The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001791077
   Corporation
   Limited Partnership
   Limited Liability Company
   General Partnership
   Business Trust
X Other (Specify)

Statutory Trust
Name of Issuer
CF Rivertop Multifamily DST
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
   Over Five Years Ago
X Within Last Five Years (Specify Year) 2019
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
CF Rivertop Multifamily DST
Street Address 1 Street Address 2
110 EAST 59TH STREET
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
NEW YORK NEW YORK 10022 (855) 922-6867

3. Related Persons

Last Name First Name Middle Name
CF Rivertop Manager, LLC CF Rivertop Manager, LLC
Street Address 1 Street Address 2
110 East 59th Street
City State/Province/Country ZIP/PostalCode
New York NEW YORK 10022
Relationship:    Executive Officer    Director X Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
CF Rivertop Depositor, LLC CF Rivertop Depositor, LLC
Street Address 1 Street Address 2
110 East 59th Street
City State/Province/Country ZIP/PostalCode
New York NEW YORK 10022
Relationship:    Executive Officer    Director X Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Cantor Fitzgerald, L.P. Cantor Fitzgerald, L.P.
Street Address 1 Street Address 2
110 East 59th Street
City State/Province/Country ZIP/PostalCode
New York NEW YORK 10022
Relationship:    Executive Officer    Director X Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Buccola James
Street Address 1 Street Address 2
110 East 59th Street
City State/Province/Country ZIP/PostalCode
New York NEW YORK 10022
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
   Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
X Residential
   Other Real Estate
  
Retailing
  
Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
X Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))
   Rule 504 (b)(1)(i)
   Rule 504 (b)(1)(ii)
   Rule 504 (b)(1)(iii)
X Rule 506(b)
   Rule 506(c)
   Securities Act Section 4(a)(5)
   Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

   New Notice Date of First Sale 2019-10-24    First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
   Yes X No

9. Type(s) of Securities Offered (select all that apply)

X Equity    Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $25,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
Cantor Fitzgerald & Co. 134
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
110 East 59th Street
City State/Province/Country ZIP/Postal Code
New York NEW YORK 10022
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
John Deforrest Williamson 2357023
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Alexander Capital, L.P. 40077
Street Address 1 Street Address 2
17 State Street, 5th Floor
City State/Province/Country ZIP/Postal Code
New York NEW YORK 10004
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ALASKA
ARIZONA
CALIFORNIA
FLORIDA
GEORGIA
HAWAII
KANSAS
KENTUCKY
LOUISIANA
MASSACHUSETTS
NEVADA
NEW JERSEY
NEW MEXICO
NEW YORK
OHIO
OKLAHOMA
OREGON
PENNSYLVANIA
TENNESSEE
TEXAS
VIRGINIA
WASHINGTON
WYOMING

Recipient
Recipient CRD Number    None
Craig Murchison McDaniel 1087979
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Capital Investment Group, Inc. 14752
Street Address 1 Street Address 2
6156 St. Andrews Road, Suite 108
City State/Province/Country ZIP/Postal Code
Columbia SOUTH CAROLINA 29212
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ALASKA
ARIZONA
CALIFORNIA
COLORADO
FLORIDA
GEORGIA
IDAHO
INDIANA
IOWA
MARYLAND
MICHIGAN
MINNESOTA
MISSISSIPPI
MISSOURI
NEVADA
NEW JERSEY
NEW MEXICO
NORTH CAROLINA
OHIO
OKLAHOMA
PENNSYLVANIA
SOUTH CAROLINA
TEXAS
UTAH
VIRGINIA
WASHINGTON
WEST VIRGINIA
WISCONSIN

Recipient
Recipient CRD Number    None
Derek James Elrod 4793202
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
APW Capital, Inc. 43814
Street Address 1 Street Address 2
986 W. Alluvial Avenue, Suite 101
City State/Province/Country ZIP/Postal Code
Fresno CALIFORNIA 93711
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA
IDAHO
OREGON
WASHINGTON

