The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M COMPANY COM COM 88579Y101 599 3,642 SH   SOLE 0 110 0 3,532
ABBOTT LABORATORIES COM COM 002824100 649 7,925 SH   SOLE 0 5,300 0 2,625
ABBVIE INC COM COM 00287Y109 575 7,676 SH   SOLE 0 5,300 0 2,376
ABERDEEN TOTAL DYNAMIC DIVID F COM SH BEN INT COM SH BEN INT 00326L100 668 80,950 SH   SOLE 0 68,300 0 12,650
ALPHATEC HLDGS INC COM COM NEW 02081G201 624 121,300 SH   SOLE 0 121,300 0 0
ALTRIA GROUP INC COM COM 02209S103 759 18,923 SH   SOLE 0 15,800 0 3,123
APPLE INC COM COM 037833100 11,080 50,632 SH   SOLE 0 43,618 0 7,014
ARCHER-DANIELS-MIDLAND CO COM COM 039483102 230 5,600 SH   SOLE 0 4,000 0 1,600
BANK OF AMERICA CORPORATION COM COM 060505104 7,308 248,957 SH   SOLE 0 145,538 0 103,419
BAXTER INTERNATIONAL INC COM COM 071813109 816 9,500 SH   SOLE 0 9,100 0 400
BB&T CORP COM COM 054937107 302 5,645 SH   SOLE 0 5,100 0 545
BERKSHIRE HATHAWAY INC COM CL B CL B NEW 084670702 2,495 12,027 SH   SOLE 0 12,027 0 0
BIOGEN INC COM COM 09062X103 350 1,519 SH   SOLE 0 300 0 1,219
BLACKROCK INC COM COM 09247X101 1,517 3,400 SH   SOLE 0 3,400 0 0
BOULDER GROWTH & INCOME FUND COM COM 101507101 3,118 280,455 SH   SOLE 0 184,090 0 96,365
BP ADR SPONSORED SPONSORED ADR 055622104 3,635 95,080 SH   SOLE 0 53,340 0 41,740
BRISTOL-MYERS SQUIBB CO COM COM 110122108 621 12,366 SH   SOLE 0 3,018 0 9,348
CATASYS INC COM COM PAR 149049504 4,564 276,272 SH   SOLE 0 228,119 0 48,153
CATERPILLAR INC COM COM 149123101 232 1,830 SH   SOLE 0 1,830 0 0
CHEVRON CORPORATION COM COM 166764100 1,955 16,484 SH   SOLE 0 12,560 0 3,924
CHINA MOBILE LTD ADR SPONSORED SPONSORED ADR 16941M109 1,018 25,000 SH   SOLE 0 23,000 0 2,000
CHINA PETROLEUM & CHEMICAL COR ADR SPONSORED SPON ADR H SHS 16941R108 343 5,900 SH   SOLE 0 5,500 0 400
CITIGROUP INC COM COM NEW 172967424 3,696 53,202 SH   SOLE 0 34,598 0 18,604
COCA-COLA CO COM COM 191216100 267 4,917 SH   SOLE 0 3,400 0 1,517
COMCAST CORP COM CL A CL A 20030N101 776 17,296 SH   SOLE 0 14,496 0 2,800
CONOCOPHILLIPS COM COM 20825C104 1,181 20,393 SH   SOLE 0 18,100 0 2,293
DIAGEO ADR SPONSORED SPON ADR NEW 25243Q205 1,788 11,000 SH   SOLE 0 7,900 0 3,100
EATON VANCE SHORT COM COM 27828V104 205 15,595 SH   SOLE 0 8,245 0 7,350
EXXON MOBIL CORPORATION COM COM 30231G102 3,362 47,041 SH   SOLE 0 38,040 0 9,001
FLEXSHARES TRUST MORNSTAR UPSTR ETF MORNSTAR UPSTR 33939L407 330 10,586 SH   SOLE 0 0 0 10,586
GENERAL ELECTRIC CO COM COM 369604103 242 26,815 SH   SOLE 0 500 0 26,315
Goldman Sachs Group, Inc. COM 38141G104 543 2,600 SH   SOLE 0 2,600 0 0
HOME DEPOT INC COM COM 437076102 2,837 12,343 SH   SOLE 0 6,612 0 5,731
INTEL CORP COM COM 458140100 1,803 35,450 SH   SOLE 0 32,200 0 3,250
INTERNATIONAL BUS MACH CORP COM COM 459200101 803 5,600 SH   SOLE 0 5,100 0 500
