Filing Agent

0001792704-21-000004.txt : 20211101 0001792704-21-000004.hdr.sgml : 20211101 20211029174113 ACCESSION NUMBER: 0001792704-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211101 DATE AS OF CHANGE: 20211029 EFFECTIVENESS DATE: 20211101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Avion Wealth CENTRAL INDEX KEY: 0001792704 IRS NUMBER: 208804041 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19603 FILM NUMBER: 211364511 BUSINESS ADDRESS: STREET 1: 2829 TECHNOLOGY FOREST BLVD #300 CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 2815281200 MAIL ADDRESS: STREET 1: 2829 TECHNOLOGY FOREST BLVD #300 CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: Efficient Wealth Management LLC DATE OF NAME CHANGE: 20191030 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001792704 XXXXXXXX 09-30-2021 09-30-2021 Avion Wealth

2829 TECHNOLOGY FOREST BLVD #300 THE WOODLANDS TX 77381

13F HOLDINGS REPORT 028-19603 N Cindi Hill Filing Agent 6197955986 Cindi Hill San Diego CA 10-29-2021 0 411 329668 false INFORMATION TABLE 2 avion13fexport09302021xml.xml ALPS ETF TR ALERIAN MLP 00162Q452 13 400 SH SOLE 0 0 400 ALPS ETF TR SECTR DIV DOGS 00162Q858 17 334 SH SOLE 0 0 334 AMC ENTMT HLDGS INC CL A COM 00165C104 6 150 SH SOLE 0 0 150 AT&T INC COM 00206R102 90 3342 SH SOLE 0 0 3342 ARK ETF TR INNOVATION ETF 00214Q104 5 45 SH SOLE 0 0 45 ABBOTT LABS COM 002824100 9 75 SH SOLE 0 0 75 ABBVIE INC COM 00287Y109 9 83 SH SOLE 0 0 83 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 9 2209 SH SOLE 0 0 2209 ABERDEEN AUSTRALIA EQUITY FD COM 003011103 12 2096 SH SOLE 0 0 2096 ABIOMED INC COM 003654100 22 67 SH SOLE 0 0 67 ADOBE SYSTEMS INCORPORATED COM 00724F101 12 20 SH SOLE 0 0 20 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 37 250 SH SOLE 0 0 250 ALLIANCE DATA SYSTEMS CORP COM 018581108 1 14 SH SOLE 0 0 14 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 1 100 SH SOLE 0 0 100 ALPHABET INC CAP STK CL C 02079K107 19 7 SH SOLE 0 0 7 ALPHABET INC CAP STK CL A 02079K305 5 2 SH SOLE 0 0 2 ALTRIA GROUP INC COM 02209S103 16 350 SH SOLE 0 0 350 ALTUS MIDSTREAM CO COM NEW CL A 02215L209 0 4 SH SOLE 0 0 4 AMAZON COM INC COM 023135106 220 67 SH SOLE 0 0 67 AMERICAN AIRLS GROUP INC COM 02376R102 15 716 SH SOLE 0 0 716 AMERICAN EXPRESS CO COM 025816109 115 687 SH SOLE 0 0 687 AMERISOURCEBERGEN CORP COM 03073E105 1 10 SH SOLE 0 0 10 AMGEN INC COM 031162100 65 304 SH SOLE 0 0 304 ANALOG DEVICES INC COM 032654105 12 71 SH SOLE 0 0 71 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 17 300 SH SOLE 0 0 300 ANTHEM INC COM 036752103 1 3 SH SOLE 0 0 3 APOLLO COML REAL EST FIN INC COM 03762U105 68 4612 SH SOLE 0 0 4612 APPLE INC COM 037833100 1992 14075 SH SOLE 0 0 14075 APPLIED MATLS INC COM 038222105 20 157 SH SOLE 0 0 157 ARBOR REALTY TRUST INC COM 038923108 0 13 SH SOLE 0 0 13 ARCHER AVIATION INC COM CL A 03945R102 1 100 SH SOLE 0 0 100 ASTRAZENECA PLC SPONSORED ADR 046353108 1 16 SH SOLE 0 0 16 BCE INC COM NEW 05534B760 10 200 SH SOLE 0 0 200 BP PLC SPONSORED ADR 055622104 79 2891 SH SOLE 0 0 2891 BK OF AMERICA CORP COM 060505104 94 2211 SH SOLE 0 0 2211 BANK NEW YORK MELLON CORP COM 064058100 5792 111734 SH SOLE 0 0 111734 BARCLAYS BANK PLC DJUBS CMDT ETN36 06738C778 176 6006 SH SOLE 0 0 6006 