0001793904-21-000004.txt : 20210816
0001793904-21-000004.hdr.sgml : 20210816
20210816093419
ACCESSION NUMBER: 0001793904-21-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210816
DATE AS OF CHANGE: 20210816
EFFECTIVENESS DATE: 20210816
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wealth Alliance
CENTRAL INDEX KEY: 0001793904
IRS NUMBER: 832902030
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19913
FILM NUMBER: 211174988
BUSINESS ADDRESS:
STREET 1: 105 BROADHOLLOW ROAD
CITY: MELLVILLE
STATE: NY
ZIP: 11747
BUSINESS PHONE: 631 670-0682
MAIL ADDRESS:
STREET 1: 105 BROADHOLLOW ROAD
CITY: MELLVILLE
STATE: NY
ZIP: 11747
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001793904
XXXXXXXX
06-30-2021
06-30-2021
Wealth Alliance
105 BROADHOLLOW ROAD
MELLVILLE
NY
11747
13F HOLDINGS REPORT
028-19913
N
William G. Franey
Chief Compliance Officer
6316700703
William G. Franey
Melville
NY
08-16-2021
2
423
424668
false
1
Atria Investments LLC
2
55I LLC
INFORMATION TABLE
2
13F-TWA-Q22021.xml
SPRING VY ACQUISITION CORP UNIT 1 CL A & 1/2 WT EXP ISIN #KYG8377A1168
Stock
G8377A116
107
10000
SH
SOLE
0
0
10000
IHS MARKIT LTD COM USD0.01 ISIN #BMG475671050 SEDOL #BH0K6S8
Stock
G47567105
473
4198
SH
DFND
1
0
0
4198
TC ENERGY CORPORATION COM NPV ISIN #CA87807B1076 SEDOL #BJMY6G0
Stock
87807B107
518
10461
SH
DFND
1
0
0
10461
THE REAL BROKERAGE INC COM NPV(POST REV SPLIT) ISIN #CA75585H2063 SEDOL #BM9W3K1
Stock
75585H206
120
13329
SH
SOLE
0
0
13329
NORTHERN DYNASTY MINS COM NPV ISIN #CA66510M2040 SEDOL #2637848
Stock
66510M204
12
24425
SH
SOLE
0
0
24425
MANULIFE FINANCIAL CORP COM NPV ISIN #CA56501R1064 SEDOL #2492519
Stock
56501R106
688
34945
SH
DFND
1
0
0
34945
ENBRIDGE INC COM ISIN #CA29250N1050 SEDOL #2466149
Stock
29250N105
962
24024
SH
DFND
1
0
0
24024
DUKE ENERGY CORP NEW COM NEW ISIN #US26441C2044 SEDOL #B7JZSK0
Stock
26441C204
957
9697
SH
DFND
1
0
0
9697
CROWN CASTLE INTL CORP NEW COM ISIN #US22822V1017 SEDOL #BTGQCX1
REIT
22822V101
1281
6564
SH
DFND
1
0
0
6564
CANADIAN PACIFIC RAILWAY COMPANY COM NPV ISIN #CA13645T1003 SEDOL #2793115
Stock
13645T100
904
11756
SH
DFND
1
0
0
11756
CAMECO CORP COM NPV ISIN #CA13321L1085 SEDOL #2166160
Stock
13321L108
339
17700
SH
DFND
1
0
0
17700
BCE INC COM NEW ISIN #CA05534B7604 SEDOL #B188TH2
Stock
05534B760
1190
24126
SH
DFND
1
0
0
24126
THOMSON-REUTERS CORP COM NPV(POST REV SPLIT) ISIN #CA8849037095 SEDOL #BFXPTB0
Stock
884903709
309
3106
SH
DFND
1
0
0
3106
NEWMONT CORP COM ISIN #US6516391066 SEDOL #BJYKTV2
Stock
651639106
827
13055
SH
DFND
1
0
0
13055
ISHARES GOLD TR ISHARES NEW ISIN #US4642852044 SEDOL #BKP74N6
ETF
464285204
3159
93702
SH
DFND
1
0
0
93702
CANADIAN IMPERIAL BANK OF COMMERCE COM NPV ISIN #CA1360691010 SEDOL #2170525
Stock
136069101
1006
8834
SH
DFND
1
0
0
8834
NXP SEMICONDUCTORS N V
Stock
N6596X109
935
4543
SH
DFND
1
0
0
4543
FERRARI N V EUR0.01 NEW
Stock
N3167Y103
403
1955
SH
DFND
1
0
0
1955
ELASTIC N V COM EUR0.01
Stock
N14506104
374
2569
SH
DFND
1
0
0
2569
ASML HOLDING NV EUR0.09 NY REGISTRY SHS 2012
ADR
N07059210
1872
2709
SH
DFND
1
0
0
2709
CYBERARK SOFTWARE LTD COM ILS0.01
Stock
M2682V108
341
2619
SH
DFND
1
0
0
2619
TE CONNECTIVITY LTD
Stock
H84989104
389
2877
SH
DFND
1
0
0
2877
CHUBB LIMITED COM NPV ISIN #CH0044328745
Stock
H1467J104
492
3094
SH
DFND
1
0
0
3094
ALCON INC
Stock
H01301128
601
8547
SH
DFND
1
0
0
8547
TRANE TECHNOLOGIES PLC COM USD1
Stock
G8994E103
678
3683
SH
DFND
1
0
0
3683
STONECO LTD COM USD0.000079365 CLASS A
Stock
G85158106
258
3851
SH
DFND
1
0
0
3851
PAGSEGURO DIGITAL LTD COM CL A
Stock
G68707101
613
10968
SH
DFND
1
0
0
10968
APTIV PLC COM USD0.01 ISIN #JE00B783TY65 SEDOL #B783TY6
Stock
G6095L109
308
1959
SH
DFND
1
0
0
1959
MEDTRONIC PLC
Stock
G5960L103
1227
9888
SH
DFND
1
0
0
9888
LINDE PLC COM EUR0.001
Stock
G5494J103
1352
4677
SH
DFND
1
0
0
4677
JOHNSON CONTROLS INTERNATIONAL PLC COM USD1.00
Stock
G51502105
239
3477
SH
DFND
1
0
0
3477
ICON PLC ORD EUR0.06
Stock
G4705A100
384
1860
SH
DFND
1
0
0
1860
HORIZON PHARMA PLC COM USD0.0001 ISIN #IE00BQPVQZ61
Stock
G46188101