Recipient
Recipient CRD Number    None
David M. Gottlieb 5739132
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
APW Capital, Inc. 43814
Street Address 1 Street Address 2
111 Wood Avenue South, Suite 110
City State/Province/Country ZIP/Postal Code
Iselin NEW JERSEY 08830
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA
FLORIDA
GEORGIA
ILLINOIS
KANSAS
MARYLAND
MISSOURI
NEW JERSEY
NEW YORK
PENNSYLVANIA
TEXAS
WYOMING

Recipient
Recipient CRD Number    None
Gwendolyn Nicholson Barringer 4455064
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Capital Investment Group, Inc. 14752
Street Address 1 Street Address 2
100 E. Six Forks Road, Suite 200
City State/Province/Country ZIP/Postal Code
Raleigh NORTH CAROLINA 27609
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA
ILLINOIS
NORTH CAROLINA
VIRGINIA

Recipient
Recipient CRD Number    None
Edward Eric Fernandez 2956661
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Capulent LLC 155155
Street Address 1 Street Address 2
1 Spectrum Pointe Drive, Suite 320
City State/Province/Country ZIP/Postal Code
Lake Forest CALIFORNIA 92630
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ALABAMA
ALASKA
ARIZONA
CALIFORNIA
COLORADO
CONNECTICUT
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
ILLINOIS
IOWA
LOUISIANA
MAINE
MARYLAND
MASSACHUSETTS
MICHIGAN
MONTANA
NEBRASKA
NEVADA
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
OHIO
OREGON
PENNSYLVANIA
RHODE ISLAND
TEXAS
UTAH
VERMONT
VIRGINIA
WASHINGTON
WISCONSIN

Recipient
Recipient CRD Number    None
Gregory John Richards 1339012
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial, Inc. 30833
Street Address 1 Street Address 2
14362 N Frank Lloyd Wright Blvd, #1000
City State/Province/Country ZIP/Postal Code
Scottsdale ARIZONA 85260
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ARIZONA
CALIFORNIA
FLORIDA
INDIANA
IOWA
NEVADA
NORTH CAROLINA
OKLAHOMA
SOUTH CAROLINA
TEXAS
UTAH
WASHINGTON
WISCONSIN

Recipient
Recipient CRD Number    None
Darren Robert Grossman 5762586
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial, Inc. 30833
Street Address 1 Street Address 2
191 Presidential Boulevard, Suite W-1
City State/Province/Country ZIP/Postal Code
Bala Cynwyd PENNSYLVANIA 19004
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ARIZONA
CALIFORNIA
DELAWARE
DISTRICT OF COLUMBIA
FLORIDA
NEW JERSEY
NORTH CAROLINA
PENNSYLVANIA
TEXAS
UTAH
VIRGINIA
WEST VIRGINIA
WISCONSIN

Recipient
Recipient CRD Number    None
Kevin Todd Canterbury 4939385
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Coastal Equities, Inc. 23769
Street Address 1 Street Address 2
7231 E. Princess Boulevard, Suite 201
City State/Province/Country ZIP/Postal Code
Scottsdale ARIZONA 85255
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ARIZONA
CALIFORNIA
FLORIDA
INDIANA
MINNESOTA
NEVADA
SOUTH CAROLINA

Recipient
Recipient CRD Number    None
Robert Howard Zink 5105262
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Colorado Financial Service Corporation 104343
Street Address 1 Street Address 2
188 Inverness Drive West, Suite 100
City State/Province/Country ZIP/Postal Code
Centennial COLORADO 80112
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
MICHIGAN
OREGON

Recipient
Recipient CRD Number    None
Bradford Lee Watt 2565438
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Colorado Financial Service Corporation 104343
Street Address 1 Street Address 2
188 Inverness Drive West, Suite 100
City State/Province/Country ZIP/Postal Code
Centennial COLORADO 80112
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA
COLORADO

