10-K/A 1 multiplaninc10-ka322.htm 10-K/A Document

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
(Amendment No. 1)
(MARK ONE)
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 2020
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from                    to
Commission file number: 001-39228
MULTIPLAN CORPORATION
(Exact Name of Registrant as Specified in Its Charter)
Delaware84-3536151
(State or other jurisdiction of
incorporation or organization)
(I.R.S. Employer
Identification No.)
115 Fifth Avenue
New York, NY 10003
(Address of principal executive offices)
(212) 780-2000
(Issuer’s telephone number)
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading
Symbol
Name of each exchange on which registered
Shares of Class A common stock, $0.0001 par value per shareMPLNNew York Stock Exchange
WarrantsMPLN.WSNew York Stock Exchange
Indicate by check mark if the registrant is a well-seasoned issuer, as defined in Rule 405 of the Securities Act. Yes     No   
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes     No  
Check whether the issuer (1) filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the past 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes     No   



Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). Yes     No   
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See definitions of “large accelerated filer”, “accelerated filer”, “smaller reporting company”, and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filerAccelerated filer
Non-accelerated filerSmaller reporting company
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  
Indicate by check mark whether the registrant has filed a report on and attestation to its management assessment of effectiveness of its internal control over financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 U.S.C. 7262(b)) by the registered public accounting firm that prepared or issued its audit report.
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes     No  

The aggregate market value of the voting stock held by non-affiliates of the registrant, based on the closing price of shares of common stock on the New York Stock Exchange on June 30, 2020, was approximately $1,186.9 million.
As of March 5, 2021, 668,923,984 shares of Class A common stock, par value $0.0001 per share, were issued and outstanding.





Explanatory Note
MultiPlan Corporation (the “Company”) is filing this Amendment No. 1 on Form 10-K/A (the “Amendment”) to the Company’s annual report on Form 10-K for the year ended December 31, 2020 (the “Form 10-K”), filed with the Securities and Exchange Commission on March 16, 2021 (the “Original Filing Date”), solely to furnish Exhibit 4.16 to the Form 10-K in accordance with Item 601(b)(4) of Regulation S-K. Exhibit 4.16 provides a description of each class of securities of the Company registered pursuant to Section 12 of the Securities Exchange Act of 1934.
No other changes have been made to the Form 10-K. Except as indicated otherwise herein, this Amendment speaks as of the Original Filing Date, does not reflect events that may have occurred subsequent to the Original Filing Date, and does not modify or update in any way disclosures made in the Form 10-K.
Pursuant to Rule 12b-15 under the Securities Exchange Act of 1934, as amended, currently-dated certifications from the Company’s Chief Executive Officer and Chief Financial Officer are included as Exhibits to this Amendment No. 1, as required by Section 302 of the Sarbanes-Oxley Act of 2002.

1


Part IV
Item 15. Exhibits, Financial Statement Schedules
Incorporated by Reference
Exhibit NumberDescriptionFormFile No.ExhibitFiling DateFiled Herewidth
2.18-K001-392282.1July 13, 2020
3.18-K001-392283.1October 9, 2020
3.28-K001-392283.2October 9, 2020
4.18-K001-392284.1October 9, 2020
4.2Specimen Warrant Certificate (included in Exhibit 4.3)
4.38-K001-392284.1February 19, 2020
4.4Specimen Warrant Certificate (included in Exhibit 4.5)
4.58-K001-392284.5October 9, 2020
4.68-K001-392284.6October 9, 2020
4.7Form of 6.00% / 7.00% Convertible Senior PIK Toggle Notes due 2027 (included in Exhibit 4.6)
4.88-K001-392284.8October 9, 2020
4.9Form of 8.500% / 9.250% Senior PIK Toggle Notes due 2022 (included in Exhibit 4.8)
4.108-K001-392284.10October 9, 2020
4.11Form of 7.125% Senior Notes due 2024 (included in Exhibit 4.10)
4.128-K001-392284.12October 9, 2020
2


Incorporated by Reference
Exhibit NumberDescriptionFormFile No.ExhibitFiling DateFiled Herewidth
4.138-K001-392284.13October 9, 2020
4.148-K001-392284.1October 30, 2020
4.15Form of 5.750% Senior Notes due 2028 (included in Exhibit 4.14)
4.16X
10.18-K001-3922810.1July 13, 2020
10.2S-1333-23615310.6January 29, 2020
10.38-K001-3922810.2July 13, 2020
10.48-K001-3922810.3July 13, 2020
10.58-K001-3922810.4July 13, 2020
10.68-K001-3922810.6July 13, 2020
10.78-K001-3922810.8October 9, 2020
10.88-K001-3922810.9October 9, 2020
3


Incorporated by Reference
Exhibit NumberDescriptionFormFile No.ExhibitFiling DateFiled Herewidth
10.98-K001-3922810.10October 9, 2020
10.108-K001-3922810.1October 30, 2020
10.11#S-8333-2512504.1December 10, 2020
10.12#10-K001-3922810.12March 16, 2021
10.13#10-K001-3922810.13March 16, 2021
10.14#10-K001-3922810.14March 16, 2021
10.15#10-K001-3922810.15March 16, 2021
10.16#+8-K001-3922810.13October 9, 2020
10.17#+8-K001-3922810.14October 9, 2020
10.18#+8-K001-3922810.15October 9, 2020
10.19#8-K001-3922810.16October 9, 2020
10.20#8-K001-3922810.17October 9, 2020
14.18-K001-3922814.1October 9, 2020
21.110-K001-3922821.1March 16, 2021
23.110-K001-3922823.1March 16, 2021
4


Incorporated by Reference
Exhibit NumberDescriptionFormFile No.ExhibitFiling DateFiled Herewidth
31.1X
31.2X
32.110-K001-3922832.1March 16, 2021
32.210-K001-3922832.2March 16, 2021
101The following financial information from MultiPlan Corporation's Annual Report on Form 10-K for the year ended December 31, 2020 formatted in Inline XBRL (Extensible Business Reporting Language) includes: (i) the Consolidated Balance Sheets, (ii) the Consolidated Statements of (Loss) Income and Comprehensive (Loss) Income, (iii) the Statements of Changes in Stockholders' Equity, (iv) the Consolidated Statements of Cash Flows, and (v) Notes to the Consolidated Financial Statements.10-K001-39228101March 16, 2021
104Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)10-K001-39228104March 16, 2021
+     The schedules and exhibits to this agreement have been omitted pursuant to Item 601(b)(2) of Regulation S-K. A copy of any omitted schedule and/or exhibit will be furnished to the SEC upon request.

#    Management contract or compensatory plan or arrangement.
5


Signatures

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on the 24th day of March, 2021.
MultiPlan Corporation
By:/s/ David L. Redmond
Name:  David L. Redmond
Title:   Executive Vice President and Chief Financial Officer