524
5598
SH
DFND
1
0
0
5598
EATON CORP PLC COM
Stock
G29183103
463
3127
SH
DFND
1
0
0
3127
ACCENTURE PLC
Stock
G1151C101
1403
4760
SH
DFND
1
0
0
4760
ATLASSIAN CORPORATION PLC COM USD0.1 CL A
Stock
G06242104
585
2279
SH
DFND
1
0
0
2279
ARCH CAPITAL GROUP COM STK USD0.01
Stock
G0450A105
217
5576
SH
DFND
1
0
0
5576
ZOETIS INC
Stock
98978V103
1141
6122
SH
DFND
1
0
0
6122
XCEL ENERGY INC COM USD2.5
Stock
98389B100
264
4014
SH
DFND
1
0
0
4014
WORKDAY INC COM USD0.001 CL A
Stock
98138H101
362
1516
SH
DFND
1
0
0
1516
WASTE MANAGEMENT INC
Stock
94106L109
346
2468
SH
DFND
1
0
0
2468
WEC ENERGY GROUP INC COM
Stock
92939U106
678
7622
SH
DFND
1
0
0
7622
VODAFONE GROUP SPON ADR EACH REP 10 ORD
ADR
92857W308
841
49102
SH
DFND
1
0
0
49102
VIRTUS DIVIDEND INTEREST &PR COM
CEF
92840R101
1137
75480
SH
SOLE
0
0
75480
VISA INC
Stock
92826C839
1828
7816
SH
DFND
1
0
0
7816
VIATRIS INC COM
Stock
92556V106
266
18622
SH
DFND
1
0
0
18622
VIACOMCBS INC CL B
Stock
92556H206
238
5268
SH
DFND
1
0
0
5268
VERIZON COMMUNICATIONS INC
Stock
92343V104
3028
54049
SH
DFND
1,2
0
0
54049
VANGUARD WORLD FDS COMM SRVC ETF
ETF
92204A884
383
2666
SH
SOLE
0
0
2666
VANGUARD MATERIALS INDEX FUND
ETF
92204A801
364
2016
SH
DFND
1
0
0
2016
VANGUARD WORLD FDS VANGUARD INFORMATION TECHNOLOGY ETF
ETF
92204A702
338
847
SH
SOLE
0
0
847
VANGUARD INDUSTRIALS ETF
ETF
92204A603
470
2392
SH
DFND
1
0
0
2392
VANGUARD HEALTH CARE ETF
ETF
92204A504
595
2408
SH
DFND
1
0
0
2408
VANGUARD FINANCIALS ETF
ETF
92204A405
1112
12296
SH
DFND
1
0
0
12296
VANGUARD CONSUMER DISCRETIONARY ETF
ETF
92204A108
377
1201
SH
SOLE
0
0
1201
VANGUARD CHARLOTTE TOTAL INTL BD INDEX FD ETF
ETF
92203J407
1892
33133
SH
SOLE
0
0
33133
VANECK VECTORS ETF TR PFD SECS EX FINL
ETF
92189F429
617
28897
SH
DFND
1
0
0
28897
VALERO ENERGY CORP COM
Stock
91913Y100
227
2914
SH
DFND
1
0
0
2914
UNITEDHEALTH GROUP INC
Stock
91324P102
2955
7379
SH
DFND
1
0
0
7379
ULTA BEAUTY INC COM
Stock
90384S303
694
2007
SH
DFND
1
0
0
2007
UBER TECHNOLOGIES INC COM
Stock
90353T100
456
9103
SH
DFND
1
0
0
9103
TRUIST FINL CORP COM
Stock
89832Q109
1153
20770
SH
DFND
1
0
0
20770
TORTOISE ESSENTIAL ASSETS IN COM SH BEN INT
CEF
89148A103
653
44051
SH
SOLE
0
0
44051
3M CO
Stock
88579Y101
546
2749
SH
DFND
1
0
0
2749
THE TRADE DESK INC COM CL A
Stock
88339J105
200
2590
SH
DFND
1
0
0
2590
TEXAS PACIFIC LAND CORPORATION COM
Stock
88262P102
208
130
SH
SOLE
0
0
130
TESLA INC COM
Stock
88160R101
793
1166
SH
DFND
1
0
0
1166
SOUTHERN COPPER CORP
Stock
84265V105
436
6771
SH
DFND
1
0
0
6771
SITEONE LANDSCAPE SUPPLY INC COM
Stock
82982L103
571
3374
SH
DFND
1
0
0
3374
SERVICENOW INC COM USD0.001
Stock
81762P102
573
1042
SH
DFND
1
0
0
1042
SENSEONICS HLDGS INC COM
Stock
81727U105
58
15000
SH
SOLE
0
0
15000
SEA LIMITED ADS EACH REP ONE CLASS A ORD SHS
ADR
81141R100
342
1244
SH
DFND
1
0
0
1244
SANOFI ADR REP 1 1/2 ORD
ADR
80105N105
344
6541
SH
DFND
1
0
0
6541
SALESFORCE.COM INC COM USD0.001
Stock
79466L302
1333
5456
SH
DFND
1
0
0
5456
SPDR SER TR NUVEEN BRC MUNIC
ETF
78468R721
844
16195
SH
DFND
1
0
0
16195
SPDR S&P MIDCAP 400 ETF
ETF
78467Y107
327
665
SH
SOLE
0
0
665
SSGA ACTIVE ETF TR SPDR TR TACTIC
ETF
78467V848
2828
58422
SH
SOLE
0
0
58422
SS&C TECHNOLOGIES HLDGS INC COM
Stock
78467J100
238
3307
SH
DFND
1
0
0
3307
SPDR SER TR S&P BIOTECH
ETF
78464A870
212
1568
SH
SOLE
0
0
1568
SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT
ETF
78462F103
7838
18310
SH
DFND
1
0
0
18310
S&P GLOBAL INC COM
Stock
78409V104
387
943
SH
DFND
1
0
0
943
REGIONS FINANCIAL CORP NEW COM
Stock
7591EP100
302
14948
SH
DFND
1
0
0
14948
RBC BEARINGS INC
Stock
75524B104
295
1481
SH
DFND
1
0
0
1481
PRUDENTIAL ADR EACH REPR 2 ORD GBP0.05
ADR
74435K204
693
18184
SH
DFND
1
0
0
18184
PROLOGIS INC. COM
REIT
74340W103
318
2660
SH
DFND
1
0
0
2660
PRIMERICA INC COM USD0.01
Stock
74164M108
276
1804
SH
DFND
1
0
0
1804
POOL CORP COM
Stock
73278L105
412
899
SH
DFND
1
0
0
899
PAYPAL HLDGS INC COM
Stock
70450Y103
1163
3989
SH
DFND
1
0
0
3989
PALANTIR TECHNOLOGIES INC CL A
Stock
69608A108
695
26355
SH
SOLE
0
0
26355
