRWTH ETF
ETF
464288885
18
245
SH
SOLE
0
0
245
ISHARES TR EAFE VALUE ETF
ETF
464288877
5177
134372
SH
DFND
2
0
0
134372
ISHARES TR EAFE VALUE ETF
ETF
464288877
1399
36302
SH
DFND
1
0
0
36302
ISHARES TR EAFE VALUE ETF
ETF
464288877
192
4987
SH
SOLE
0
0
4987
ISHARES TR MSCI USA ESG SLC
ETF
464288802
506
6668
SH
DFND
2
0
0
6668
ISHARES TR US AER DEF ETF
ETF
464288760
280
3068
SH
SOLE
0
0
3068
ISHARES TR SHORT TREAS BD
ETF
464288679
6808
61893
SH
SOLE
0
0
61893
ISHARES TR SHORT TREAS BD
ETF
464288679
386
3506
SH
DFND
1
0
0
3506
ISHARES TR 10-20 YR TRS ETF
ETF
464288653
1479
13579
SH
DFND
2
0
0
13579
ISHARES TR MSCI KLD400 SOC
ETF
464288570
709
10584
SH
DFND
2
0
0
10584
ISHARES NATIONAL MUNI BOND ETF
ETF
464288414
1180
11508
SH
DFND
2
0
0
11508
ISHARES NATIONAL MUNI BOND ETF
ETF
464288414
415
4043
SH
SOLE
0
0
4043
ISHARES TR GLB INFRASTR ETF
ETF
464288372
293
7006
SH
DFND
2
0
0
7006
ISHARES NEW YORK MUNI BOND ETF
ETF
464288323
229
4522
SH
DFND
1
0
0
4522
ISHARES NEW YORK MUNI BOND ETF
ETF
464288323
53
1042
SH
SOLE
0
0
1042
ISHARES TR MSCI ACWI ETF
ETF
464288257
351
4508
SH
SOLE
0
0
4508
ISHARES TR MSCI ACWI ETF
ETF
464288257
121
1549
SH
DFND
1
0
0
1549
ISHARES TR GL CLEAN ENE ETF
ETF
464288224
1892
99112
SH
SOLE
0
0
99112
ISHARES TR GL CLEAN ENE ETF
ETF
464288224
613
32124
SH
DFND
1
0
0
32124
ISHARES TR GL CLEAN ENE ETF
ETF
464288224
17
874
SH
DFND
2
0
0
874
ISHARES SHORT-TERM NATIONAL MUNI BOND ETF
ETF
464288158
605
5895
SH
DFND
2
0
0
5895
ISHARES SHORT-TERM NATIONAL MUNI BOND ETF
ETF
464288158
13
127
SH
SOLE
0
0
127
ISHARES TR S&P SMALL CAP 600 GROWTH ETF
ETF
464287887
698
6862
SH
DFND
2
0
0
6862
ISHARES TR S&P SMALL CAP 600 GROWTH ETF
ETF
464287887
10
102
SH
SOLE
0
0
102
ISHARES TRUST S & P EURO
ETF
464287861
1714
45402
SH
DFND
2
0
0
45402
ISHARES CORE S&P SMALL-CAP E
ETF
464287804
2005
23000
SH
SOLE
0
0
23000
ISHARES CORE S&P SMALL-CAP E
ETF
464287804
1727
19805
SH
DFND
2
0
0
19805
ISHARES CORE S&P SMALL-CAP E
ETF
464287804
219
2509
SH
DFND
1
0
0
2509
ISHARES DOW JONES US ENERGY SECTOR FUND
ETF
464287796
595
15147
SH
DFND
2
0
0
15147
ISHARES DOW JONES US ENERGY SECTOR FUND
ETF
464287796
39
995
SH
SOLE
0
0
995
ISHARES U.S. HEALTHCARE ETF
ETF
464287762
120
476
SH
SOLE
0
0
476
ISHARES U.S. HEALTHCARE ETF
ETF
464287762
102
403
SH
DFND
2
0
0
403
ISHARES U S REAL ESTATE ETF
ETF
464287739
712
8748
SH
DFND
1
0
0
8748
ISHARES TRUST DJ US TECHNOLOGY
ETF
464287721
320
4355
SH
DFND
2
0
0
4355
ISHARES TRUST DJ US TECHNOLOGY
ETF
464287721
233
3179
SH
SOLE
0
0
3179
