0001104659-24-059463.txt : 20240509 0001104659-24-059463.hdr.sgml : 20240509 20240509172900 ACCESSION NUMBER: 0001104659-24-059463 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240503 FILED AS OF DATE: 20240509 DATE AS OF CHANGE: 20240509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mirandola Leonardo CENTRAL INDEX KEY: 0001937587 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39619 FILM NUMBER: 24932067 MAIL ADDRESS: STREET 1: 7707 FANNIN STREET 2: SUITE 140 CITY: HOUSTON STATE: TX ZIP: 77054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kiromic Biopharma, Inc. CENTRAL INDEX KEY: 0001792581 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 464762913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7707 FANNIN ST. STREET 2: SUITE 140 CITY: HOUSTON STATE: TX ZIP: 77054 BUSINESS PHONE: 832-968-4888 MAIL ADDRESS: STREET 1: 7707 FANNIN ST. STREET 2: SUITE 140 CITY: HOUSTON STATE: TX ZIP: 77054 FORMER COMPANY: FORMER CONFORMED NAME: Kiromic, Inc. DATE OF NAME CHANGE: 20191029 3 1 tm2414050-1_3seq1.xml OWNERSHIP DOCUMENT X0206 3 2024-05-03 0 0001792581 Kiromic Biopharma, Inc. KRBP 0001937587 Mirandola Leonardo C/O KIROMIC BIOPHARMA, INC. HOUSTON TX 77054 0 1 0 0 CSO Restricted Stock Award 56911 D Restricted Stock Award 15 D Stock Options 199.20 2027-11-09 Common Stock 115 D Restricted Stock Units 0.00 Common Stock 28 D The Restricted Stock Award vests on April 1, 2025. Immediately The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of common stock for each RSU. 19 RSUs have vested and the remainder vest equally on a monthly basis until February 2025. /s/ Leonardo Mirandola 2024-05-09