PPL CORP COM USD0.01
Stock
69351T106
463
16541
SH
DFND
1
0
0
16541
ORACLE CORP
Stock
68389X105
1038
13331
SH
DFND
1
0
0
13331
NVIDIA CORPORATION COM
Stock
67066G104
1121
1401
SH
DFND
1
0
0
1401
NOVARTIS AG SPONSORED ADR
ADR
66987V109
632
6922
SH
DFND
1
0
0
6922
NEXTERA ENERGY PARTNERS LP COM UNIT PART IN
Stock
65341B106
277
3626
SH
SOLE
0
0
3626
NEXTERA ENERGY INC COM USD0.01
Stock
65339F101
1365
18628
SH
DFND
1
0
0
18628
NEWMARK GROUP INC CL A
Stock
65158N102
138
11484
SH
DFND
1
0
0
11484
NETFLIX INC
Stock
64110L106
532
1007
SH
DFND
1
0
0
1007
NIO INC SPON ADS EACH REP 1 ORD SHS CLASS A
ADR
62914V106
368
6918
SH
SOLE
0
0
6918
MONSTER BEVERAGE CORP NEW COM
Stock
61174X109
447
4892
SH
DFND
1
0
0
4892
METLIFE INC COM USD0.01
Stock
59156R108
747
12477
SH
DFND
1
0
0
12477
MERCK &CO. INC COM
Stock
58933Y105
2532
32553
SH
DFND
1
0
0
32553
MCKESSON CORP
Stock
58155Q103
262
1370
SH
DFND
1
0
0
1370
MATCH GROUP INC NEW COM
Stock
57667L107
220
1366
SH
DFND
1
0
0
1366
MASTERCARD INCORPORATED CL A
Stock
57636Q104
1231
3371
SH
DFND
1
0
0
3371
MSCI INC
Stock
55354G100
640
1201
SH
DFND
1
0
0
1201
MGM GROWTH PPTYS LLC CL A COM
REIT
55303A105
367
10022
SH
DFND
1
0
0
10022
LABORATORY CORP AMER HLDGS COM USD0.1
Stock
50540R409
302
1093
SH
DFND
1
0
0
1093
JUST EAT TAKEAWAY.COM N.V SPON ADS EACH REP 0.1 SHS(POST REV
ADR
48214T305
211
11542
SH
DFND
1
0
0
11542
JPMORGAN CHASE & CO
Stock
46625H100
2438
15676
SH
DFND
1
0
0
15676
ISHARES TRUST ESG ADVANCED MSCI USA ETF
ETF
46436E767
785
21631
SH
DFND
1
0
0
21631
ISHARES TRUST ESG ADVANCED MSCI EAFE ETF
ETF
46436E759
471
6961
SH
DFND
1
0
0
6961
ISHARES TR ESG ADV TTL USD
ETF
46436E619
766
15415
SH
DFND
1
0
0
15415
ISHARES TR ESG AWARE MSCI
ETF
46435U663
682
16892
SH
DFND
1
0
0
16892
ISHARES TR ESG MSCI LEADR
ETF
46435U218
254
3384
SH
DFND
1
0
0
3384
ISHARES TR ESG AW MSCI EAFE
ETF
46435G516
647
8184
SH
DFND
1
0
0
8184
ISHARES TR ESG AWR MSCI USA
ETF
46435G425
9215
93581
SH
DFND
1
0
0
93581
ISHARES TR MSCI INTL VLU FT
ETF
46435G409
209
8104
SH
DFND
1
0
0
8104
ISHARES TR ESG AWRE 1 5 YR
ETF
46435G243
428
16425
SH
DFND
1
0
0
16425
ISHARES TRUST GLOBAL REIT ETF
ETF
46434V647
1484
53552
SH
SOLE
0
0
53552
ISHARES TR CORE TOTAL USD
ETF
46434V613
3015
56370
SH
DFND
1
0
0
56370
ISHARES INC ESG AWR MSCI EM
ETF
46434G863
3282
72689
SH
DFND
1
0
0
72689
ISHARES INC CORE MSCI EMERGING MKTS ETF
ETF
46434G103
1544
23052
SH
SOLE
0
0
23052
ISHARES TRUST CORE MSCI EAFE ETF
ETF
46432F842
4650
62117
SH
DFND
1
0
0
62117
ISHARES TR CORE MSCI TOTAL
ETF
46432F834
1420
19370
SH
SOLE
0
0
19370
ISHARES TR MSCI USA MMENTM
ETF
46432F396
853
4916
SH
DFND
1
0
0
4916
ISHARES TR MSCI USA VALUE
ETF
46432F388
2052
19533
SH
DFND
1
0
0
19533
ISHARES US ETF TRUST GSCI COMMODITY DYNAMIC ROLL STRATEGY ETF
ETF
46431W853
3962
114848
SH
DFND
1
0
0
114848
ISHARES U S ETF TR BLACKROCK ST MAT
ETF
46431W507
383
7642
SH
SOLE
0
0
7642
ISHARES TR US TREAS BD ETF
ETF
46429B267
2551
95893
SH
DFND
1
0
0
95893
ISHARES SILVER TR ISHARES
ETF
46428Q109
277
11424
SH
DFND
1
0
0
11424
INVESCO EXCH TRADED FD TR II S&P 500 REVENUE
ETF
46138G698
201
2733
SH
SOLE
0
0
2733
INVESCO EXCH TRADED FD TR II S&P500 HDL VOL
ETF
46138E362
278
6315
SH
SOLE
0
0
6315
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL
ETF
46138E354
416
6836
SH
SOLE
0
0
6836
INTUITIVE SURGICAL INC
Stock
46120E602
449
488
SH
DFND
1
0
0
488
INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR
ETF
46090A887
221
4385
SH
SOLE
0
0
4385
INNOVATOR ETFS TR S&P 500 PWR BU
ETF
45782C748
1638
52769
SH
SOLE
0
0
52769
INNOVATOR ETFS TR S&P 500 PWR BU
ETF
45782C540
241
7889
SH
SOLE
0
0
7889
INNOVATOR ETFS TR RUSSELL 2000 P
ETF
45782C474
289
9243
SH
SOLE
0
0
9243
INNOVATOR ETFS TR S&P 500 PWR BUF
ETF
45782C318
312
10594
SH
SOLE
0
0
10594
IDEXX LABORATORIES INC COM USD0.10
Stock
45168D104
298
472
SH
DFND
1
0
0
472
HUMANCO ACQUISITION CORP COM CL A
Stock
44487N109
98
10000
SH
SOLE
0
0
10000
HDFC BANK LTD SPON ADS EACH REP 3 ORD SHS
ADR
40415F101
768
10507
SH
DFND
1
0
0
10507
GOLDMAN SACHS BDC INC SHS
CEF
38147U107
258
13188
SH
SOLE
0
0
13188
