N-PX 1 fp0066760_npx.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number 811-23481

 

 

RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC.

 

(Exact name of registrant as specified in charter)

 

325 North LaSalle Street, Suite 645, Chicago, Illinois 60654

 

(Address of principal executive offices) (Zip code)

 

Marc L. Collins

325 North LaSalle Street, Suite 645

Chicago, Illinois 60654

 

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (312) 832-1440

 

Date of fiscal year end: June 30

 

Date of reporting period: July 1, 2020 - June 30, 2021

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b 1-4 thereunder (17 CFR 270.30b 1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44U.S.C. § 3507.

 

 

 

 

 

Item 1 Proxy Voting Record

 

See below.

 

Vote Summary

 

  EATON VANCE INSD. MUN BD FD          
  Security 27827X101                   Meeting Type   Annual  
  Ticker Symbol EIM                   Meeting Date   16-Jul-2020    
  ISIN US27827X1019                   Agenda   935225006 - Management  
  Record Date 05-May-2020                   Holding Recon Date   05-May-2020    
  City / Country     / United States             Vote Deadline Date   15-Jul-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 George J. Gorman           Split     Split            
        2 Helen Frame Peters           Split     Split            
        3 Marcus L. Smith           Split     Split            
        4 Susan J. Sutherland           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 25,000   0 15-Jul-2020 15-Jul-2020    
  EATON VANCE INSURED CA MUNI BD FD          
  Security 27828A100                   Meeting Type   Annual  
  Ticker Symbol EVM                   Meeting Date   16-Jul-2020    
  ISIN US27828A1007                   Agenda   935225006 - Management  
  Record Date 05-May-2020                   Holding Recon Date   05-May-2020    
  City / Country     / United States             Vote Deadline Date   15-Jul-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 George J. Gorman           Split     Split            
        2 Helen Frame Peters           Split     Split            
        3 Marcus L. Smith           Split     Split            
        4 Susan J. Sutherland           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 163,148   0 15-Jul-2020 15-Jul-2020    
  EATON VANCE NY INSURED MUNI BOND FUND          
  Security 27827Y109                   Meeting Type   Annual  
  Ticker Symbol ENX                   Meeting Date   16-Jul-2020    
  ISIN US27827Y1091                   Agenda   935225006 - Management  
  Record Date 05-May-2020                   Holding Recon Date   05-May-2020    
  City / Country     / United States             Vote Deadline Date   15-Jul-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 George J. Gorman           Split     Split            
        2 Helen Frame Peters           Split     Split            
        3 Marcus L. Smith           Split     Split            
        4 Susan J. Sutherland           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 2,700   0 15-Jul-2020 15-Jul-2020    
  BLACKROCK MUNI 2020 TERM TRUST          
  Security 09249X109                   Meeting Type   Annual  
  Ticker Symbol BKK                   Meeting Date   27-Jul-2020    
  ISIN US09249X1090                   Agenda   935237823 - Management  
  Record Date 29-May-2020                   Holding Recon Date   29-May-2020    
  City / Country     / United States             Vote Deadline Date   24-Jul-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Michael J. Castellano           Split     Split            
        2 R. Glenn Hubbard           Split     Split            
        3 John M. Perlowski           Split     Split            
        4 W. Carl Kester           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 17,655   0 24-Jul-2020 24-Jul-2020    
  BLACKROCK MUNICIPAL TARGET          
  Security 09257P105                   Meeting Type   Annual  
  Ticker Symbol BTT                   Meeting Date   27-Jul-2020    
  ISIN US09257P1057                   Agenda   935237835 - Management  
  Record Date 29-May-2020                   Holding Recon Date   29-May-2020    
  City / Country     / United States             Vote Deadline Date   24-Jul-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Michael J. Castellano           Split     Split            
        2 R. Glenn Hubbard           Split     Split            
        3 John M. Perlowski           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 288,773   0 24-Jul-2020 24-Jul-2020    
  BLACKROCK CALIFORNIA MUNICIPAL INCOME TR          
