8-K 1 d40310d8k.htm NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND Nuveen Dynamic Municipal Opportunities Fund

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): March 6, 2024 (February 28, 2024)

Nuveen Dynamic Municipal Opportunities Fund

(Exact name of registrant as specified in its charter)

 

Massachusetts   811-23489   84-3584099
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer
Identification Number)

 

333 West Wacker Drive
Chicago, Illinois
  60606
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code (800) 257-8787

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

  Title of each class    Trading Symbol(s)   

Name of each exchange on

which registered

 

  

  Common Shares of Beneficial Interest    NDMO    New York Stock Exchange  

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐


Item 7.01

Regulation FD Disclosure.

Amendment of By-Laws. The Amended and Restated By-Laws (the “By-Laws”) of Nuveen Dynamic Municipal Opportunities Fund (the “Fund”) previously included “control share” provisions, the effectiveness of which was suspended as of February 24, 2022. On February 28, 2024, the Board of Trustees of the Fund adopted Amended and Restated By-Laws to eliminate the “control share” provisions. Other than the elimination of the “control share” provisions, the Amended and Restated By-Laws are identical to the By-Laws. The Amended and Restated By-Laws are attached hereto as Exhibit 3.1 and are incorporated herein by reference.

 

Item 9.01

Financial Statements and Exhibits.

 

(d)

Exhibits

 

3.1

   Amended and Restated By-Laws


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    Nuveen Dynamic Municipal Opportunities Fund
Date: March 6, 2024     By:  

/s/ Mark L. Winget

    Name: Mark L. Winget
    Title:  Vice President and Secretary