GOLDMAN SACHS GROUP INC COM USD0.01
Stock
38141G104
439
1157
SH
DFND
1
0
0
1157
GOHEALTH INC COM CL A
Stock
38046W105
112
10000
SH
SOLE
0
0
10000
GENERAL MTRS CO COM
Stock
37045V100
243
4098
SH
DFND
1
0
0
4098
FREEPORT-MCMORAN INC COM USD0.10
Stock
35671D857
375
10104
SH
DFND
1
0
0
10104
FIVE BELOW INC
Stock
33829M101
238
1231
SH
DFND
1
0
0
1231
FIRST FINL BANKSHARES INC COM
Stock
32020R109
268
5453
SH
DFND
1
0
0
5453
FIDELITY NATL INFORMATION SERVICES COM USD0.01
Stock
31620M106
1534
10831
SH
DFND
1
0
0
10831
FACEBOOK INC-CLASS A
Stock
30303M102
4719
13571
SH
DFND
1
0
0
13571
EXXON MOBIL CORP
Stock
30231G102
1481
23471
SH
DFND
1
0
0
23471
EXACT SCIENCES CORP
Stock
30063P105
258
2079
SH
DFND
1
0
0
2079
EVERTEC INC USD0.01
Stock
30040P103
236
5415
SH
DFND
1
0
0
5415
EQUITY RESIDENTIAL SBI USD0.01
REIT
29476L107
421
5474
SH
DFND
1
0
0
5474
EQUINIX INC COM
REIT
29444U700
348
433
SH
DFND
1
0
0
433
ENERGY TRANSFER L P COM UT LTD PTN
Stock
29273V100
279
26271
SH
DFND
1
0
0
26271
EATON VANCE TAX-MANAGED GLOBAL COM
CEF
27829F108
104
10214
SH
SOLE
0
0
10214
EATON VANCE TAX-MANAGED DIVERS COM
CEF
27828N102
150
10627
SH
SOLE
0
0
10627
ETFMG ALTERNATIVE HARVEST ETF
ETF
26924G508
711
34526
SH
DFND
1,2
0
0
34526
DUPONT DE NEMOURS INC COM
Stock
26614N102
519
6700
SH
DFND
1
0
0
6700
DOMINION ENERGY INC COM
Stock
25746U109
607
8246
SH
DFND
1
0
0
8246
DIAGEO ADR EACH REPR 4 ORD GBX28.935185
ADR
25243Q205
943
4922
SH
DFND
1
0
0
4922
DESKTOP METAL INC COM CL A
Stock
25058X105
144
12565
SH
SOLE
0
0
12565
CYRUSONE INC COM USD0.01
REIT
23283R100
390
5456
SH
DFND
1
0
0
5456
COSTAR GROUP INC
Stock
22160N109
232
2801
SH
DFND
1
0
0
2801
COSTCO WHOLESALE CORP COM USD0.01
Stock
22160K105
512
1293
SH
DFND
1
0
0
1293
CONSTELLATION BRANDS INC COM USD0.01 CLASS A
Stock
21036P108
467
1995
SH
DFND
1
0
0
1995
CONOCOPHILLIPS COM
Stock
20825C104
795
13059
SH
DFND
1
0
0
13059
COMCAST CORP
Stock
20030N101
1928
33816
SH
DFND
1
0
0
33816
CLOVER HEALTH INVESTMENTS CORP COM CL A
Stock
18914F103
133
10000
SH
SOLE
0
0
10000
CISCO SYSTEMS INC
Stock
17275R102
2690
50755
SH
DFND
1
0
0
50755
CHEMED CORP NEW COM
Stock
16359R103
286
604
SH
DFND
1
0
0
604
CARDINAL HEALTH INC COM NPV
Stock
14149Y108
378
6627
SH
DFND
1
0
0
6627
CRH SPON ADR EA REPR 1 ORD SHS EUR0.32
ADR
12626K203
467
9176
SH
DFND
1
0
0
9176
CME GROUP INC COM
Stock
12572Q105
444
2086
SH
DFND
1
0
0
2086
CDW CORP COM USD0.01
Stock
12514G108
455
2604
SH
DFND
1
0
0
2604
BROADCOM INC COM
Stock
11135F101
1364
2860
SH
DFND
1
0
0
2860
BROADRIDGE FINANCIAL SOLUTION INC COM USD0.01
Stock
11133T103
485
3004
SH
DFND
1
0
0
3004
BOOKING HOLDINGS INC COM
Stock
09857L108
258
118
SH
DFND
1
0
0
118
BLACKSTONE GROUP INC COM
Stock
09260D107
404
4162
SH
DFND
1
0
0
4162
BLACKROCK LTD DURATION INCOME COM SHS
CEF
09249W101
472
27725
SH
SOLE
0
0
27725
BLACKROCK INC COM USD0.01
Stock
09247X101
705
806
SH
DFND
1
0
0
806
BIOMARIN PHARMACEUTICAL COM USD0.001
Stock
09061G101
261
3132
SH
DFND
1
0
0
3132
BANCO SANTANDER S.A. ADR
ADR
05964H105
88
22620
SH
DFND
1
0
0
22620
ARMSTRONG WORLD INDS INC NEW COM WHEN ISSUED
Stock
04247X102
279
2602
SH
DFND
1
0
0
2602
ANSYS INC COM USD0.01
Stock
03662Q105
304
876
SH
DFND
1
0
0
876
ANHEUSER-BUSCH INBEV SA/NV ADR EAH REP 1 ORD NPV
ADR
03524A108
219
3046
SH
DFND
1
0
0
3046
AMERICAN TOWER CORP NEW COM
REIT
03027X100
387
1431
SH
DFND
1
0
0
1431
ALTRIA GROUP INC
Stock
02209S103
240
5036
SH
DFND
1
0
0
5036
ALPHABET INC CAP STK CL A
Stock
02079K305
1687
691
SH
DFND
1
0
0
691
ALPHABET INC CAP STK CL C
Stock
02079K107
2135
852
SH
DFND
1
0
0
852
ALIBABA GROUP HOLDING LTD SPON ADS EACH REP 8 ORD SHS
ADR
01609W102
1603
7069
SH
DFND
1
0
0
7069
AKAMAI TECHNOLOGIES COM USD0.01
Stock
00971T101
258
2213
SH
DFND
1
0
0
2213
ADVANCE AUTO PARTS INC
Stock
00751Y106
289
1409
SH
DFND
1
0
0
1409
ADOBE SYSTEMS INCORPORATED COM
Stock
00724F101
1796
3066
SH
DFND
1
0
0
3066
ABBVIE INC COM USD0.01
Stock
00287Y109
2425
21528
SH
DFND
1
0
0
21528
AT&T INC COM USD1
Stock
00206R102
1474
51223
SH
DFND
1
0
0
51223
ALPS ETF TR ALERIAN MLP
ETF
00162Q452
6238
171324
