0001213900-20-003153.txt : 20200210 0001213900-20-003153.hdr.sgml : 20200210 20200210194101 ACCESSION NUMBER: 0001213900-20-003153 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200210 FILED AS OF DATE: 20200210 DATE AS OF CHANGE: 20200210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Falcon John CENTRAL INDEX KEY: 0001800436 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39217 FILM NUMBER: 20593454 MAIL ADDRESS: STREET 1: 1000 WOODBURY ROAD STREET 2: SUITE #212 CITY: WOODBURY STATE: NY ZIP: 11797 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Greenrose Acquisition Corp CENTRAL INDEX KEY: 0001790665 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 842845696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 WOODBURY ROAD STREET 2: SUITE #212 CITY: WOODBURY STATE: NY ZIP: 11797 BUSINESS PHONE: 516-346-5270 MAIL ADDRESS: STREET 1: 1000 WOODBURY ROAD STREET 2: SUITE #212 CITY: WOODBURY STATE: NY ZIP: 11797 3 1 ownership.xml X0206 3 2020-02-10 0 0001790665 Greenrose Acquisition Corp GNRS 0001800436 Falcon John C/O GREENROSE ASSOCIATES LLC 1000 WOODBURY RD. SUITE #212 WOODBURY NY 11797 1 0 1 0 Common Stock 4512500 I By Greenrose Associates LLC Redeemable Warrant Common Stock 1200000 I By Greenrose Associates LLC Greenrose Associates LLC (the "Sponsor"), of which the reporting person is a member, has irrevocably committed to purchase 200,000 units and 1,000,000 warrants prior to the effective date of the registration statement relating to the Issuer's initial public offering. Each unit consists of one share of common stock and one warrant, with each whole warrant entitling the holder to purchase one share of common stock. The purchase of these units and warrants is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering. Does not include securities underlying up to 20,000 additional units and 100,000 additional warrants which the Sponsor irrevocably committed to purchase in the event the underwriters in the Issuer's initial public offering exercise their overallotment option in full. Consists of: (i) 4,312,500 shares of common stock issued to the Sponsor in connection with the Issuer's formation, including up to 562,500 shares of common stock that may be forfeited if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full and (2) 200,000 shares of common stock included in the units to be purchased by the Sponsor in connection with the Issuer's public offering. The reporting person is a member of this entity and does not have voting or investment control of the entity. The reporting person disclaims ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. Each warrant will become exercisable on the later of 30 days after completion of the Issuer's initial combination or February 10, 2021. Each warrant will expire five years after the completion of the Issuer's initial business combination. Consists of: (i) 200,000 shares of common stock underlying warrants included in the units to be purchased by the Sponsor in connection with the Issuer's public offering and (ii) 1,000,000 shares of common stock underlying warrants to be purchased by the Sponsor in connection with the Issuer's public offering. Each whole warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share, subject to adjustment. /s/ John Falcon 2020-02-10