  Security 09248E102                   Meeting Type   Annual  
  Ticker Symbol BFZ                   Meeting Date   27-Jul-2020    
  ISIN US09248E1029                   Agenda   935237835 - Management  
  Record Date 29-May-2020                   Holding Recon Date   29-May-2020    
  City / Country     / United States             Vote Deadline Date   24-Jul-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Michael J. Castellano           Split     Split            
        2 R. Glenn Hubbard           Split     Split            
        3 John M. Perlowski           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 342,647   0 24-Jul-2020 24-Jul-2020    
  BLACKROCK INSURED MUNICIPAL INCOME TRUST          
  Security 092479104                   Meeting Type   Annual  
  Ticker Symbol BYM                   Meeting Date   27-Jul-2020    
  ISIN US0924791041                   Agenda   935237835 - Management  
  Record Date 29-May-2020                   Holding Recon Date   29-May-2020    
  City / Country     / United States             Vote Deadline Date   24-Jul-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Michael J. Castellano           Split     Split            
        2 R. Glenn Hubbard           Split     Split            
        3 John M. Perlowski           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 23,688   0 24-Jul-2020 24-Jul-2020    
  BLACKROCK MUNIHOLDINGS CA INSD FD INC          
  Security 09254L107                   Meeting Type   Annual  
  Ticker Symbol MUC                   Meeting Date   27-Jul-2020    
  ISIN US09254L1070                   Agenda   935238560 - Management  
  Record Date 29-May-2020                   Holding Recon Date   29-May-2020    
  City / Country     / United States             Vote Deadline Date   24-Jul-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Michael J. Castellano           Split     Split            
        2 Richard E. Cavanagh           Split     Split            
        3 Cynthia L. Egan           Split     Split            
        4 Robert Fairbairn           Split     Split            
        5 R. Glenn Hubbard           Split     Split            
        6 Catherine A. Lynch           Split     Split            
        7 John M. Perlowski           Split     Split            
        8 Karen P. Robards           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 36,848   0 24-Jul-2020 24-Jul-2020    
  BLACKROCK MUNIYIELD QUALITY FUND II          
  Security 09254G108                   Meeting Type   Annual  
  Ticker Symbol MQT                   Meeting Date   27-Jul-2020    
  ISIN US09254G1085                   Agenda   935238560 - Management  
  Record Date 29-May-2020                   Holding Recon Date   29-May-2020    
  City / Country     / United States             Vote Deadline Date   24-Jul-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Michael J. Castellano           Split     Split            
        2 Richard E. Cavanagh           Split     Split            
        3 Cynthia L. Egan           Split     Split            
        4 Robert Fairbairn           Split     Split            
        5 R. Glenn Hubbard           Split     Split            
        6 Catherine A. Lynch           Split     Split            
        7 John M. Perlowski           Split     Split            
        8 Karen P. Robards           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 91,531   0 24-Jul-2020 24-Jul-2020    
  BLACKROCK MUNIYIELD NY INSURED FUND          
  Security 09255E102                   Meeting Type   Annual  
  Ticker Symbol MYN                   Meeting Date   27-Jul-2020    
  ISIN US09255E1029                   Agenda   935238560 - Management  
  Record Date 29-May-2020                   Holding Recon Date   29-May-2020    
  City / Country     / United States             Vote Deadline Date   24-Jul-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Michael J. Castellano           Split     Split            
        2 Richard E. Cavanagh           Split     Split            
        3 Cynthia L. Egan           Split     Split            
        4 Robert Fairbairn           Split     Split            
        5 R. Glenn Hubbard           Split     Split            
        6 Catherine A. Lynch           Split     Split            
        7 John M. Perlowski           Split     Split            
        8 Karen P. Robards           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 19,406   0 24-Jul-2020 24-Jul-2020    
  BLACKROCK MUNIYIELD FUND          
  Security 09253W104                   Meeting Type   Annual  
  Ticker Symbol MYD                   Meeting Date   27-Jul-2020    
  ISIN US09253W1045                   Agenda   935238560 - Management  