Recipient
Recipient CRD Number    None
Eric James Bell 7015161
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Colorado Financial Service Corporation 104343
Street Address 1 Street Address 2
5251 DTC Parkway, Suite 1150
City State/Province/Country ZIP/Postal Code
Greenwood Village COLORADO 80111
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
COLORADO

Recipient
Recipient CRD Number    None
William Timothy Bourne 2101825
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cambridge Investment Research, Inc. 39543
Street Address 1 Street Address 2
1703 Enterprise Drive, Suite A
City State/Province/Country ZIP/Postal Code
Lynchburg VIRGINIA 24502
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
NEW YORK
VIRGINIA

Recipient
Recipient CRD Number    None
Daniel Philip Raupp 4079107
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Concorde Investment Services, LLC 151604
Street Address 1 Street Address 2
417 East Main Street, 3rd Floor
City State/Province/Country ZIP/Postal Code
Port Jefferson NEW YORK 11777
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ALABAMA
ARIZONA
CALIFORNIA
COLORADO
CONNECTICUT
DELAWARE
FLORIDA
GEORGIA
IDAHO
ILLINOIS
INDIANA
KENTUCKY
LOUISIANA
MAINE
MARYLAND
MASSACHUSETTS
MICHIGAN
MINNESOTA
MISSOURI
MONTANA
NEVADA
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
OHIO
PENNSYLVANIA
RHODE ISLAND
SOUTH CAROLINA
TENNESSEE
TEXAS
UTAH
VERMONT
VIRGINIA
WASHINGTON
WISCONSIN

Recipient
Recipient CRD Number    None
Jeffrey Lynn Bangerter 1687028
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Concorde Investment Services, LLC 151604
Street Address 1 Street Address 2
1380 Lead Hill Boulevard, Suite 180
City State/Province/Country ZIP/Postal Code
Roseville CALIFORNIA 95661
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA
COLORADO
MISSOURI
NEVADA
TENNESSEE
UTAH
WASHINGTON

Recipient
Recipient CRD Number    None
Nathaniel Michael Kuhn 4624143
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
DAI Securities, LLC 36673
Street Address 1 Street Address 2
120 W Eastman Street, #300
City State/Province/Country ZIP/Postal Code
Arlington Heights ILLINOIS 60004
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA
COLORADO
FLORIDA
ILLINOIS
INDIANA
MINNESOTA

Recipient
Recipient CRD Number    None
Raymond C. Dewitt 2894063
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Concorde Investment Services, LLC 151604
Street Address 1 Street Address 2
299 S. Main Street, #1300
City State/Province/Country ZIP/Postal Code
Salt Lake City UTAH 84111
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA
COLORADO
NEVADA
OREGON
UTAH
VIRGINIA
WASHINGTON

Recipient
Recipient CRD Number    None
Roger William Bowlin 1905652
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Concorde Investment Services, LLC 151604
Street Address 1 Street Address 2
2731 77th Avenue SE, Suite 100
City State/Province/Country ZIP/Postal Code
Mercer Island WASHINGTON 98040
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ALASKA
ARIZONA
CALIFORNIA
OREGON
WASHINGTON

Recipient
Recipient CRD Number    None
Steve Whyte 5941423
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Crown Capital Securities, L.P. 6312
Street Address 1 Street Address 2
10370 Commerce Center Drive, Suite B130
City State/Province/Country ZIP/Postal Code
Rancho Cucamonga CALIFORNIA 91730
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ARIZONA
CALIFORNIA
OREGON

Recipient
Recipient CRD Number    None
John Danh Nguyen 4919629
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Crown Capital Securities, L.P. 6312
Street Address 1 Street Address 2
550 W Orangethorpe Avenue, Suite A
City State/Province/Country ZIP/Postal Code
Placentia CALIFORNIA 92870
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ALABAMA
CALIFORNIA
NEVADA

