The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M COMPANY COM COM 88579Y101 722 3,642 SH   SOLE 0 310 0 3,332
ABBOTT LABORATORIES COM COM 002824100 444 8,321 SH   SOLE 0 5,500 0 2,821
ABBVIE INC COM COM 00287Y109 504 7,676 SH   SOLE 0 5,300 0 2,376
ABERDEEN TOTAL DYNAMIC DIVID F COM SH BEN INT COM SH BEN INT 00326L100 1,023 113,754 SH   SOLE 0 91,600 0 22,154
ALTRIA GROUP INC COM COM 02209S103 1,248 19,685 SH   SOLE 0 15,900 0 3,785
APPLE INC COM COM 037833100 7,723 50,114 SH   SOLE 0 43,424 0 6,690
AT&T INC COM COM 00206R102 275 7,732 SH   SOLE 0 964 0 6,768
BANK OF AMERICA CORPORATION COM COM 060505104 6,885 271,737 SH   SOLE 0 144,790 0 126,947
BAXTER INTERNATIONAL INC COM COM 071813109 596 9,500 SH   SOLE 0 9,100 0 400
BB&T CORP COM COM 054937107 265 5,645 SH   SOLE 0 5,100 0 545
BERKSHIRE HATHAWAY INC COM CL B CL B NEW 084670702 3,118 11,956 SH   SOLE 0 11,956 0 0
BIOGEN INC COM COM 09062X103 476 1,519 SH   SOLE 0 300 0 1,219
BLACKROCK INC COM COM 09247X101 1,609 3,600 SH   SOLE 0 3,400 0 200
BOULDER GROWTH & INCOME FUND COM COM 101507101 2,662 261,001 SH   SOLE 0 171,450 0 89,551
BP ADR SPONSORED SPONSORED ADR 055622104 3,620 94,195 SH   SOLE 0 47,640 0 46,555
BRISTOL-MYERS SQUIBB CO COM COM 110122108 812 12,732 SH   SOLE 0 3,018 0 9,714
CATASYS INC COM COM PAR 149049504 516 106,064 SH   SOLE 0 67,010 0 39,054
CATERPILLAR INC COM COM 149123101 324 2,830 SH   SOLE 0 2,830 0 0
CHEVRON CORPORATION COM COM 166764100 2,078 17,689 SH   SOLE 0 12,535 0 5,154
CHINA MOBILE LTD ADR SPONSORED SPONSORED ADR 16941M109 602 11,900 SH   SOLE 0 9,900 0 2,000
CHINA PETROLEUM & CHEMICAL COR ADR SPONSORED SPON ADR H SHS 16941R108 447 5,900 SH   SOLE 0 5,500 0 400
CITIGROUP INC COM COM NEW 172967424 4,907 67,470 SH   SOLE 0 39,746 0 27,724
COCA-COLA CO COM COM 191216100 219 4,872 SH   SOLE 0 4,000 0 872
COMCAST CORP COM CL A CL A 20030N101 618 16,070 SH   SOLE 0 12,632 0 3,438
CONOCOPHILLIPS COM COM 20825C104 1,066 21,293 SH   SOLE 0 19,000 0 2,293
DIAGEO ADR SPONSORED SPON ADR NEW 25243Q205 1,508 11,410 SH   SOLE 0 7,930 0 3,480
EATON VANCE SHORT COM COM 27828V104 497 35,605 SH   SOLE 0 25,140 0 10,465
EXXON MOBIL CORPORATION COM COM 30231G102 3,538 43,158 SH   SOLE 0 31,900 0 11,258
FLEXSHARES TRUST MORNSTAR UPSTR ETF MORNSTAR UPSTR 33939L407 330 10,586 SH   SOLE 0 0 0 10,586
GENERAL ELECTRIC CO COM COM 369604103 2,487 102,882 SH   SOLE 0 51,435 0 51,447
Goldman Sachs Group, Inc. COM 38141G104 574 2,420 SH   SOLE 0 120 0 2,300
HOME DEPOT INC COM COM 437076102 1,974 12,271 SH   SOLE 0 6,800 0 5,471
HONEYWELL INTERNATIONAL INC COM COM 438516106 202 1,424 SH   SOLE 0 1,424 0 0
INTEL CORP COM COM 458140100 1,270 33,350 SH   SOLE 0 30,200 0 3,150