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 722 2645 SH SOLE 0 0 2645 BIODELIVERY SCIENCES INTL IN COM 09060J106 1 200 SH SOLE 0 0 200 BLACKROCK INC COM 09247X101 38 45 SH SOLE 0 0 45 BOEING CO COM 097023105 447 2032 SH SOLE 0 0 2032 BOOT BARN HLDGS INC COM 099406100 1 12 SH SOLE 0 0 12 BRISTOL-MYERS SQUIBB CO COM 110122108 301 5082 SH SOLE 0 0 5082 BROADCOM INC COM 11135F101 3 6 SH SOLE 0 0 6 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 1 25 SH SOLE 0 0 25 BRUNSWICK CORP COM 117043109 1 11 SH SOLE 0 0 11 BUMBLE INC COM CL A 12047B105 5 100 SH SOLE 0 0 100 CDK GLOBAL INC COM 12508E101 5 127 SH SOLE 0 0 127 CIGNA CORP NEW COM 125523100 2 11 SH SOLE 0 0 11 CNO FINL GROUP INC COM 12621E103 1 48 SH SOLE 0 0 48 CALAVO GROWERS INC COM 128246105 197 5154 SH SOLE 0 0 5154 CALLAWAY GOLF CO COM 131193104 67 2437 SH SOLE 0 0 2437 CANADIAN NATL RY CO COM 136375102 27 236 SH SOLE 0 0 236 CANOPY GROWTH CORP COM 138035100 1 100 SH SOLE 0 0 100 CARNIVAL CORP UNIT 99/99/9999 143658300 11 441 SH SOLE 0 0 441 CATERPILLAR INC COM 149123101 47 246 SH SOLE 0 0 246 CENTENNIAL RESOURCE DEV INC CL A 15136A102 1 100 SH SOLE 0 0 100 CHEMOURS CO COM 163851108 6 210 SH SOLE 0 0 210 CHEVRON CORP NEW COM 166764100 443 4370 SH SOLE 0 0 4370 CHIMERA INVT CORP COM NEW 16934Q208 3 200 SH SOLE 0 0 200 CINEMARK HLDGS INC COM 17243V102 0 25 SH SOLE 0 0 25 CISCO SYS INC COM 17275R102 71 1299 SH SOLE 0 0 1299 CITIGROUP INC COM NEW 172967424 95 1351 SH SOLE 0 0 1351 COCA COLA CO COM 191216100 27 510 SH SOLE 0 0 510 COHEN & STEERS INFRASTRUCTUR COM 19248A109 10 384 SH SOLE 0 0 384 COLGATE PALMOLIVE CO COM 194162103 14 191 SH SOLE 0 0 191 COMCAST CORP NEW CL A 20030N101 45 804 SH SOLE 0 0 804 COMMUNITY HEALTH SYS INC NEW COM 203668108 1 68 SH SOLE 0 0 68 CONOCOPHILLIPS COM 20825C104 164 2415 SH SOLE 0 0 2415 CONSOLIDATED EDISON INC COM 209115104 181 2500 SH SOLE 0 0 2500 CORTEVA INC COM 22052L104 1 20 SH SOLE 0 0 20 COSTCO WHSL CORP NEW COM 22160K105 12 27 SH SOLE 0 0 27 CREDIT SUISSE AG NASSAU BRH X LINK GOLD SHS 22542D480 4 428 SH SOLE 0 0 428 CROWDSTRIKE HLDGS INC CL A 22788C105 4 15 SH SOLE 0 0 15 CROWN CASTLE INTL CORP NEW COM 22822V101 1 6 SH SOLE 0 0 6 CUMMINS INC COM 231021106 2 7 SH SOLE 0 0 7 CURO GROUP HOLDINGS CORP COM 23131L107 2 113 SH SOLE 0 0 113 D R HORTON INC COM 23331A109 1 13 SH SOLE 0 0 13 DARDEN RESTAURANTS INC COM 237194105 72 475 SH SOLE 0 0 475 DECKERS OUTDOOR CORP COM 243537107 16 45 SH SOLE 0 0 45 DEERE & CO COM 244199105 39 115 SH SOLE 0 0 115 DELTA AIR LINES INC DEL COM NEW 247361702 54 1265 SH SOLE 0 0 1265 DEVON ENERGY CORP NEW COM 25179M103 249 7018 SH SOLE 0 0 7018 DIGITALBRIDGE GROUP INC CL A COM 25401T108 2 333 SH SOLE 0 0 333 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 11797 444011 SH SOLE 0 0 444011 DISNEY WALT CO COM 254687106 196 1161 SH SOLE 0 0 1161 DOCUSIGN INC COM 256163106 39 153 SH SOLE 0 0 153 DOMINION ENERGY INC COM 25746U109 15 200 SH SOLE 0 0 200 DOUBLELINE INCOME SOLUTIONS COM 258622109 2 112 SH SOLE 0 0 112 DOW INC COM 260557103 27 472 SH SOLE 0 0 472 DUKE REALTY CORP COM NEW 264411505 6 134 SH SOLE 0 0 134 DUKE ENERGY CORP NEW COM NEW 26441C204 7 72 SH SOLE 0 0 72 DUPONT DE NEMOURS INC COM 26614N102 1 20 SH SOLE 0 0 20 EOG RES INC COM 26875P101 89 1103 SH SOLE 0 0 1103 ETF SER SOLUTIONS US GLB JETS 