Recipient
Recipient CRD Number    None
William Scott Sheehan 2328614
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
DFPG Investments, LLC 155576
Street Address 1 Street Address 2
2 Orr Hatch Drive
City State/Province/Country ZIP/Postal Code
Cornwall NEW YORK 12518
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ARIZONA
CALIFORNIA
CONNECTICUT
DELAWARE
DISTRICT OF COLUMBIA
FLORIDA
IDAHO
ILLINOIS
MAINE
MARYLAND
MASSACHUSETTS
NEVADA
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
OREGON
PENNSYLVANIA
RHODE ISLAND
TEXAS
VERMONT
VIRGINIA
WASHINGTON

Recipient
Recipient CRD Number    None
Benjamin Thomas Newhouse 3105894
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
DFPG Investments, LLC 155576
Street Address 1 Street Address 2
3812 S Freemont Avenue
City State/Province/Country ZIP/Postal Code
Springfield MISSOURI 65804
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ALABAMA
ARIZONA
ARKANSAS
COLORADO
FLORIDA
KANSAS
MICHIGAN
MISSOURI
NEVADA
NEW JERSEY
OKLAHOMA
PENNSYLVANIA
SOUTH CAROLINA
TENNESSEE
TEXAS

Recipient
Recipient CRD Number    None
Robert L. Boggess 5007422
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Great Point Capital LLC 114203
Street Address 1 Street Address 2
155 Bovet Road, Suite 725
City State/Province/Country ZIP/Postal Code
San Mateo CALIFORNIA 94402
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ARIZONA
CALIFORNIA
COLORADO
FLORIDA
HAWAII
NEW JERSEY
NEW YORK
TENNESSEE
TEXAS
WASHINGTON

Recipient
Recipient CRD Number    None
Michael Gregory Steinthal 435071
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Great Point Capital LLC 114203
Street Address 1 Street Address 2
200 West Jackson Boulevard, Suite 1000
City State/Province/Country ZIP/Postal Code
Chicago ILLINOIS 60606
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ARIZONA
CALIFORNIA
COLORADO
CONNECTICUT
DISTRICT OF COLUMBIA
IOWA
MISSISSIPPI
NEW JERSEY
NEW YORK
OHIO
OKLAHOMA
PENNSYLVANIA
TEXAS
UTAH
WASHINGTON

Recipient
Recipient CRD Number    None
Peter Alexander Finnegan 1336798
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Huntwicke Securities, LLC 146993
Street Address 1 Street Address 2
65 Washington Street
City State/Province/Country ZIP/Postal Code
Hanover MASSACHUSETTS 02339
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ARIZONA
CALIFORNIA
COLORADO
CONNECTICUT
FLORIDA
MAINE
MARYLAND
MASSACHUSETTS
NEW HAMPSHIRE
NEW JERSEY
NEW YORK
VIRGINIA

Recipient
Recipient CRD Number    None
David Richard Koehler 4832628
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Independent Financial Group, LLC 7717
Street Address 1 Street Address 2
1541 The Alameda
City State/Province/Country ZIP/Postal Code
San Jose CALIFORNIA 95126
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ARIZONA
CALIFORNIA
IDAHO
MINNESOTA
MISSOURI
NEVADA
NEW JERSEY
NORTH CAROLINA
OREGON
TEXAS
WASHINGTON

Recipient
Recipient CRD Number    None
Eric William Holtz 5821492
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Independent Financial Group, LLC 7717
Street Address 1 Street Address 2
716 Center Street
City State/Province/Country ZIP/Postal Code
Lewiston NEW YORK 14092
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA
COLORADO
DELAWARE
FLORIDA
ILLINOIS
KENTUCKY
MASSACHUSETTS
NEW YORK
NORTH CAROLINA
OKLAHOMA
OREGON
PENNSYLVANIA
TEXAS
VIRGINIA
WASHINGTON

Recipient
Recipient CRD Number    None
Frank Piscitelli 6935623
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Lightpath Capital, Inc. 34617
Street Address 1 Street Address 2
3130 Baker Street
City State/Province/Country ZIP/Postal Code
San Francisco CALIFORNIA 94123
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA
CONNECTICUT
FLORIDA
MONTANA
NEW MEXICO
NEW YORK
OKLAHOMA
OREGON
TEXAS
VIRGINIA