  Record Date 29-May-2020                   Holding Recon Date   29-May-2020    
  City / Country     / United States             Vote Deadline Date   24-Jul-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Michael J. Castellano           Split     Split            
        2 Richard E. Cavanagh           Split     Split            
        3 Cynthia L. Egan           Split     Split            
        4 Robert Fairbairn           Split     Split            
        5 R. Glenn Hubbard           Split     Split            
        6 Catherine A. Lynch           Split     Split            
        7 John M. Perlowski           Split     Split            
        8 Karen P. Robards           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 49,922   0 24-Jul-2020 24-Jul-2020    
  BLACKROCK MUNIVEST FUND INC          
  Security 09253R105                   Meeting Type   Annual  
  Ticker Symbol MVF                   Meeting Date   27-Jul-2020    
  ISIN US09253R1059                   Agenda   935238560 - Management  
  Record Date 29-May-2020                   Holding Recon Date   29-May-2020    
  City / Country     / United States             Vote Deadline Date   24-Jul-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Michael J. Castellano           Split     Split            
        2 Richard E. Cavanagh           Split     Split            
        3 Cynthia L. Egan           Split     Split            
        4 Robert Fairbairn           Split     Split            
        5 R. Glenn Hubbard           Split     Split            
        6 Catherine A. Lynch           Split     Split            
        7 John M. Perlowski           Split     Split            
        8 Karen P. Robards           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 339,402   0 24-Jul-2020 24-Jul-2020    
  BLACKROCK MUNIYIELD CALIFORNIA INSU FUND          
  Security 09254N103                   Meeting Type   Annual  
  Ticker Symbol MCA                   Meeting Date   27-Jul-2020    
  ISIN US09254N1037                   Agenda   935238560 - Management  
  Record Date 29-May-2020                   Holding Recon Date   29-May-2020    
  City / Country     / United States             Vote Deadline Date   24-Jul-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Michael J. Castellano           Split     Split            
        2 Richard E. Cavanagh           Split     Split            
        3 Cynthia L. Egan           Split     Split            
        4 Robert Fairbairn           Split     Split            
        5 R. Glenn Hubbard           Split     Split            
        6 Catherine A. Lynch           Split     Split            
        7 John M. Perlowski           Split     Split            
        8 Karen P. Robards           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 8,000   0 24-Jul-2020 24-Jul-2020    
  BLACKROCK MUNIYIELD CALIFORNIA FUND          
  Security 09254M105                   Meeting Type   Annual  
  Ticker Symbol MYC                   Meeting Date   27-Jul-2020    
  ISIN US09254M1053                   Agenda   935238560 - Management  
  Record Date 29-May-2020                   Holding Recon Date   29-May-2020    
  City / Country     / United States             Vote Deadline Date   24-Jul-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Michael J. Castellano           Split     Split            
        2 Richard E. Cavanagh           Split     Split            
        3 Cynthia L. Egan           Split     Split            
        4 Robert Fairbairn           Split     Split            
        5 R. Glenn Hubbard           Split     Split            
        6 Catherine A. Lynch           Split     Split            
        7 John M. Perlowski           Split     Split            
        8 Karen P. Robards           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 37,509   0 24-Jul-2020 24-Jul-2020    
  BLACKROCK MUNIYIELD INSURED FUND          
  Security 09254E103                   Meeting Type   Annual  
  Ticker Symbol MYI                   Meeting Date   27-Jul-2020    
  ISIN US09254E1038                   Agenda   935238560 - Management  
  Record Date 29-May-2020                   Holding Recon Date   29-May-2020    
  City / Country     / United States             Vote Deadline Date   24-Jul-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Michael J. Castellano           Split     Split            
        2 Richard E. Cavanagh           Split     Split            
        3 Cynthia L. Egan           Split     Split            
        4 Robert Fairbairn           Split     Split            
        5 R. Glenn Hubbard           Split     Split            