ISHARES CORE S&P US GROWTH ETF
ETF
464287671
254
3169
SH
SOLE
0
0
3169
ISHARES CORE S&P US VALUE ETF
ETF
464287663
309
4929
SH
SOLE
0
0
4929
ISHARES CORE S&P US VALUE ETF
ETF
464287663
37
585
SH
DFND
1
0
0
585
ISHARES RUSSELL 2000 ETF
ETF
464287655
1029
6242
SH
DFND
1
0
0
6242
ISHARES RUSSELL 2000 ETF
ETF
464287655
70
424
SH
SOLE
0
0
424
ISHARES TR RUS 2000 GRW ETF
ETF
464287648
682
3304
SH
DFND
1
0
0
3304
ISHARES TR RUS 2000 GRW ETF
ETF
464287648
47
226
SH
SOLE
0
0
226
ISHARES RUSSELL 2000 VALUE ETF
ETF
464287630
362
2811
SH
DFND
1
0
0
2811
ISHARES RUSSELL 2000 VALUE ETF
ETF
464287630
28
218
SH
SOLE
0
0
218
ISHARES RUSSELL 1000 INDEX FUND
ETF
464287622
503
2548
SH
DFND
2
0
0
2548
ISHARES RUSSELL 1000 INDEX FUND
ETF
464287622
121
611
SH
SOLE
0
0
611
ISHARES RUSSELL 1000 INDEX FUND
ETF
464287622
16
81
SH
DFND
1
0
0
81
ISHARES TR RUS 1000 GRW ETF
ETF
464287614
1996
9489
SH
DFND
1
0
0
9489
ISHARES TR RUS 1000 GRW ETF
ETF
464287614
136
645
SH
SOLE
0
0
645
ISHARES RUSSELL 1000 VALUE ETF
ETF
464287598
1909
14036
SH
DFND
1
0
0
14036
ISHARES RUSSELL 1000 VALUE ETF
ETF
464287598
68
502
SH
SOLE
0
0
502
ISHARES CORE S&P MID-CAP ETF
ETF
464287507
2167
9883
SH
SOLE
0
0
9883
ISHARES CORE S&P MID-CAP ETF
ETF
464287507
456
2079
SH
DFND
1
0
0
2079
ISHARES CORE S&P MID-CAP ETF
ETF
464287507
1
3
SH
DFND
2
0
0
3
ISHARES TR RUS MID CAP ETF
ETF
464287499
316
5079
SH
DFND
1
0
0
5079
ISHARES TR RUS MID CAP ETF
ETF
464287499
45
731
SH
SOLE
0
0
731
ISHARES TR RUS MD CP GR ETF
ETF
464287481
562
7165
SH
DFND
1
0
0
7165
ISHARES TR RUS MD CP GR ETF
ETF
464287481
129
1650
SH
SOLE
0
0
1650
ISHARES RUSSELL MID-CAP VALUE ETF
ETF
464287473
311
3242
SH
DFND
1
0
0
3242
ISHARES RUSSELL MID-CAP VALUE ETF
ETF
464287473
63
661
SH
SOLE
0
0
661
ISHARES MSCI EAFE ETF
ETF
464287465
5154
92011
SH
DFND
1
0
0
92011
ISHARES MSCI EAFE ETF
ETF
464287465
129
2306
SH
SOLE
0
0
2306
ISHARES TRUST 1-3 YEAR TREASURY BOND ETF
ETF
464287457
3367
41460
SH
SOLE
0
0
41460
ISHARES TRUST 1-3 YEAR TREASURY BOND ETF
ETF
464287457
0
0
SH
DFND
1
0
0
0
ISHARES S&P 500 VALUE ETF
ETF
464287408
138
1077
SH
DFND
2
0
0
1077
ISHARES S&P 500 VALUE ETF
ETF
464287408
116
901
SH
SOLE
0
0
901
ISHARES S&P 500 VALUE ETF
ETF
464287408
39
301
SH
DFND
1
0
0
301
ISHARES S&P 500 GROWTH ETF
ETF
464287309
155
2682
SH
SOLE
0
0
2682
ISHARES S&P 500 GROWTH ETF
ETF
464287309
89
1532
SH
DFND
1
0
0
1532
ISHARES S&P GLOBAL TECHNOLOGY SECTOR INDEX FUND
ETF
464287291
266
6317
SH
DFND
2
0
0
6317
ISHARES S&P GLOBAL TECHNOLOGY SECTOR INDEX FUND
ETF
464287291
9
202
SH
SOLE