26922A842 57 2433 SH SOLE 0 0 2433 ENBRIDGE INC COM 29250N105 146 3679 SH SOLE 0 0 3679 ENCORE CAP GROUP INC COM 292554102 1 29 SH SOLE 0 0 29 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 446 46516 SH SOLE 0 0 46516 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 17 2558 SH SOLE 0 0 2558 ENTERPRISE PRODS PARTNERS L COM 293792107 1536 70960 SH SOLE 0 0 70960 EVERGY INC COM 30034W106 6 91 SH SOLE 0 0 91 EVOLVING SYS INC COM NEW 30049R209 72 33450 SH SOLE 0 0 33450 EXXON MOBIL CORP COM 30231G102 762 12959 SH SOLE 0 0 12959 FACEBOOK INC CL A 30303M102 217 639 SH SOLE 0 0 639 FIFTH THIRD BANCORP COM 316773100 0 6 SH SOLE 0 0 6 FIRST AMERN FINL CORP COM 31847R102 1 21 SH SOLE 0 0 21 FIRST HORIZON CORPORATION COM 320517105 40 2429 SH SOLE 0 0 2429 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 106 450 SH SOLE 0 0 450 FISKER INC CL A COM STK 33813J106 1 100 SH SOLE 0 0 100 FLEXSHARES TR MORNSTAR UPSTR 33939L407 5 144 SH SOLE 0 0 144 FLUOR CORP NEW COM 343412102 3 200 SH SOLE 0 0 200 FORD MTR CO DEL COM 345370860 43 3050 SH SOLE 0 0 3050 FRANCHISE GROUP INC COM 35180X105 0 5 SH SOLE 0 0 5 GENERAL ELECTRIC CO COM NEW 369604301 28 270 SH SOLE 0 0 270 GENTEX CORP COM 371901109 8 255 SH SOLE 0 0 255 GILEAD SCIENCES INC COM 375558103 14 203 SH SOLE 0 0 203 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 10 250 SH SOLE 0 0 250 GOLDMAN SACHS GROUP INC COM 38141G104 8 22 SH SOLE 0 0 22 GOLUB CAP BDC INC COM 38173M102 0 13 SH SOLE 0 0 13 GROUPON INC COM NEW 399473206 0 5 SH SOLE 0 0 5 GROWGENERATION CORP COM 39986L109 2 100 SH SOLE 0 0 100 HALLIBURTON CO COM 406216101 3635 168119 SH SOLE 0 0 168119 HOME DEPOT INC COM 437076102 118 359 SH SOLE 0 0 359 HONEYWELL INTL INC COM 438516106 42 200 SH SOLE 0 0 200 HORMEL FOODS CORP COM 440452100 8 200 SH SOLE 0 0 200 HOWARD HUGHES CORP COM 44267D107 8 96 SH SOLE 0 0 96 HUMANA INC COM 444859102 1 3 SH SOLE 0 0 3 IDEXX LABS INC COM 45168D104 11 17 SH SOLE 0 0 17 INDEXIQ ETF TR US RL EST SMCP 45409B628 1 25 SH SOLE 0 0 25 INTEL CORP COM 458140100 95 1790 SH SOLE 0 0 1790 INTERCEPT PHARMACEUTICALS IN COM 45845P108 7 500 SH SOLE 0 0 500 INTERNATIONAL BUSINESS MACHS COM 459200101 58 417 SH SOLE 0 0 417 INTERNATIONAL PAPER CO COM 460146103 17 300 SH SOLE 0 0 300 INVESCO QQQ TR UNIT SER 1 46090E103 134 374 SH SOLE 0 0 374 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 10119 480708 SH SOLE 0 0 480708 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 75 387 SH SOLE 0 0 387 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 43 285 SH SOLE 0 0 285 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 39 246 SH SOLE 0 0 246 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 7 100 SH SOLE 0 0 100 INVESCO EXCHANGE TRADED FD T ZACKS MULT AST 46137Y500 12 500 SH SOLE 0 0 500 INVESCO DB COMMDY INDX TRCK UNIT 46138B103 21 1028 SH SOLE 0 0 1028 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 4 100 SH SOLE 0 0 100 INVESCO EXCH TRADED FD TR II KBW PREM YIELD 46138E594 1 25 SH SOLE 0 0 25 INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP 46138E719 0 10 SH SOLE 0 0 10 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 5 240 SH SOLE 0 0 240 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 14 430 SH SOLE 0 0 430 INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 