Recipient
Recipient CRD Number    None
Leslie Margaret Pappas 1735372
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Lightpath Capital, Inc. 34617
Street Address 1 Street Address 2
3130 Baker Street
City State/Province/Country ZIP/Postal Code
San Francisco CALIFORNIA 94123
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA
CONNECTICUT
NORTH CAROLINA

Recipient
Recipient CRD Number    None
Paul M. Getty 6470002
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Lightpath Capital, Inc. 34617
Street Address 1 Street Address 2
97 East Brokaw Road, Suite 350
City State/Province/Country ZIP/Postal Code
San Jose CALIFORNIA 95112
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ARIZONA
CALIFORNIA
COLORADO
FLORIDA
MONTANA
NEVADA
NEW YORK
OHIO
OREGON
TEXAS
WASHINGTON
WISCONSIN

Recipient
Recipient CRD Number    None
Barney Edgar Barnes III 2149108
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Mariner Wealth 154327
Street Address 1 Street Address 2
5700 W 112th Street, Suite 500
City State/Province/Country ZIP/Postal Code
Overland Park KANSAS 66211
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
COLORADO
FLORIDA
KANSAS
MISSOURI
NEW YORK
OKLAHOMA
PENNSYLVANIA
TEXAS
WASHINGTON

Recipient
Recipient CRD Number    None
Robert Alan Horning 2311640
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
McDermott Investment Services, LLC 154926
Street Address 1 Street Address 2
6633 S. Halm Avenue
City State/Province/Country ZIP/Postal Code
Los Angeles CALIFORNIA 90056
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ARIZONA
CALIFORNIA
HAWAII
ILLINOIS
IOWA
LOUISIANA
NEVADA
NEW YORK
SOUTH DAKOTA
VIRGINIA

Recipient
Recipient CRD Number    None
Corbin Scott Thomas 4234748
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
McDermott Investment Services, LLC 154926
Street Address 1 Street Address 2
101 Main Street, Suite 260
City State/Province/Country ZIP/Postal Code
Huntington Beach CALIFORNIA 92648
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ALABAMA
ALASKA
ARIZONA
ARKANSAS
CALIFORNIA
COLORADO
CONNECTICUT
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
IDAHO
ILLINOIS
INDIANA
IOWA
KANSAS
KENTUCKY
LOUISIANA
MAINE
MARYLAND
MASSACHUSETTS
MINNESOTA
MISSISSIPPI
MISSOURI
MONTANA
NEBRASKA
NEVADA
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
NORTH DAKOTA
OHIO
OKLAHOMA
OREGON
PENNSYLVANIA
RHODE ISLAND
SOUTH CAROLINA
SOUTH DAKOTA
TEXAS
UTAH
VIRGINIA
WASHINGTON
WEST VIRGINIA
WISCONSIN
WYOMING

Recipient
Recipient CRD Number    None
Julienne Elizabeth Riddell 5682274
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
McDermott Investment Services, LLC 154926
Street Address 1 Street Address 2
3400 S Tamiami Trail
City State/Province/Country ZIP/Postal Code
Sarasota FLORIDA 34239
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
FLORIDA
MICHIGAN
NEW YORK

Recipient
Recipient CRD Number    None
Troy Thomas 4691720
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
McDermott Investment Services, LLC 154926
Street Address 1 Street Address 2
101 Main Street, Suite 260
City State/Province/Country ZIP/Postal Code
Huntington Beach CALIFORNIA 92648
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ALABAMA
ALASKA
ARIZONA
ARKANSAS
CALIFORNIA
COLORADO
CONNECTICUT
DELAWARE
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
HAWAII
IDAHO
ILLINOIS
INDIANA
IOWA
KANSAS
KENTUCKY
LOUISIANA
MAINE
MARYLAND
MASSACHUSETTS
MICHIGAN
MINNESOTA
MISSISSIPPI
MISSOURI
MONTANA
NEBRASKA
NEVADA
NEW HAMPSHIRE
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
NORTH DAKOTA
OHIO
OKLAHOMA
OREGON
PENNSYLVANIA
RHODE ISLAND
SOUTH CAROLINA
SOUTH DAKOTA
TEXAS
UTAH
VERMONT
VIRGINIA
WASHINGTON
WEST VIRGINIA
WISCONSIN
WYOMING

