The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC COM | COM | 037833100 | 23,891 | 195,637 | SH | SOLE | 167,062 | 0 | 28,575 | ||
BANK OF AMERICA CORPORATION COM | COM | 060505104 | 8,707 | 225,114 | SH | SOLE | 131,608 | 0 | 93,506 | ||
BOULDER GROWTH & INCOME FUND COM | COM | 101507101 | 2,782 | 221,361 | SH | SOLE | 139,540 | 0 | 81,821 | ||
BLACKROCK INC COM | COM | 09247X101 | 2,573 | 3,411 | SH | SOLE | 3,323 | 0 | 88 | ||
BP ADR SPONSORED | SPONSORED ADR | 055622104 | 1,750 | 71,830 | SH | SOLE | 39,040 | 0 | 32,790 | ||
BERKSHIRE HATHAWAY INC COM CL B | CL B NEW | 084670702 | 2,737 | 12,211 | SH | SOLE | 6,900 | 0 | 5,311 | ||
CITIGROUP INC COM | COM NEW | 172967424 | 3,261 | 44,873 | SH | SOLE | 28,150 | 0 | 16,723 | ||
Cronos Group Inc. | Com | 22717L101 | 1,981 | 209,175 | SH | SOLE | 201,400 | 0 | 7,775 | ||
Cytosorbents Corporation | Com | 23283X206 | 1,204 | 139,100 | SH | SOLE | 130,700 | 0 | 8,400 | ||
CHEVRON CORPORATION COM | COM | 166764100 | 766 | 7,309 | SH | SOLE | 3,700 | 0 | 3,609 | ||
DIAGEO ADR SPONSORED | SPON ADR NEW | 25243Q205 | 1,389 | 8,457 | SH | SOLE | 5,100 | 0 | 3,357 | ||
Fortress Transportation and Infrastructure Investors LLC | Com | 34960P101 | 794 | 28,151 | SH | SOLE | 25,000 | 0 | 3,151 | ||
Immunity Bio, Inc | Com | 45256x103 | 974 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
INTEL CORP COM | COM | 458140100 | 2,280 | 35,630 | SH | SOLE | 32,200 | 0 | 3,430 | ||
JPMORGAN CHASE & CO. COM | COM | 46625H100 | 4,960 | 32,590 | SH | SOLE | 23,576 | 0 | 9,014 | ||
MCDONALD'S CORPORATION COM | COM | 580135101 | 3,567 | 15,916 | SH | SOLE | 12,573 | 0 | 3,343 | ||
ALTRIA GROUP INC COM | COM | 02209S103 | 3,255 | 63,636 | SH | SOLE | 56,527 | 0 | 7,109 | ||
MICROSOFT CORP COM | COM | 594918104 | 7,123 | 30,110 | SH | SOLE | 21,854 | 0 | 8,256 | ||
Mitsubishi UFJ Financial | Com | 064255AR3 | 1,766 | 328,651 | SH | SOLE | 254,300 | 0 | 74,351 | ||
Ontrack, Inc | Com | 683373104 | 4,060 | 124,693 | SH | SOLE | 111,301 | 0 | 13,392 | ||
Occidental Petroleum Corp | COM | 674599105 | 827 | 33,000 | SH | SOLE | 31,500 | 0 | 1,500 | ||
SCOTTS MIRACLE-GRO COMPANY COM CL A | CL A | 810186106 | 594 | 2,427 | SH | SOLE | 2,100 | 0 | 327 | ||
WELLS FARGO & COMPANY COM | COM | 949746101 | 2,253 | 57,756 | SH | SOLE | 48,400 | 0 | 9,356 | ||
WALMART INC COM | COM | 931142103 | 1,816 | 13,374 | SH | SOLE | 11,995 | 0 | 1,379 | ||
EXXON MOBIL CORPORATION COM | COM | 30231G102 | 1,975 | 35,350 | SH | SOLE | 26,085 | 0 | 9,265 | ||
ALPHATEC HLDGS INC COM | COM NEW | 02081G201 | 1,106 | 71,300 | SH | SOLE | 71,300 | 0 | 0 | ||
Hill International, Inc. | Com | 431466101 | 48 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ISHARES TRUST RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 5,306 | 24,095 | SH | SOLE | 24,000 | 0 | 95 | ||
ISHARES TRUST MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 5,811 | 76,598 | SH | SOLE | 76,000 | 0 | 598 | ||
UBS Group AG | Com | H42097107 | 421 | 27,089 | SH | SOLE | 23,000 | 0 | 4,089 | ||
ISHARES TRUST IBOXX HI YD ETF | IBOXX HI YD ETF | 464288513 | 1,716 | 19,697 | SH | SOLE | 19,092 | 0 | 605 | ||
SPDR SERIES TRUST BLOOMBERG BRCLYS ETF | BLOOMBERG BRCLYS | 78468R622 | 3,937 | 36,200 | SH | SOLE | 36,000 | 0 | 200 | ||