IShares Tr 0 464287770 657 4,800 SH   SOLE 0 4,800 0 0
ISHARES TRUST IBOXX HI YD ETF IBOXX HI YD ETF 464288513 10,545 121,061 SH   SOLE 0 120,627 0 434
ISHARES TRUST MSCI EAFE ETF MSCI EAFE ETF 464287465 10,767 165,500 SH   SOLE 0 165,200 0 300
ISHARES TRUST RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 8,980 59,300 SH   SOLE 0 59,000 0 300
JOHNSON & JOHNSON COM COM 478160104 1,433 11,141 SH   SOLE 0 3,500 0 7,641
JPMORGAN CHASE & CO. COM COM 46625H100 3,614 30,685 SH   SOLE 0 21,800 0 8,885
KIMBERLY CLARK CORP COM COM 494368103 266 1,875 SH   SOLE 0 1,100 0 775
Lloyds Banking Group Plc ADR 539439109 154 58,000 SH   SOLE 0 58,000 0 0
LOCKHEED MARTIN CORP COM COM 539830109 1,849 4,765 SH   SOLE 0 4,265 0 500
MCDONALD'S CORPORATION COM COM 580135101 3,620 16,982 SH   SOLE 0 13,500 0 3,482
MERCK & CO INC COM COM 58933Y105 669 8,069 SH   SOLE 0 5,680 0 2,389
MGM RESORTS INTERNATIONAL COM COM 552953101 1,593 58,400 SH   SOLE 0 28,000 0 30,400
MICROSOFT CORP COM COM 594918104 4,541 32,933 SH   SOLE 0 22,854 0 10,079
NORTHSIGHT CAPITAL INC COM 0 66702Q203 1 10,000 SH   SOLE 0 0 0 10,000
Occidental Petroleum Corp COM 674599105 361 8,000 SH   SOLE 0 8,000 0 0
PEPSICO INC COM COM 713448108 1,209 8,900 SH   SOLE 0 8,100 0 800
PFIZER INC COM COM 717081103 1,142 31,523 SH   SOLE 0 22,571 0 8,952
PHILIP MORRIS INTL INC COM COM 718172109 267 3,550 SH   SOLE 0 400 0 3,150
PNC FINANCIAL SERVICES GROUP COM COM 693475105 365 2,600 SH   SOLE 0 2,300 0 300
PROCTER & GAMBLE CO COM COM 742718109 3,231 25,934 SH   SOLE 0 6,552 0 19,382
SCOTTS MIRACLE-GRO COMPANY COM CL A CL A 810186106 308 3,100 SH   SOLE 0 3,100 0 0
SHERWIN-WILLIAMS CO COM COM 824348106 871 1,600 SH   SOLE 0 0 0 1,600
SPDR S&P500 ETF TRUST TR UNIT ETF TR UNIT 78462F103 283 958 SH   SOLE 0 958 0 0
SPDR SERIES TRUST BLOOMBERG BRCLYS ETF BLOOMBERG BRCLYS 78468R622 6,653 61,200 SH   SOLE 0 61,000 0 200
SPECIAL OPPORTUNITIES FUND INC COM COM 84741T104 382 27,036 SH   SOLE 0 22,485 0 4,551
SYSCO CORP COM COM 871829107 1,688 21,400 SH   SOLE 0 19,100 0 2,300
TARGET CORP COM COM 87612E106 5,305 49,995 SH   SOLE 0 19,575 0 30,420
TITAN PHARMACEUTICAL INC COM COM 888314507 3 10,715 SH   SOLE 0 4,208 0 6,507
TRAVELERS COMPANIES INC COM COM 89417E109 242 1,634 SH   SOLE 0 1,184 0 450
UNITED TECHNOLOGIES CORP COM COM 913017109 355 2,600 SH   SOLE 0 2,000 0 600
VERIZON COMMUNICATIONS COM COM 92343V104 215 3,563 SH   SOLE 0 844 0 2,719
WALMART INC COM COM 931142103 1,857 15,675 SH   SOLE 0 14,195 0 1,480
WALT DISNEY COMPANY (THE) COM COM DISNEY 254687106 502 3,866 SH   SOLE 0 3,564 0 302
WELLS FARGO & COMPANY COM COM 949746101 2,561 50,420 SH   SOLE 0 44,350 0 6,070
WisdomTree TR EMG MKTS SMCAP 97717W281 435 9,850 SH   SOLE 0 9,850 0 0
WisdomTree TR INTL SMCAP DIV 97717W760 413 6,516 SH   SOLE 0 6,516 0 0