46140H106 3 142 SH SOLE 0 0 142 IRON MTN INC NEW COM 46284V101 51 1169 SH SOLE 0 0 1169 ISHARES INC MSCI BRAZIL ETF 464286400 1 26 SH SOLE 0 0 26 ISHARES INC MSCI EMERG MRKT 464286533 37 593 SH SOLE 0 0 593 ISHARES INC MSCI PAC JP ETF 464286665 1 27 SH SOLE 0 0 27 ISHARES TR MORNINGSTR US EQ 464287127 10 160 SH SOLE 0 0 160 ISHARES TR SELECT DIVID ETF 464287168 1 10 SH SOLE 0 0 10 ISHARES TR CHINA LG-CAP ETF 464287184 1 30 SH SOLE 0 0 30 ISHARES TR CORE S&P500 ETF 464287200 708 1644 SH SOLE 0 0 1644 ISHARES TR CORE US AGGBD ET 464287226 23884 207995 SH SOLE 0 0 207995 ISHARES TR MSCI EMG MKT ETF 464287234 64 1268 SH SOLE 0 0 1268 ISHARES TR S&P 500 GRWT ETF 464287309 12 156 SH SOLE 0 0 156 ISHARES TR GLOBAL FINLS ETF 464287333 12 151 SH SOLE 0 0 151 ISHARES TR S&P 500 VAL ETF 464287408 33 227 SH SOLE 0 0 227 ISHARES TR BARCLAYS 7 10 YR 464287440 4 32 SH SOLE 0 0 32 ISHARES TR 1 3 YR TREAS BD 464287457 15 178 SH SOLE 0 0 178 ISHARES TR MSCI EAFE ETF 464287465 358 4587 SH SOLE 0 0 4587 ISHARES TR RUS MDCP VAL ETF 464287473 19 167 SH SOLE 0 0 167 ISHARES TR CORE S&P MCP ETF 464287507 76 288 SH SOLE 0 0 288 ISHARES TR COHEN STEER REIT 464287564 3 40 SH SOLE 0 0 40 ISHARES TR RUS 1000 VAL ETF 464287598 28 181 SH SOLE 0 0 181 ISHARES TR S&P MC 400GR ETF 464287606 6 80 SH SOLE 0 0 80 ISHARES TR RUS 1000 GRW ETF 464287614 48 174 SH SOLE 0 0 174 ISHARES TR RUS 2000 GRW ETF 464287648 6 19 SH SOLE 0 0 19 ISHARES TR RUSSELL 2000 ETF 464287655 73 334 SH SOLE 0 0 334 ISHARES TR U.S. REAL ES ETF 464287739 15 144 SH SOLE 0 0 144 ISHARES TR U.S. ENERGY ETF 464287796 2 60 SH SOLE 0 0 60 ISHARES TR CORE S&P SCP ETF 464287804 0 4 SH SOLE 0 0 4 ISHARES TR SP SMCP600VL ETF 464287879 288 2856 SH SOLE 0 0 2856 ISHARES TR S&P SML 600 GWT 464287887 3 20 SH SOLE 0 0 20 ISHARES TR MSCI AC ASIA ETF 464288182 55 646 SH SOLE 0 0 646 ISHARES TR EAFE SML CP ETF 464288273 9 123 SH SOLE 0 0 123 ISHARES TR IBOXX HI YD ETF 464288513 125 1424 SH SOLE 0 0 1424 ISHARES TR SHORT TREAS BD 464288679 157 1422 SH SOLE 0 0 1422 ISHARES TR US HOME CONS ETF 464288752 10 147 SH SOLE 0 0 147 ISHARES TR MICRO-CAP ETF 464288869 3 20 SH SOLE 0 0 20 ISHARES TR EAFE VALUE ETF 464288877 55 1091 SH SOLE 0 0 1091 ISHARES SILVER TR ISHARES 46428Q109 39 1900 SH SOLE 0 0 1900 ISHARES TR MSCI EAFE MIN VL 46429B689 8 104 SH SOLE 0 0 104 ISHARES TR MSCI USA MIN VOL 46429B697 12 161 SH SOLE 0 0 161 ISHARES TR MSCI USA QLT FCT 46432F339 321 2440 SH SOLE 0 0 2440 ISHARES TR MSCI USA MMENTM 46432F396 65 372 SH SOLE 0 0 372 ISHARES TR CORE MSCI EAFE 46432F842 69 931 SH SOLE 0 0 931 ISHARES INC CORE MSCI EMKT 46434G103 18 295 SH SOLE 0 0 295 ISHARES TR CORE DIV GRWTH 46434V621 1 29 SH SOLE 0 0 29 JPMORGAN CHASE & CO COM 46625H100 445 2716 SH SOLE 0 0 2716 JOHNSON & JOHNSON COM 478160104 114 705 SH SOLE 0 0 705 KANSAS CITY SOUTHERN COM NEW 485170302 33 122 SH SOLE 0 0 122 KAYNE ANDERSON ENERGY INFRST COM 486606106 8 958 SH SOLE 0 0 958 KIMCO RLTY CORP COM 49446R109 5 259 SH SOLE 0 0 259 KINDER MORGAN INC DEL COM 49456B101 2129 127262 SH SOLE 0 0 127262 KRAFT HEINZ CO COM 500754106 2 66 SH SOLE 0 0 66 LAS VEGAS SANDS CORP COM 517834107 4 100 SH SOLE 0 0 100 LAUDER ESTEE COS INC CL A 518439104 52 172 SH SOLE 0 0 172 LEXICON PHARMACEUTICALS INC COM NEW 528872302 2 407 SH SOLE 0 0 