SH
DFND
1
0
0
171324
TARGET CORP
Stock
87612E106
311
1287
SH
DFND
1
0
0
1287
INVESCO QQQ TR UNIT SER 1
ETF
46090E103
438
1237
SH
SOLE
0
0
1237
RAYTHEON TECHNOLOGIES CORP COM
Stock
75513E101
1076
12610
SH
DFND
1
0
0
12610
TERMINIX GLOBAL HOLDINGS INC COM
Stock
88087E100
309
6487
SH
DFND
1
0
0
6487
ZEBRA TECHNOLOGIES CORPORATION CL A
Stock
989207105
343
647
SH
DFND
1
0
0
647
WILLIAMS COS INC COM
Stock
969457100
413
15546
SH
DFND
1
0
0
15546
WEST PHARMACEUTICAL SERVICES INC
Stock
955306105
314
875
SH
DFND
1
0
0
875
WELLS FARGO CO NEW COM
Stock
949746101
481
10631
SH
DFND
1
0
0
10631
WATSCO INC
Stock
942622200
544
1899
SH
DFND
1
0
0
1899
WATERS CORP
Stock
941848103
255
738
SH
DFND
1
0
0
738
WALMART INC COM
Stock
931142103
459
3258
SH
DFND
1
0
0
3258
WD 40 CO COM
Stock
929236107
228
890
SH
DFND
1
0
0
890
VMWARE INC
Stock
928563402
267
1668
SH
DFND
1
0
0
1668
VANGUARD SMALL-CAP INDEX FUND
ETF
922908751
4247
18852
SH
DFND
1
0
0
18852
VANGUARD INDEX FDS VANGUARD VALUE ETF FORMERLY VANGUARD INDEX TR
ETF
922908744
605
4405
SH
DFND
1
0
0
4405
VANGUARD EXTENDED MARKETS INDEX FUND
ETF
922908652
3401
18034
SH
DFND
1
0
0
18034
VANGUARD MID-CAP INDEX FUND
ETF
922908629
2937
12373
SH
DFND
1
0
0
12373
VANGUARD SMALL CAP VALUE ETF
ETF
922908611
389
2240
SH
SOLE
0
0
2240
VANGUARD SMALL-CAP GROWTH INDEX FUND
ETF
922908595
483
1667
SH
SOLE
0
0
1667
VANGUARD REAL ESTATE ETF
ETF
922908553
9292
91288
SH
DFND
1
0
0
91288
VANGUARD MID-CAP GROWTH INDEX FUND
ETF
922908538
2046
8656
SH
DFND
1
0
0
8656
VANGUARD MID-CAP VALUE INDEX FUND
ETF
922908512
1662
11831
SH
DFND
1
0
0
11831
VANGUARD WHITEHALL FDS HIGH DIV YLD
ETF
921946406
876
8360
SH
SOLE
0
0
8360
VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF
ETF
921943858
322
6245
SH
DFND
1
0
0
6245
VANGUARD BD INDEX FDS TOTAL BND MRKT
ETF
921937835
369
4291
SH
DFND
1
0
0
4291
UNITED RENTALS INC
Stock
911363109
269
843
SH
DFND
1
0
0
843
UNITED PARCEL SERVICE INC
Stock
911312106
824
3964
SH
DFND
1
0
0
3964
UNION PAC CORP COM
Stock
907818108
781
3552
SH
DFND
1
0
0
3552
UNILEVER PLC SPON ADR NEW
ADR
904767704
1222
20889
SH
DFND
1
0
0
20889
US BANCORP
Stock
902973304
1017
17844
SH
DFND
1
0
0
17844
TYLER TECHNOLOGIES INC
Stock
902252105
274
606
SH
DFND
1
0
0
606
TRACTOR SUPPLY CO
Stock
892356106
268
1441
SH
DFND
1
0
0
1441
TOYOTA MOTOR ADR REP 2 ORD
ADR
892331307
614
3515
SH
DFND
1
0
0
3515
THOR INDUSTRIES INC
Stock
885160101
549
4861
SH
DFND
1
0
0
4861
THERMO FISHER SCIENTIFIC INC
Stock
883556102
733
1454
SH
DFND
1
0
0
1454
TEXAS INSTRUMENTS INC COM USD1.00
Stock
882508104
1885
9801
SH
DFND
1
0
0
9801
TERADYNE INC COM USD0.125
Stock
880770102
329
2455
SH
DFND
1
0
0
2455
TELEFLEX INCORPORATED COM
Stock
879369106
315
783
SH
DFND
1
0
0
783
TAIWAN SEMICONDUCTOR MANUFACTURING SPON ADS EACH REP 5 ORD TWD10
ADR
874039100
1452
12084
SH
DFND
1
0
0
12084
TJX COMPANIES INC
Stock
872540109
551
8168
SH
DFND
1
0
0
8168
SYNOPSYS INC
Stock
871607107
378
1369
SH
DFND
1
0
0
1369
STEEL DYNAMICS INC
Stock
858119100
298
4996
SH
DFND
1
0
0
4996
STARBUCKS CORP COM USD0.001
Stock
855244109
942
8425
SH
DFND
1
0
0
8425
SQUARE INC CL A
Stock
852234103
864
3544
SH
DFND
1
0
0
3544
SPLUNK INC COM USD0.001
Stock
848637104
396
2741
SH
DFND
1
0
0
2741
SOUTHERN CO
Stock
842587107
972
16059
SH
DFND
1
0
0
16059
SONY GROUP CORPORATION SPON ADS EACH REPR 1 ORD SHS
ADR
835699307
604
6208
SH
DFND
1
0
0
6208
SEMPRA ENERGY
Stock
816851109
336
2536
SH
DFND
1
0
0
2536
SCOTTS MIRACLE-GRO CO CL A
Stock
810186106
863
4497
SH
DFND
1
0
0
4497
SCHWAB CHARLES CORP COM
Stock
808513105
1306
17936
SH
DFND
1
0
0
17936
SCHLUMBERGER LIMITED COM USD0.01
Stock
806857108
225
7037
SH
DFND
1
0
0
7037
SAP ADR REP 1 ORD
ADR
803054204
479
3413
SH
DFND
1
0
0
3413
RYANAIR HOLDINGS PLC ADS EACH REPR 5 ORD EUR0.012 POST REV SP
ADR
783513203
365
3370
SH
DFND
1
0
0
3370
ROYAL DUTCH SHELL ADR REP 2 CL B ORD
ADR
780259107
499
12845
SH
DFND
1
0
0
12845
ROPER TECHNOLOGIES INC
Stock
776696106
221
470
SH
DFND
1
0
0
470
REALTY INCOME CORP COM
REIT
756109104
632
9477
SH
DFND
1
0
0
9477
RADNET INC
Stock