Recipient
Recipient CRD Number    None
Chase Micah Tustin 6928184
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
PH Partners, LLC 130790
Street Address 1 Street Address 2
1636 Mount Larson Road, Suite 108
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
TEXAS

Recipient
Recipient CRD Number    None
Derek James Elrod 4793202
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
APW Capital, Inc. 43814
Street Address 1 Street Address 2
986 W. Alluvial Avenue, Suite 101
City State/Province/Country ZIP/Postal Code
Fresno CALIFORNIA 93711
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA
IDAHO
OREGON
WASHINGTON

Recipient
Recipient CRD Number    None
Jason S. Finley 6602034
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Stax Capital 300607
Street Address 1 Street Address 2
4901 Morena Boulevard, Suite 121
City State/Province/Country ZIP/Postal Code
San Diego CALIFORNIA 92117
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA
NEVADA
TEXAS
WASHINGTON

Recipient
Recipient CRD Number    None
Stacey Jim Morimoto 4420782
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Stax Capital 300607
Street Address 1 Street Address 2
4901 Morena Boulevard, Suite 121
City State/Province/Country ZIP/Postal Code
San Diego CALIFORNIA 92117
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ARIZONA
CALIFORNIA
FLORIDA
MONTANA
NEVADA
NEW YORK
OREGON
TEXAS
WASHINGTON

Recipient
Recipient CRD Number    None
Anthony Brown 6900485
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Stax Capital 300607
Street Address 1 Street Address 2
4901 Morena Boulevard, Suite 121
City State/Province/Country ZIP/Postal Code
San Diego CALIFORNIA 92117
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA
NEW YORK
OREGON
TEXAS
WASHINGTON

Recipient
Recipient CRD Number    None
David P. Dahill 6581024
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Thornhill Securities, Inc. 22333
Street Address 1 Street Address 2
111 Congress Avenue, Suite 1000
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78701
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ALABAMA
ALASKA
ARIZONA
ARKANSAS
CALIFORNIA
COLORADO
CONNECTICUT
DELAWARE
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
HAWAII
IDAHO
ILLINOIS
INDIANA
IOWA
KANSAS
KENTUCKY
LOUISIANA
MAINE
MARYLAND
MASSACHUSETTS
MICHIGAN
MINNESOTA
MISSISSIPPI
MISSOURI
MONTANA
NEBRASKA
NEVADA
NEW HAMPSHIRE
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
NORTH DAKOTA
OHIO
OKLAHOMA
OREGON
PENNSYLVANIA
RHODE ISLAND
SOUTH CAROLINA
SOUTH DAKOTA
TENNESSEE
TEXAS
UTAH
VERMONT
VIRGINIA
WASHINGTON
WEST VIRGINIA
WISCONSIN
WYOMING

Recipient
Recipient CRD Number    None
Betty L. Friant 2122446
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Wealthforge Securities, LLC 152550
Street Address 1 Street Address 2
1101 Pennsylvania Avenue N.W., Suite 300
City State/Province/Country ZIP/Postal Code
Washington DISTRICT OF COLUMBIA 20004
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
Chay Thomas Lapin 6275140
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Wealthforge Securities, LLC 152550
Street Address 1 Street Address 2
21515 Hawthorne Boulevard, Suite 360
City State/Province/Country ZIP/Postal Code
Torrance CALIFORNIA 90503
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
David P. Dahill 6581024
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Wealthforge Securities, LLC 152550
Street Address 1 Street Address 2
111 Congress Avenue, Suite 1000
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78701
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ALABAMA
ALASKA
ARIZONA
ARKANSAS
CALIFORNIA
COLORADO
CONNECTICUT
DELAWARE
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
HAWAII
IDAHO
ILLINOIS
INDIANA
IOWA
KANSAS
KENTUCKY
LOUISIANA
MAINE
MARYLAND
MASSACHUSETTS
MICHIGAN
MINNESOTA
MISSISSIPPI
MISSOURI
MONTANA
NEBRASKA
NEVADA
NEW HAMPSHIRE
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
NORTH DAKOTA
OHIO
OKLAHOMA
OREGON
PENNSYLVANIA
RHODE ISLAND
SOUTH CAROLINA
SOUTH DAKOTA
TENNESSEE
TEXAS
UTAH
VERMONT
VIRGINIA
WASHINGTON
WEST VIRGINIA
WISCONSIN
WYOMING