407 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 1 100 SH SOLE 0 0 100 LILLY ELI & CO COM 532457108 173 748 SH SOLE 0 0 748 LIMONEIRA CO COM 532746104 2 100 SH SOLE 0 0 100 LIVENT CORP COM 53814L108 1 43 SH SOLE 0 0 43 LOANDEPOT INC COM CL A 53946R106 0 50 SH SOLE 0 0 50 LOCKHEED MARTIN CORP COM 539830109 84 244 SH SOLE 0 0 244 LORDSTOWN MOTORS CORP COM CL A 54405Q100 1 100 SH SOLE 0 0 100 LOWES COS INC COM 548661107 147 723 SH SOLE 0 0 723 LUCID GROUP INC COM 549498103 3 100 SH SOLE 0 0 100 LUMEN TECHNOLOGIES INC COM 550241103 4 317 SH SOLE 0 0 317 LYFT INC CL A COM 55087P104 5 100 SH SOLE 0 0 100 MDU RES GROUP INC COM 552690109 1 40 SH SOLE 0 0 40 MGM RESORTS INTERNATIONAL COM 552953101 1 15 SH SOLE 0 0 15 MGM GROWTH PPTYS LLC CL A COM 55303A105 1 15 SH SOLE 0 0 15 MADISON SQUARE GRDN ENTERTNM CL A 55826T102 22 300 SH SOLE 0 0 300 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 66 1447 SH SOLE 0 0 1447 MAGNITE INC COM 55955D100 7 250 SH SOLE 0 0 250 MAIN STR CAP CORP COM 56035L104 0 6 SH SOLE 0 0 6 MARATHON OIL CORP COM 565849106 0 35 SH SOLE 0 0 35 MARATHON PETE CORP COM 56585A102 44 710 SH SOLE 0 0 710 MARVELL TECHNOLOGY INC COM 573874104 30 500 SH SOLE 0 0 500 MASTERCARD INCORPORATED CL A 57636Q104 47 134 SH SOLE 0 0 134 MATTEL INC COM 577081102 4 200 SH SOLE 0 0 200 MAYVILLE ENGR CO INC COM 578605107 19 1000 SH SOLE 0 0 1000 MCDONALDS CORP COM 580135101 78 323 SH SOLE 0 0 323 MERCK & CO INC COM 58933Y105 95 1269 SH SOLE 0 0 1269 MICROSOFT CORP COM 594918104 676 2399 SH SOLE 0 0 2399 MICROCHIP TECHNOLOGY INC. COM 595017104 103 670 SH SOLE 0 0 670 MICRON TECHNOLOGY INC COM 595112103 38 530 SH SOLE 0 0 530 MONDELEZ INTL INC CL A 609207105 12 200 SH SOLE 0 0 200 MONSTER BEVERAGE CORP NEW COM 61174X109 1 11 SH SOLE 0 0 11 MORGAN STANLEY COM NEW 617446448 10 103 SH SOLE 0 0 103 NATIONAL RETAIL PROPERTIES I COM 637417106 4 100 SH SOLE 0 0 100 NAVIENT CORPORATION COM 63938C108 2 97 SH SOLE 0 0 97 NETFLIX INC COM 64110L106 85 140 SH SOLE 0 0 140 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 29 2625 SH SOLE 0 0 2625 NEXTERA ENERGY INC COM 65339F101 26 336 SH SOLE 0 0 336 NIKE INC CL B 654106103 1 8 SH SOLE 0 0 8 NOKIA CORP SPONSORED ADR 654902204 1 120 SH SOLE 0 0 120 NVIDIA CORPORATION COM 67066G104 37 180 SH SOLE 0 0 180 OREILLY AUTOMOTIVE INC COM 67103H107 1 2 SH SOLE 0 0 2 OCCIDENTAL PETE CORP COM 674599105 6 186 SH SOLE 0 0 186 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 0 23 SH SOLE 0 0 23 OKTA INC CL A 679295105 18 75 SH SOLE 0 0 75 ONEOK INC NEW COM 682680103 15 263 SH SOLE 0 0 263 ORACLE CORP COM 68389X105 1 14 SH SOLE 0 0 14 ORGANON & CO COMMON STOCK 68622V106 3 92 SH SOLE 0 0 92 OVINTIV INC COM 69047Q102 53 1616 SH SOLE 0 0 1616 OXFORD INDS INC COM 691497309 14 150 SH SOLE 0 0 150 PACER FDS TR TRENDP US LAR CP 69374H105 197 5216 SH SOLE 0 0 5216 PARKER-HANNIFIN CORP COM 701094104 9 33 SH SOLE 0 0 33 PEOPLES UNITED FINANCIAL INC COM 712704105 0 14 SH SOLE 0 0 14 PEPSICO INC COM 713448108 9 60 SH SOLE 0 0 60 PFIZER INC COM 717081103 32 740 SH SOLE 0 0 740 PHILLIPS 66 COM 718546104 63 904 SH SOLE 0 0 904 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 54 1500 SH SOLE 0 0 1500 PIMCO ETF TR ACTIVE BD ETF 72201R775 82 738 SH SOLE 0 0 738 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 