750491102
270
8000
SH
SOLE
0
0
8000
RLI CORP COM USD1.00
Stock
749607107
202
1929
SH
DFND
1
0
0
1929
QUALCOMM INC
Stock
747525103
1105
7732
SH
DFND
1
0
0
7732
PUBLIC SVC ENTERPRISE GRP INC COM
Stock
744573106
388
6488
SH
DFND
1
0
0
6488
PROCTER AND GAMBLE CO COM
Stock
742718109
864
6400
SH
DFND
1
0
0
6400
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN
Stock
726503105
205
18046
SH
DFND
1
0
0
18046
PHILLIPS 66 COM
Stock
718546104
554
6455
SH
DFND
1
0
0
6455
PHILIP MORRIS INTERNATIONAL INC COM NPV
Stock
718172109
2400
24219
SH
DFND
1
0
0
24219
PFIZER INC
Stock
717081103
1783
45528
SH
DFND
1,2
0
0
45528
PEPSICO INC
Stock
713448108
2599
17538
SH
DFND
1
0
0
17538
PAYCHEX INC COM USD0.01
Stock
704326107
367
3416
SH
DFND
1
0
0
3416
PALO ALTO NETWORKS INC COM USD0.0001
Stock
697435105
561
1511
SH
DFND
1
0
0
1511
PACKAGING CORP OF AMERICA COM USD0.01
Stock
695156109
346
2557
SH
DFND
1
0
0
2557
PNC FINANCIAL SERVICES GROUP COM USD5
Stock
693475105
438
2295
SH
DFND
1
0
0
2295
OLLIES BARGAIN OUTLET HLDGS IN COM
Stock
681116109
273
3244
SH
DFND
1
0
0
3244
NOVO NORDISK A/S ADR-EACH CNV INTO 1 CLASS B DKK1
ADR
670100205
427
5093
SH
DFND
1
0
0
5093
NORTHROP GRUMMAN CORP COM USD1
Stock
666807102
457
1257
SH
DFND
1
0
0
1257
NORFOLK SOUTHN CORP COM
Stock
655844108
324
1220
SH
DFND
1
0
0
1220
NORDSON CORP
Stock
655663102
309
1409
SH
DFND
1
0
0
1409
NIKE INC CLASS B COM NPV
Stock
654106103
823
5330
SH
DFND
1
0
0
5330
NATIONAL GRID SPON ADR EACH REP 5 ORD SHS(POST SPLT)
ADR
636274409
982
15365
SH
DFND
1
0
0
15365
NATIONAL CINEMEDIA INC
Stock
635309107
129
25486
SH
SOLE
0
0
25486
NATIONAL BEVERAGE CORP
Stock
635017106
226
4787
SH
DFND
1
0
0
4787
MOTOROLA SOLUTIONS INC COM NEW
Stock
620076307
1180
5442
SH
DFND
1
0
0
5442
MORGAN STANLEY COM USD0.01
Stock
617446448
613
6686
SH
DFND
1
0
0
6686
MONDELEZ INTL INC COM NPV
Stock
609207105
999
15997
SH
DFND
1
0
0
15997
MICROSOFT CORP
Stock
594918104
7473
27585
SH
DFND
1,2
0
0
27585
MCDONALD S CORP
Stock
580135101
991
4289
SH
DFND
1
0
0
4289
MCCORMICK &COMPANY INC COM NPV
Stock
579780206
207
2340
SH
DFND
1
0
0
2340
MARSH &MCLENNAN COMPANIES INC COM USD1.00
Stock
571748102
772
5489
SH
DFND
1
0
0
5489
LOWES COMPANIES INC COM USD0.50
Stock
548661107
1342
6917
SH
DFND
1
0
0
6917
LOCKHEED MARTIN CORP COM USD1.00
Stock
539830109
922
2436
SH
DFND
1
0
0
2436
LINCOLN NATIONAL CORP COM NPV
Stock
534187109
382
6086
SH
DFND
1
0
0
6086
ELI LILLY AND CO
Stock
532457108
748
3259
SH
DFND
1
0
0
3259
LESLIES INC COM
Stock
527064109
287
10450
SH
DFND
1
0
0
10450
LENNOX INTERNATIONAL INC COM USD0.01
Stock
526107107
290
826
SH
DFND
1
0
0
826
LENNAR CORP COM USD0.10 CLASS A
Stock
526057104
242
2433
SH
DFND
1
0
0
2433
ESTEE LAUDER COMPANIES INC COM USD0.01 CLASS A
Stock
518439104
350
1100
SH
DFND
1
0
0
1100
LANDSTAR SYSTEM INC
Stock
515098101
353
2234
SH
DFND
1
0
0
2234
KIMBERLY-CLARK CORP COM
Stock
494368103
308
2303
SH
DFND
1
0
0
2303
JOHNSON &JOHNSON COM USD1.00
Stock
478160104
2429
14747
SH
DFND
1
0
0
14747
ITAU UNIBANCO HLDG S A SPON ADR REP PFD
ADR
465562106
475
78965
SH
DFND
1
0
0
78965
ISHARES TR EAFE GRWTH ETF
ETF
464288885
3018
28131
SH
DFND
1
0
0
28131
ISHARES TR EAFE VALUE ETF
ETF
464288877
5810
112245
SH
DFND
1,2
0
0
112245
ISHARES TR US AER DEF ETF
ETF
464288760
228
2078
SH
SOLE
0
0
2078
ISHARES TR SHORT TREAS BD
ETF
464288679
785
7106
SH
DFND
1
0
0
7106
ISHARES TR ISHS 1-5YR INVS
ETF
464288646
1342
24491
SH
DFND
1
0
0
24491
ISHARES TR MSCI KLD400 SOC
ETF
464288570
466
5624
SH
DFND
1
0
0
5624
ISHARES NATIONAL MUNI BOND ETF
ETF
464288414
1700
14502
SH
DFND
1,2
0
0
14502
ISHARES NEW YORK MUNI BOND ETF
ETF
464288323
351
6004
SH
DFND
1
0
0
6004
ISHARES TR GL CLEAN ENE ETF
ETF
464288224
1377
58716
SH
DFND
1,2
0
0
58716
ISHARES CORE S&P SMALL-CAP E
ETF
464287804
6439
56996
SH
DFND
1,2
0
0
56996
ISHARES DOW JONES US ENERGY SECTOR FUND
ETF
464287796
1252
43034
SH
DFND
1
0
0
43034
ISHARES TRUST DJ US TECHNOLOGY
ETF
464287721
277
2788
SH
DFND
1
0
0
2788
ISHARES CORE S&P US GROWTH ETF
ETF
464287671
948
9383
SH
SOLE
0
0
9383
ISHARES CORE S&P US VALUE ETF