        6 Catherine A. Lynch           Split     Split            
        7 John M. Perlowski           Split     Split            
        8 Karen P. Robards           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 133,848   0 24-Jul-2020 24-Jul-2020    
  BLACKROCK MUNIHOLDINGS NY INSD FD INC          
  Security 09255C106                   Meeting Type   Annual  
  Ticker Symbol MHN                   Meeting Date   27-Jul-2020    
  ISIN US09255C1062                   Agenda   935238560 - Management  
  Record Date 29-May-2020                   Holding Recon Date   29-May-2020    
  City / Country     / United States             Vote Deadline Date   24-Jul-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Michael J. Castellano           Split     Split            
        2 Richard E. Cavanagh           Split     Split            
        3 Cynthia L. Egan           Split     Split            
        4 Robert Fairbairn           Split     Split            
        5 R. Glenn Hubbard           Split     Split            
        6 Catherine A. Lynch           Split     Split            
        7 John M. Perlowski           Split     Split            
        8 Karen P. Robards           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 27,556   0 24-Jul-2020 24-Jul-2020    
  BLACKROCK MUNIHOLDINGS FA INSD FD INC          
  Security 09254P108                   Meeting Type   Annual  
  Ticker Symbol MFL                   Meeting Date   27-Jul-2020    
  ISIN US09254P1084                   Agenda   935238572 - Management  
  Record Date 29-May-2020                   Holding Recon Date   29-May-2020    
  City / Country     / United States             Vote Deadline Date   24-Jul-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1A. Election of Director: Michael J. Castellano Management     Split     Split            
  1B. Election of Director: Richard E. Cavanagh Management     Split     Split            
  1C. Election of Director: Cynthia L. Egan Management     Split     Split            
  1D. Election of Director: Robert Fairbairn Management     Split     Split            
  1E. Election of Director: R. Glenn Hubbard Management     Split     Split            
  1F. Election of Director: Catherine A. Lynch Management     Split     Split            
  1G. Election of Director: John M. Perlowski Management     Split     Split            
  1H. Election of Director: Karen P. Robards Management     Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 1,266   0 24-Jul-2020 24-Jul-2020    
  NUVEEN NY AMT-FREE QUALITY MUNI INC FD          
  Security 670656107                   Meeting Type   Annual  
  Ticker Symbol NRK                   Meeting Date   05-Aug-2020    
  ISIN US6706561072                   Agenda   935245541 - Management  
  Record Date 08-Jun-2020                   Holding Recon Date   08-Jun-2020    
  City / Country     / United States             Vote Deadline Date   04-Aug-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1C. DIRECTOR Management     Split     Split            
        1 John K. Nelson           Split     Split            
        2 Terence J. Toth           Split     Split            
        3 Robert L. Young           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 256,900   0 04-Aug-2020 04-Aug-2020  
  NUVEEN AMT-FREE MUNICIPAL CREDIT INC FD          
  Security 67071L106                   Meeting Type   Annual  
  Ticker Symbol NVG                   Meeting Date   05-Aug-2020    
  ISIN US67071L1061                   Agenda   935245541 - Management  
  Record Date 08-Jun-2020                   Holding Recon Date   08-Jun-2020    
  City / Country     / United States             Vote Deadline Date   04-Aug-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1C. DIRECTOR Management     Split     Split            
        1 John K. Nelson           Split     Split            
        2 Terence J. Toth           Split     Split            
        3 Robert L. Young           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 497,759   0 04-Aug-2020 04-Aug-2020  
  NUVEEN AMT FREE QUALITY MUNI INC FD          
  Security 670657105                   Meeting Type   Annual  
  Ticker Symbol NEA                   Meeting Date   05-Aug-2020    
  ISIN US6706571055                   Agenda   935245541 - Management  
  Record Date 08-Jun-2020                   Holding Recon Date   08-Jun-2020    
  City / Country     / United States             Vote Deadline Date   04-Aug-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1C. DIRECTOR Management     Split     Split            
        1 John K. Nelson           Split     Split            