45502 446405 SH SOLE 0 0 446405 PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 17 1602 SH SOLE 0 0 1602 PLUG POWER INC COM NEW 72919P202 3 100 SH SOLE 0 0 100 PRICE T ROWE GROUP INC COM 74144T108 14 73 SH SOLE 0 0 73 PROLOGIS INC. COM 74340W103 1 7 SH SOLE 0 0 7 PROSHARES TR PSHS ULT NASB 74347R214 6 62 SH SOLE 0 0 62 PROSHARES TR PSHS ULTRA TECH 74347R693 1 13 SH SOLE 0 0 13 PULTE GROUP INC COM 745867101 1 23 SH SOLE 0 0 23 QUALCOMM INC COM 747525103 6 50 SH SOLE 0 0 50 QUEST DIAGNOSTICS INC COM 74834L100 9 63 SH SOLE 0 0 63 RAYTHEON TECHNOLOGIES CORP COM 75513E101 165 1915 SH SOLE 0 0 1915 REGENCY CTRS CORP COM 758849103 5 80 SH SOLE 0 0 80 REINSURANCE GRP OF AMERICA I COM NEW 759351604 17 150 SH SOLE 0 0 150 ROBINHOOD MKTS INC COM CL A 770700102 34 800 SH SOLE 0 0 800 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 85 1915 SH SOLE 0 0 1915 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 54 1217 SH SOLE 0 0 1217 SPDR S&P 500 ETF TR TR UNIT 78462F103 75 175 SH SOLE 0 0 175 SPDR GOLD TR GOLD SHS 78463V107 122 743 SH SOLE 0 0 743 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 6 110 SH SOLE 0 0 110 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 8 200 SH SOLE 0 0 200 SPDR SER TR DJ REIT ETF 78464A607 146 1386 SH SOLE 0 0 1386 SPDR SER TR PORTFOLIO LN TSR 78464A664 1 14 SH SOLE 0 0 14 SPDR SER TR S&P RETAIL ETF 78464A714 14 159 SH SOLE 0 0 159 SPDR SER TR S&P PHARMAC 78464A722 22 460 SH SOLE 0 0 460 SPDR SER TR S&P DIVID ETF 78464A763 59 500 SH SOLE 0 0 500 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 25 73 SH SOLE 0 0 73 SPDR SER TR BLOOMBERG BRCLYS 78468R622 7 63 SH SOLE 0 0 63 SPDR SER TR SPDR BLOOMBERG 78468R663 14 152 SH SOLE 0 0 152 SPDR SER TR NUVEEN BRC MUNIC 78468R721 0 3 SH SOLE 0 0 3 SABRA HEALTH CARE REIT INC COM 78573L106 0 30 SH SOLE 0 0 30 SCHLUMBERGER LTD COM STK 806857108 18 600 SH SOLE 0 0 600 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1 8 SH SOLE 0 0 8 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 58 554 SH SOLE 0 0 554 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 10 131 SH SOLE 0 0 131 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 0 3 SH SOLE 0 0 3 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 3 100 SH SOLE 0 0 100 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 3 85 SH SOLE 0 0 85 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 9 268 SH SOLE 0 0 268 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 32 438 SH SOLE 0 0 438 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 8 214 SH SOLE 0 0 214 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1403 25853 SH SOLE 0 0 25853 SCHWAB STRATEGIC TR US TIPS ETF 808524870 26 416 SH SOLE 0 0 416 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 20 258 SH SOLE 0 0 258 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 88 689 SH SOLE 0 0 689 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 22 314 SH SOLE 0 0 314 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 88 491 SH SOLE 0 0 491 SELECT SECTOR SPDR TR ENERGY 81369Y506 69 1323 SH SOLE 0 0 1323 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 228 6067 SH SOLE 0 0 6067 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 97 986 SH SOLE 0 0 986 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 