ETF
464287663
998
13871
SH
SOLE
0
0
13871
ISHARES RUSSELL 2000 ETF
ETF
464287655
249
1087
SH
DFND
1
0
0
1087
ISHARES S&P MIDCAP 400 INDEX FUND
ETF
464287507
4604
17132
SH
DFND
1
0
0
17132
ISHARES MSCI EAFE ETF
ETF
464287465
633
8023
SH
DFND
1,2
0
0
8023
ISHARES TRUST 1-3 YEAR TREASURY BOND ETF
ETF
464287457
686
7963
SH
DFND
1
0
0
7963
ISHARES TR BARCLAYS 7 10 YR
ETF
464287440
338
2930
SH
DFND
1
0
0
2930
ISHARES TR 20 YR TR BD ETF
ETF
464287432
453
3139
SH
DFND
1,2
0
0
3139
ISHARES S&P 500 VALUE ETF
ETF
464287408
5068
34325
SH
DFND
1
0
0
34325
ISHARES TRUST S & P GLOBAL
ETF
464287341
353
13275
SH
SOLE
0
0
13275
ISHARES S&P GLOBAL FINANCIALS SECTOR INDEX FUND
ETF
464287333
1476
19023
SH
DFND
1
0
0
19023
ISHARES S&P 500 GROWTH ETF
ETF
464287309
5402
74281
SH
DFND
1,2
0
0
74281
ISHARES S&P GLOBAL TECHNOLOGY SECTOR INDEX FUND
ETF
464287291
1009
2988
SH
DFND
1
0
0
2988
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF
ETF
464287242
347
2582
SH
DFND
1
0
0
2582
ISHARES TRUST MSCI EMG MKTS ETF USD DIS
ETF
464287234
421
7630
SH
SOLE
0
0
7630
ISHARES CORE US AGGREGATE BOND ETF
ETF
464287226
2089
18116
SH
DFND
1
0
0
18116
ISHARES S&P 500
ETF
464287200
21026
48907
SH
DFND
1,2
0
0
48907
ISHARES TRUST UNITED STATES TREASURY
ETF
464287176
4309
33658
SH
SOLE
0
0
33658
ISHARES SELECT DIVIDEND ETF
ETF
464287168
205
1762
SH
DFND
1
0
0
1762
ISHARES INC MSCI EMERG MRKT
ETF
464286533
3084
48067
SH
DFND
1
0
0
48067
INTUIT INC
Stock
461202103
452
922
SH
DFND
1,2
0
0
922
INTERNATIONAL FLAVORS &FRAGRANCES COM USD0.125
Stock
459506101
523
3504
SH
DFND
1
0
0
3504
INTERNATIONAL BUS MACH CORP COM USD0.20
Stock
459200101
1048
7152
SH
DFND
1
0
0
7152
INTEL CORP COM USD0.001
Stock
458140100
448
7974
SH
DFND
1
0
0
7974
INFOSYS LTD SPON ADR EACH REP 1 ORD SHS
ADR
456788108
412
19449
SH
DFND
1
0
0
19449
ILLUMINA INC COM USD0.01
Stock
452327109
327
692
SH
DFND
1
0
0
692
ILLINOIS TOOL WORKS INC COM USD0.01
Stock
452308109
321
1438
SH
DFND
1
0
0
1438
HUNTINGTON BANCSHARES INC COM USD0.01
Stock
446150104
624
43732
SH
DFND
1
0
0
43732
HOULIHAN LOKEY INC CL A
Stock
441593100
355
4343
SH
DFND
1
0
0
4343
HONEYWELL INTERNATIONAL INC COM USD1
Stock
438516106
1204
5488
SH
DFND
1
0
0
5488
HOME DEPOT INC
Stock
437076102
1878
5889
SH
DFND
1
0
0
5889
HENRY JACK &ASSOCIATES INC COM USD0.01
Stock
426281101
289
1768
SH
DFND
1
0
0
1768
HC2 HOLDINGS INC
Stock
404139107
615
154500
SH
SOLE
0
0
154500
GRIFOLS S A SP ADR REP B NVT
ADR
398438408
426
24539
SH
DFND
1
0
0
24539
GRAINGER W W INC COM USD0.50
Stock
384802104
539
1231
SH
DFND
1
0
0
1231
GRACO INC
Stock
384109104
292
3856
SH
DFND
1
0
0
3856
GOLDMAN SACHS ETF TR ACTIVEBETA US LG
ETF
381430503
431
5010
SH
DFND
1
0
0
5010
GILEAD SCIENCES INC COM USD0.001
Stock
375558103
1063
15442
SH
DFND
1
0
0
15442
GENMAB AS SPON ADS EACH REP 0.1 ORD SHS
ADR
372303206
322
7896
SH
DFND
1
0
0
7896
GENERAL MILLS INC COM USD0.10
Stock
370334104
483
7926
SH
DFND
1
0
0
7926
GENERAL ELECTRIC CO COM USD0.06
Stock
369604103
279
20718
SH
DFND
1
0
0
20718
GARTNER INC COM USD0.0005
Stock
366651107
360
1487
SH
DFND
1
0
0
1487
FLOOR &DECOR HLDGS INC CL A
Stock
339750101
216
2044
SH
DFND
1
0
0
2044
ERICSSON SPON ADR REP 1 CL B ORD
ADR
294821608
697
55437
SH
DFND
1
0
0
55437
EQUIFAX INC COM USD1.25
Stock
294429105
213
890
SH
DFND
1
0
0
890
ENTERPRISE PRODS PARTNERS L P COM
Stock
293792107
526
21806
SH
DFND
1
0
0
21806
EMERSON ELECTRIC CO
Stock
291011104
239
2480
SH
DFND
1
0
0
2480
EDISON INTERNATIONAL
Stock
281020107
506
8743
SH
DFND
1
0
0
8743
ECOLAB INC
Stock
278865100
409
1986
SH
DFND
1
0
0
1986
DUKE REALTY CORP COM NEW
REIT
264411505
278
5868
SH
DFND
1
0
0
5868
DOW INC COM
Stock
260557103
268
4232
SH
DFND
1
0
0
4232
DOLLAR TREE INC
Stock
256746108
349
3503
SH
DFND
1
0
0
3503
DOLLAR GEN CORP NEW COM
Stock
256677105
565
2610
SH
DFND
1
0
0
2610
DOCUSIGN INC COM
Stock
256163106
274
981
SH
DFND
1
0
0
981
DISCOVER FINANCIAL SERVICES
Stock
254709108
457
3864
SH
DFND
1
0
0
3864
DISNEY WALT CO COM
Stock
254687106
1615
9186
SH
DFND
1,2
0
0
9186
DIGITAL REALTY TRUST INC
REIT