INTERNATIONAL BUS MACH CORP COM COM 459200101 769 5,300 SH   SOLE 0 1,100 0 4,200
ISHARES TR U.S. FIN SVC ETF 464287770 575 4,800 SH   SOLE 0 4,800 0 0
ISHARES TRUST IBOXX HI YD ETF IBOXX HI YD ETF 464288513 11,414 128,645 SH   SOLE 0 127,627 0 1,018
ISHARES TRUST MSCI EAFE ETF MSCI EAFE ETF 464287465 8,948 130,700 SH   SOLE 0 120,000 0 10,700
ISHARES TRUST RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 5,329 35,960 SH   SOLE 0 0 0 35,960
JOHNSON & JOHNSON COM COM 478160104 1,071 11,241 SH   SOLE 0 6,600 0 4,641
JPMORGAN CHASE & CO. COM COM 46625H100 2,938 30,760 SH   SOLE 0 22,150 0 8,610
KIMBERLY CLARK CORP COM COM 494368103 221 1,875 SH   SOLE 0 1,100 0 775
Lloyds Banking Group Plc ADR 539439109 110 30,000 SH   SOLE 0 30,000 0 0
LOCKHEED MARTIN CORP COM COM 539830109 1,467 4,728 SH   SOLE 0 4,254 0 474
MCDONALD'S CORPORATION COM COM 580135101 2,695 17,217 SH   SOLE 0 13,535 0 3,682
McKesson Corp COM 58155Q103 2,353 15,316 SH   SOLE 0 2,188 0 13,128
MERCK & CO INC COM COM 58933Y105 518 8,494 SH   SOLE 0 5,805 0 2,689
MGM RESORTS INTERNATIONAL COM COM 552953101 2,122 65,100 SH   SOLE 0 26,600 0 38,500
MICROSOFT CORP COM COM 594918104 2,791 37,479 SH   SOLE 0 27,300 0 10,179
PEPSICO INC COM COM 713448108 1,014 9,100 SH   SOLE 0 8,100 0 1,000
PFIZER INC COM COM 717081103 1,162 32,553 SH   SOLE 0 20,951 0 11,602
PHILIP MORRIS INTL INC COM COM 718172109 217 1,957 SH   SOLE 0 600 0 1,357
PNC FINANCIAL SERVICES GROUP COM COM 693475105 377 2,800 SH   SOLE 0 0 0 2,800
PROCTER & GAMBLE CO COM COM 742718109 2,289 25,161 SH   SOLE 0 10,552 0 14,609
SOUTHERN COPPER CORPORATION COM COM 84265V105 430 10,903 SH   SOLE 0 400 0 10,503
SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 3,314 88,800 SH   SOLE 0 88,200 0 600
SPECIAL OPPORTUNITIES FUND INC COM COM 84741T104 805 50,769 SH   SOLE 0 18,970 0 31,799
SYSCO CORP COM COM 871829107 1,160 21,700 SH   SOLE 0 1,200 0 20,500
TARGET CORP COM COM 87612E106 2,950 49,995 SH   SOLE 0 19,575 0 30,420
TITAN PHARMACEUTICAL INC COM COM 888314507 254 144,556 SH   SOLE 0 40,818 0 103,738
TRAVELERS COMPANIES INC COM COM 89417E109 200 1,634 SH   SOLE 0 1,184 0 450
UNITED TECHNOLOGIES CORP COM COM 913017109 302 2,600 SH   SOLE 0 2,000 0 600
VIRTUS TOTAL RETURN FUND INC COM COM 92837G100 581 44,593 SH   SOLE 0 12,643 0 31,950
WALMART INC COM COM 931142103 264 3,380 SH   SOLE 0 2,000 0 1,380
WALT DISNEY COMPANY (THE) COM COM DISNEY 254687106 383 3,885 SH   SOLE 0 3,459 0 426
WELLS FARGO & COMPANY COM COM 949746101 1,149 20,840 SH   SOLE 0 1,200 0 19,640
WisdomTree TR EMG MKTS SMCAP 97717W281 387 7,900 SH   SOLE 0 0 0 7,900
WisdomTree TR INTL SMCAP DIV 97717W760 388 5,250 SH   SOLE 0 0 0 5,250