99 664 SH SOLE 0 0 664 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 79 985 SH SOLE 0 0 985 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1 31 SH SOLE 0 0 31 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 7 110 SH SOLE 0 0 110 SERVICE CORP INTL COM 817565104 931 15451 SH SOLE 0 0 15451 SHOPIFY INC CL A 82509L107 11 8 SH SOLE 0 0 8 SIERRA WIRELESS INC COM 826516106 3 200 SH SOLE 0 0 200 SIGNIFY HEALTH INC CL A COM 82671G100 1 50 SH SOLE 0 0 50 SIMON PPTY GROUP INC NEW COM 828806109 0 2 SH SOLE 0 0 2 SKYWORKS SOLUTIONS INC COM 83088M102 1 6 SH SOLE 0 0 6 SNAP ON INC COM 833034101 21 100 SH SOLE 0 0 100 SOUTHERN CO COM 842587107 134 2165 SH SOLE 0 0 2165 SOUTHWEST AIRLS CO COM 844741108 26 507 SH SOLE 0 0 507 SQUARE INC CL A 852234103 46 190 SH SOLE 0 0 190 STARBUCKS CORP COM 855244109 75 682 SH SOLE 0 0 682 SUNWORKS INC COM NEW 86803X204 1 100 SH SOLE 0 0 100 SYSCO CORP COM 871829107 74 942 SH SOLE 0 0 942 TJX COS INC NEW COM 872540109 31 475 SH SOLE 0 0 475 TARGET CORP COM 87612E106 34 150 SH SOLE 0 0 150 TEMPLETON GLOBAL INCOME FD COM 880198106 35 6458 SH SOLE 0 0 6458 TESLA INC COM 88160R101 136 175 SH SOLE 0 0 175 TETRA TECH INC NEW COM 88162G103 1 8 SH SOLE 0 0 8 TEXAS INSTRS INC COM 882508104 83 431 SH SOLE 0 0 431 3M CO COM 88579Y101 32 183 SH SOLE 0 0 183 TRACTOR SUPPLY CO COM 892356106 6 28 SH SOLE 0 0 28 TREX CO INC COM 89531P105 10 100 SH SOLE 0 0 100 TYSON FOODS INC CL A 902494103 6 73 SH SOLE 0 0 73 UBER TECHNOLOGIES INC COM 90353T100 9 200 SH SOLE 0 0 200 UNION PAC CORP COM 907818108 350 1784 SH SOLE 0 0 1784 UNITED AIRLS HLDGS INC COM 910047109 392 8232 SH SOLE 0 0 8232 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 3 84 SH SOLE 0 0 84 UNITEDHEALTH GROUP INC COM 91324P102 76 195 SH SOLE 0 0 195 UNIVERSAL HLTH SVCS INC CL B 913903100 4 28 SH SOLE 0 0 28 UR-ENERGY INC COM 91688R108 0 200 SH SOLE 0 0 200 URBAN-GRO INC COM NEW 91704K202 1 40 SH SOLE 0 0 40 VANECK ETF TRUST GOLD MINERS ETF 92189F106 1 26 SH SOLE 0 0 26 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 1 42 SH SOLE 0 0 42 VANECK ETF TRUST OIL SERVICES ETF 92189H607 1 6 SH SOLE 0 0 6 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 15 98 SH SOLE 0 0 98 VANGUARD STAR FDS VG TL INTL STK F 921909768 4 61 SH SOLE 0 0 61 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 11 40 SH SOLE 0 0 40 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 2628 18687 SH SOLE 0 0 18687 VANGUARD BD INDEX FDS INTERMED TERM 921937819 4 41 SH SOLE 0 0 41 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 8283 101085 SH SOLE 0 0 101085 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 234 2742 SH SOLE 0 0 2742 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 25860 512183 SH SOLE 0 0 512183 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 15848 153347 SH SOLE 0 0 153347 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 22 286 SH SOLE 0 0 286 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 23150 440277 SH SOLE 0 0 440277 VANGUARD BD INDEX FDS VANGUARD ULTRA 92203C303 5775 115169 SH SOLE 0 0 115169 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 24459 429410 SH SOLE 0 0 429410 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 140 2304 SH SOLE 0 0 2304 