253868103
311
2066
SH
DFND
1
0
0
2066
DEXCOM INC
Stock
252131107
226
530
SH
DFND
1
0
0
530
DEERE & CO
Stock
244199105
286
812
SH
DFND
1
0
0
812
DANAHER CORPORATION COM
Stock
235851102
359
1336
SH
DFND
1,2
0
0
1336
CREDIT SUISSE GRP ADR REPTG ONE ORD
ADR
225401108
605
57655
SH
DFND
1
0
0
57655
COTY INC
Stock
222070203
163
17500
SH
SOLE
0
0
17500
COPART INC COM USD0.0001
Stock
217204106
279
2115
SH
DFND
1
0
0
2115
COOPER COS INC COM USD0.10
Stock
216648402
233
589
SH
DFND
1
0
0
589
CONSOLIDATED EDISON INC COM USD0.10
Stock
209115104
313
4366
SH
DFND
1
0
0
4366
CONAGRA BRANDS INC
Stock
205887102
404
11098
SH
DFND
1
0
0
11098
COLGATE-PALMOLIVE CO COM USD1.00
Stock
194162103
386
4751
SH
DFND
1
0
0
4751
COGNIZANT TECHNOLOGY SOLUTIONS CORP COM CL A USD0.01
Stock
192446102
487
7028
SH
DFND
1
0
0
7028
COCA-COLA CO
Stock
191216100
768
14188
SH
DFND
1
0
0
14188
CITIGROUP INC
Stock
172967424
654
9238
SH
DFND
1
0
0
9238
CINTAS CORP
Stock
172908105
294
769
SH
DFND
1
0
0
769
CHURCH &DWIGHT COM USD1.00
Stock
171340102
310
3636
SH
DFND
1
0
0
3636
CHEVRON CORP NEW COM
Stock
166764100
2300
21962
SH
DFND
1
0
0
21962
CHEESECAKE FACTORY INC
Stock
163072101
367
6769
SH
DFND
1
0
0
6769
CHARLES RIVER LABORATORIES INTERNATIONAL INC
Stock
159864107
610
1648
SH
DFND
1
0
0
1648
CATERPILLAR INC COM
Stock
149123101
491
2254
SH
DFND
1
0
0
2254
CVS HEALTH CORPORATION COM USD0.01
Stock
126650100
1065
12769
SH
DFND
1
0
0
12769
CIGNA CORP NEW COM
Stock
125523100
470
1983
SH
DFND
1
0
0
1983
BURLINGTON STORES INC
Stock
122017106
246
764
SH
DFND
1
0
0
764
BROOKS AUTOMATION INC NEW COM
Stock
114340102
453
4755
SH
DFND
1
0
0
4755
BRITISH AMERICAN TOBACCO LVL II ADR EACH REP 1 ORD GBP0.25 BNY
ADR
110448107
1223
31120
SH
DFND
1
0
0
31120
BRISTOL-MYERS SQUIBB CO COM
Stock
110122108
828
12388
SH
DFND
1
0
0
12388
BOEING CO COM USD5.00
Stock
097023105
324
1354
SH
DFND
1,2
0
0
1354
BEST BUY CO INC COM USD0.10
Stock
086516101
373
3248
SH
DFND
1
0
0
3248
BERKSHIRE HATHAWAY INC COM USD0.0033 CLASS B
Stock
084670702
1723
6201
SH
DFND
1
0
0
6201
BERKSHIRE HATHAWAY INC
Stock
084670108
419
1
SH
SOLE
0
0
1
BERKLEY W R CORP COM
Stock
084423102
203
2722
SH
DFND
1
0
0
2722
BECTON DICKINSON &CO COM USD1.00
Stock
075887109
308
1267
SH
DFND
1
0
0
1267
BAXTER INTERNATIONAL INC COM USD1.00
Stock
071813109
420
5221
SH
DFND
1
0
0
5221
BANK OF HAWAII CORP
Stock
062540109
386
4589
SH
DFND
1
0
0
4589
BK OF AMERICA CORP COM
Stock
060505104
1170
28366
SH
DFND
1
0
0
28366
BALL CORP COM NPV
Stock
058498106
226
2791
SH
DFND
1
0
0
2791
BRT APARTMENTS CORP COM
REIT
055645303
218
12568
SH
SOLE
0
0
12568
AVERY DENNISON CORP COM USD1
Stock
053611109
231
1099
SH
DFND
1
0
0
1099
AUTOMATIC DATA PROCESSING INC COM USD0.10
Stock
053015103
541
2724
SH
DFND
1
0
0
2724
AUTODESK INC
Stock
052769106
321
1100
SH
DFND
1
0
0
1100
ASTRAZENECA ADR REP 0.5 ORD
ADR
046353108
1050
17524
SH
DFND
1
0
0
17524
ARCHER-DANIELS-MIDLA ND CO
Stock
039483102
395
6522
SH
DFND
1
0
0
6522
APPLE INC
Stock
037833100
25295
184688
SH
DFND
1,2
0
0
184688
ANTHEM INC
Stock
036752103
621
1625
SH
DFND
1
0
0
1625
ANALOG DEVICES INC COM USD0.16 2/3
Stock
032654105
325
1887
SH
DFND
1
0
0
1887
AMPLIFY ETF TR SEYMOUR CANNBS
ETF
032108854
337
13072
SH
SOLE
0
0
13072
AMGEN INC
Stock
031162100
1071
4393
SH
DFND
1
0
0
4393
AMERICAN INTERNATIONAL GROUP INC
Stock
026874784
686
14405
SH
DFND
1
0
0
14405
AMERICAN EXPRESS CO COM USD0.20
Stock
025816109
977
5911
SH
DFND
1
0
0
5911
AMERICAN ELEC PWR CO INC COM
Stock
025537101
776
9172
SH
DFND
1
0
0
9172
AMEDISYS INC
Stock
023436108
218
891
SH
DFND
1
0
0
891
AMAZON.COM INC
Stock
023135106
6481
1884
SH
DFND
1
0
0
1884
ALLSTATE CORP COM USD0.01
Stock
020002101
303
2325
SH
DFND
1
0
0
2325
ALIGN TECHNOLOGY INC COM USD0.0001
Stock
016255101
481
787
SH
DFND
1
0
0
787
ALBANY INTERNATIONAL CORP
Stock
012348108
309
3464
SH
DFND
1
0
0
3464
AIR PRODUCTS AND CHEMICALS INC
Stock
009158106
648
2253
SH
DFND
1
0
0
2253
AIRBNB INC COM CL A
Stock
009066101
236
1541
SH
DFND
1
0
0
1541
ABBOTT LABORATORIES
Stock
002824100
932
8035
SH
DFND
1
0
0
8035