PNC FINANCIAL SERVICES GROUP COM | COM | 693475105 | 285 | 1,625 | SH | SOLE | 1,325 | 0 | 300 | ||
PROCTER & GAMBLE CO COM | COM | 742718109 | 3,112 | 22,975 | SH | SOLE | 4,450 | 0 | 18,525 | ||
MGM RESORTS INTERNATIONAL COM | COM | 552953101 | 1,227 | 32,300 | SH | SOLE | 13,400 | 0 | 18,900 | ||
PFIZER INC COM | COM | 717081103 | 623 | 17,206 | SH | SOLE | 8,834 | 0 | 8,372 | ||
ABBVIE INC COM | COM | 00287Y109 | 805 | 7,434 | SH | SOLE | 4,858 | 0 | 2,576 | ||
WALT DISNEY COMPANY (THE) COM | COM DISNEY | 254687106 | 536 | 2,907 | SH | SOLE | 2,205 | 0 | 702 | ||
HOME DEPOT INC COM | COM | 437076102 | 1,875 | 6,143 | SH | SOLE | 1,812 | 0 | 4,331 | ||
JOHNSON & JOHNSON COM | COM | 478160104 | 1,568 | 9,542 | SH | SOLE | 1,901 | 0 | 7,641 | ||
KIMBERLY CLARK CORP COM | COM | 494368103 | 211 | 1,514 | SH | SOLE | 719 | 0 | 795 | ||
MERCK & CO INC COM | COM | 58933Y105 | 423 | 5,485 | SH | SOLE | 3,130 | 0 | 2,355 | ||
PHILIP MORRIS INTL INC COM | COM | 718172109 | 438 | 4,933 | SH | SOLE | 1,983 | 0 | 2,950 | ||
TARGET CORP COM | COM | 87612E106 | 8,038 | 40,582 | SH | SOLE | 9,800 | 0 | 30,782 | ||
COMCAST CORP COM CL A | CL A | 20030N101 | 323 | 5,974 | SH | SOLE | 2,400 | 0 | 3,574 | ||
PEPSICO INC COM | COM | 713448108 | 314 | 2,217 | SH | SOLE | 1,617 | 0 | 600 | ||
LOWE'S COMPANIES INC COM | COM | 548661107 | 500 | 2,627 | SH | SOLE | 900 | 0 | 1,727 | ||
NVIDIA CORP COM | COM | 67066G104 | 227 | 425 | SH | SOLE | 25 | 0 | 400 | ||
ABBOTT LABORATORIES COM | COM | 002824100 | 860 | 7,175 | SH | SOLE | 4,300 | 0 | 2,875 | ||
VERIZON COMMUNICATIONS COM | COM | 92343V104 | 219 | 3,760 | SH | SOLE | 966 | 0 | 2,794 | ||
BRISTOL-MYERS SQUIBB CO COM | COM | 110122108 | 790 | 12,511 | SH | SOLE | 3,018 | 0 | 9,493 | ||
Vangurd S&P500 ETF | COM | 922908363 | 704 | 1,933 | SH | SOLE | 1 | 0 | 1,932 | ||
GENERAL ELECTRIC CO COM | COM | 369604103 | 172 | 13,100 | SH | SOLE | 500 | 0 | 12,600 | ||
Raytheon Technologies Corporation | COM | 75513E101 | 201 | 2,600 | SH | SOLE | 2,000 | 0 | 600 | ||
TEXAS INSTRUMENTS INC COM | COM | 882508104 | 283 | 1,500 | SH | SOLE | 0 | 0 | 1,500 | ||
3M COMPANY COM | COM | 88579Y101 | 702 | 3,642 | SH | SOLE | 110 | 0 | 3,532 | ||
BIOGEN INC COM | COM | 09062X103 | 341 | 1,219 | SH | SOLE | 0 | 0 | 1,219 | ||
FLEXSHARES TRUST MORNSTAR UPSTR ETF | MORNSTAR UPSTR | 33939L407 | 383 | 10,586 | SH | SOLE | 0 | 0 | 10,586 | ||
SYSCO CORP COM | COM | 871829107 | 213 | 2,700 | SH | SOLE | 1,000 | 0 | 1,700 | ||
EATON VANCE SHORT COM | COM | 27828V104 | 136 | 10,300 | SH | SOLE | 6,845 | 0 | 3,455 | ||
CATERPILLAR INC COM | COM | 149123101 | 424 | 1,830 | SH | SOLE | 1,830 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVID F COM SH BEN INT | COM SH BEN INT | 00326L100 | 128 | 13,450 | SH | SOLE | 2,300 | 0 | 11,150 | ||
NORTHSIGHT CAPITAL INC COM | COM | 66702Q203 | 0 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
SPDR S&P500 ETF TRUST TR UNIT ETF | TR UNIT | 78462F103 | 380 | 958 | SH | SOLE | 958 | 0 | 0 | ||
SHERWIN-WILLIAMS CO COM | COM | 824348106 | 1,181 | 1,600 | SH | SOLE | 0 | 0 | 1,600 | ||
OCCIDENTAL PETROLEUM CORP | WARRANT | 674599162 | 417 | 35,000 | SH | Call | SOLE | 0 | 0 | 0 |