0
0
202
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF
ETF
464287242
158
1541
SH
DFND
1
0
0
1541
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF
ETF
464287242
157
1533
SH
DFND
2
0
0
1533
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF
ETF
464287242
115
1126
SH
SOLE
0
0
1126
ISHARES TRUST MSCI EMG MKTS ETF USD DIS
ETF
464287234
1030
29526
SH
DFND
2
0
0
29526
ISHARES TRUST MSCI EMG MKTS ETF USD DIS
ETF
464287234
656
18820
SH
DFND
1
0
0
18820
ISHARES TRUST MSCI EMG MKTS ETF USD DIS
ETF
464287234
4
101
SH
SOLE
0
0
101
ISHARES CORE US AGGREGATE BOND ETF
ETF
464287226
1030
10689
SH
SOLE
0
0
10689
ISHARES CORE US AGGREGATE BOND ETF
ETF
464287226
271
2812
SH
DFND
1
0
0
2812
ISHARES CORE US AGGREGATE BOND ETF
ETF
464287226
18
185
SH
DFND
2
0
0
185
ISHARES CORE S&P 500 ETF
ETF
464287200
28626
79815
SH
DFND
2
0
0
79815
ISHARES CORE S&P 500 ETF
ETF
464287200
6690
18652
SH
SOLE
0
0
18652
ISHARES CORE S&P 500 ETF
ETF
464287200
1410
3930
SH
DFND
1
0
0
3930
ISHARES TIPS BOND ETF
ETF
464287176
1939
18487
SH
DFND
2
0
0
18487
ISHARES TIPS BOND ETF
ETF
464287176
189
1803
SH
SOLE
0
0
1803
ISHARES SELECT DIVIDEND ETF
ETF
464287168
1264
11785
SH
DFND
1
0
0
11785
ISHARES SELECT DIVIDEND ETF
ETF
464287168
30
284
SH
SOLE
0
0
284
ISHARES S&P 100 INDEX FUND
ETF
464287101
1358
8359
SH
DFND
2
0
0
8359
ISHARES INC MSCI EMERG MRKT
ETF
464286533
3158
62317
SH
DFND
2
0
0
62317
ISHARES INC MSCI EMERG MRKT
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464286533
97
1913
SH
SOLE
0
0
1913
ISHARES GOLD TR ISHARES NEW ISIN #US4642852044 SEDOL #BKP74N6
ETF
464285204
2866
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SH
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0
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90888
ISHARES GOLD TR ISHARES NEW ISIN #US4642852044 SEDOL #BKP74N6
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464285204
93
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INTUIT INC
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INTUIT INC
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INTERNATIONAL FLAVORS &FRAGRANCES COM USD0.125
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INTERNATIONAL BUS MACH CORP COM USD0.20
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INTERNATIONAL BUS MACH CORP COM USD0.20
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INTEL CORP COM USD0.001
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INTEL CORP COM USD0.001
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