Recipient
Recipient CRD Number    None
James Leroy Raper Jr. 5721253
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Wealthforge Securities, LLC 152550
Street Address 1 Street Address 2
3015 W Moore Street, Suite 102
City State/Province/Country ZIP/Postal Code
Richmond VIRGINIA 23230
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
Jason Andrew Salmon 6081963
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Wealthforge Securities, LLC 152550
Street Address 1 Street Address 2
104 West 40th Street, 5th Floor
City State/Province/Country ZIP/Postal Code
New York NEW YORK 10018
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
Jason Lowther 2606268
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Western International Securities, Inc. 39262
Street Address 1 Street Address 2
70 S. Lake Avenue, Suite 700
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA
NEVADA

Recipient
Recipient CRD Number    None
David Bernard Levinson 705929
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Westpark Capital, Inc. 39914
Street Address 1 Street Address 2
1600 Dove Street, Suite 250
City State/Province/Country ZIP/Postal Code
Newport Beach CALIFORNIA 92660
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ALASKA
CALIFORNIA
COLORADO
DISTRICT OF COLUMBIA
FLORIDA
ILLINOIS
KENTUCKY
MASSACHUSETTS
MICHIGAN
NEVADA
NEW YORK
OHIO
RHODE ISLAND
VIRGINIA
WASHINGTON

Recipient
Recipient CRD Number    None
Scott Barringer 1385168
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Westpark Capital, Inc. 39914
Street Address 1 Street Address 2
1600 Dove Street, Suite 250
City State/Province/Country ZIP/Postal Code
Newport Beach CALIFORNIA 92660
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ARIZONA
CALIFORNIA
COLORADO
FLORIDA
IDAHO
INDIANA
MICHIGAN
MONTANA
NEVADA
NEW MEXICO
NORTH CAROLINA
OREGON
SOUTH DAKOTA
TEXAS
VIRGINIA
WASHINGTON
WISCONSIN
WYOMING

Recipient
Recipient CRD Number    None
John Mateyko 3275621
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Peachcap Securities, Inc. 25590
Street Address 1 Street Address 2
550 Pharr Road, Suite 700
City State/Province/Country ZIP/Postal Code
Atlanta GEORGIA 30305
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ALABAMA
ARIZONA
CALIFORNIA
FLORIDA
GEORGIA
ILLINOIS
MARYLAND
MINNESOTA
NEVADA
NEW YORK
NORTH CAROLINA
OHIO
SOUTH CAROLINA
TENNESSEE
VIRGINIA
WASHINGTON

13. Offering and Sales Amounts

Total Offering Amount $32,040,000 USD
or    Indefinite
Total Amount Sold $32,040,000 USD
Total Remaining to be Sold $0 USD
or    Indefinite

Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
108

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $2,723,400 USD
X Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$5,183,347 USD
X Estimate

Clarification of Response (if Necessary):

CF Rivertop Depositor, LLC (the "Depositor") will be responsible for paying certain fees and costs of approximately $3,755,347. The remaining $1,428,000 will be retained by the Depositor and its affiliates.

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
CF Rivertop Multifamily DST /s/ James Buccola James Buccola President of Cantor Fitzgerald, L.P. 2020-04-22

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.