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 11046 220881 SH SOLE 0 0 220881 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 38 465 SH SOLE 0 0 465 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 8 43 SH SOLE 0 0 43 VANGUARD WORLD FDS ENERGY ETF 92204A306 1439 19472 SH SOLE 0 0 19472 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 85 344 SH SOLE 0 0 344 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 6 30 SH SOLE 0 0 30 VANGUARD WORLD FDS INF TECH ETF 92204A702 2 5 SH SOLE 0 0 5 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 207 3364 SH SOLE 0 0 3364 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2 19 SH SOLE 0 0 19 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 282 4178 SH SOLE 0 0 4178 VEEVA SYS INC CL A COM 922475108 1 3 SH SOLE 0 0 3 VENTAS INC COM 92276F100 9 154 SH SOLE 0 0 154 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1 11 SH SOLE 0 0 11 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 29332 74372 SH SOLE 0 0 74372 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 6856 49109 SH SOLE 0 0 49109 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 8454 83065 SH SOLE 0 0 83065 VANGUARD INDEX FDS SM CP VAL ETF 922908611 11675 68980 SH SOLE 0 0 68980 VANGUARD INDEX FDS MID CAP ETF 922908629 11647 49193 SH SOLE 0 0 49193 VANGUARD INDEX FDS LARGE CAP ETF 922908637 187 931 SH SOLE 0 0 931 VANGUARD INDEX FDS GROWTH ETF 922908736 6 21 SH SOLE 0 0 21 VANGUARD INDEX FDS SMALL CP ETF 922908751 17 80 SH SOLE 0 0 80 VANGUARD INDEX FDS TOTAL STK MKT 922908769 15068 67854 SH SOLE 0 0 67854 VERIZON COMMUNICATIONS INC COM 92343V104 16 293 SH SOLE 0 0 293 VERTEX ENERGY INC COM 92534K107 2 465 SH SOLE 0 0 465 VERTICAL CAP INCOME FD SHS BEN INT 92535C104 5 500 SH SOLE 0 0 500 VISA INC COM CL A 92826C839 47 209 SH SOLE 0 0 209 VIZIO HLDG CORP CL A COM 92858V101 21 1000 SH SOLE 0 0 1000 WP CAREY INC COM 92936U109 7 100 SH SOLE 0 0 100 WALMART INC COM 931142103 111 799 SH SOLE 0 0 799 WASTE MGMT INC DEL COM 94106L109 18 120 SH SOLE 0 0 120 WELLS FARGO CO NEW COM 949746101 365 7863 SH SOLE 0 0 7863 WELLTOWER INC COM 95040Q104 0 3 SH SOLE 0 0 3 WESTERN ASSET EMERGING MKTS COM 95766A101 14 1039 SH SOLE 0 0 1039 WISDOMTREE TR EMER MKT HIGH FD 97717W315 131 3004 SH SOLE 0 0 3004 WISDOMTREE TR HEDGED HI YLD BD 97717W430 6 263 SH SOLE 0 0 263 WISDOMTREE TR US MIDCAP DIVID 97717W505 28 679 SH SOLE 0 0 679 WISDOMTREE TR EM LCL DEBT FD 97717X867 32 1032 SH SOLE 0 0 1032 XL FLEET CORP COM CL A 9837FR100 1 200 SH SOLE 0 0 200 ZIMMER BIOMET HOLDINGS INC COM 98956P102 44 300 SH SOLE 0 0 300 ZOETIS INC CL A 98978V103 7 38 SH SOLE 0 0 38 ZUMIEZ INC COM 989817101 1 29 SH SOLE 0 0 29 AMDOCS LTD SHS G02602103 1 15 SH SOLE 0 0 15 ATLASSIAN CORP PLC CL A G06242104 1 3 SH SOLE 0 0 3 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 1 25 SH SOLE 0 0 25 ESM ACQUISITION CORPORATION UNIT 99/99/9999 G3195H120 99 10000 SH SOLE 0 0 10000 IHS MARKIT LTD SHS G47567105 77 658 SH SOLE 0 0 658 WEATHERFORD INTL PLC ORD SHS G48833118 0 1 SH SOLE 0 0 1 TRITON INTL LTD CL A G9078F107 1 24 SH SOLE 0 0 24 VALARIS LIMITED CL A G9460G101 0 13 SH SOLE 0 0 13 CHUBB LIMITED COM H1467J104 20 117 SH SOLE 0 0 117 IRONSOURCE LTD CL A ORD SHS M5R75Y101 11 1000 SH SOLE 0 0 1000 ROYAL CARIBBEAN GROUP COM V7780T103 12 135 SH SOLE 0 0 135