        2 Terence J. Toth           Split     Split            
        3 Robert L. Young           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 757,942   0 04-Aug-2020 04-Aug-2020  
  NUVEEN MUNICIPAL CREDIT INCOME FUND          
  Security 67070X101                   Meeting Type   Annual  
  Ticker Symbol NZF                   Meeting Date   05-Aug-2020    
  ISIN US67070X1019                   Agenda   935245541 - Management  
  Record Date 08-Jun-2020                   Holding Recon Date   08-Jun-2020    
  City / Country     / United States             Vote Deadline Date   04-Aug-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1C. DIRECTOR Management     Split     Split            
        1 John K. Nelson           Split     Split            
        2 Terence J. Toth           Split     Split            
        3 Robert L. Young           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 249,212   0 04-Aug-2020 04-Aug-2020  
  NUVEEN QUALITY MUNICIPAL INCOME FUND          
  Security 67066V101                   Meeting Type   Annual  
  Ticker Symbol NAD                   Meeting Date   05-Aug-2020    
  ISIN US67066V1017                   Agenda   935245541 - Management  
  Record Date 08-Jun-2020                   Holding Recon Date   08-Jun-2020    
  City / Country     / United States             Vote Deadline Date   04-Aug-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1C. DIRECTOR Management     Split     Split            
        1 John K. Nelson           Split     Split            
        2 Terence J. Toth           Split     Split            
        3 Robert L. Young           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 509,089   0 04-Aug-2020 04-Aug-2020  
  NUVEEN INSURED NY SEL TAX-FREE INC PORT          
  Security 67063V104                   Meeting Type   Annual  
  Ticker Symbol NXN                   Meeting Date   05-Aug-2020    
  ISIN US67063V1044                   Agenda   935245553 - Management  
  Record Date 08-Jun-2020                   Holding Recon Date   08-Jun-2020    
  City / Country     / United States             Vote Deadline Date   04-Aug-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1B. DIRECTOR Management     Split     Split            
        1 John K. Nelson           Split     Split            
        2 Terence J. Toth           Split     Split            
        3 Robert L. Young           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 7,384   0 04-Aug-2020 04-Aug-2020  
  VAN KAMPEN FUNDS          
  Security 46132C107                   Meeting Type   Annual  
  Ticker Symbol VMO                   Meeting Date   07-Aug-2020    
  ISIN US46132C1071                   Agenda   935248319 - Management  
  Record Date 11-May-2020                   Holding Recon Date   11-May-2020    
  City / Country     / United States             Vote Deadline Date   06-Aug-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1A DIRECTOR Management     Split     Split            
        1 Beth Ann Brown           Split     Split            
        2 Anthony J. LaCava, Jr.           Split     Split            
        3 Joel W. Motley           Split     Split            
        4 Teresa M. Ressel           Split     Split            
        5 Christopher L. Wilson           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 350,936   0 06-Aug-2020 06-Aug-2020  
  VAN KAMPEN FUNDS          
  Security 46132H106                   Meeting Type   Annual  
  Ticker Symbol VCV                   Meeting Date   07-Aug-2020    
  ISIN US46132H1068                   Agenda   935248319 - Management  
  Record Date 11-May-2020                   Holding Recon Date   11-May-2020    
  City / Country     / United States             Vote Deadline Date   06-Aug-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1A DIRECTOR Management     Split     Split            
        1 Beth Ann Brown           Split     Split            
        2 Anthony J. LaCava, Jr.           Split     Split            
        3 Joel W. Motley           Split     Split            
        4 Teresa M. Ressel           Split     Split            
        5 Christopher L. Wilson           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 15,000   0 06-Aug-2020 06-Aug-2020  
  VAN KAMPEN FUNDS          
  Security 46132E103                   Meeting Type   Annual  
  Ticker Symbol VKI                   Meeting Date   07-Aug-2020    
  ISIN US46132E1038                   Agenda   935248319 - Management  
  Record Date 11-May-2020                   Holding Recon Date   11-May-2020    
  City / Country     / United States             Vote Deadline Date   06-Aug-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1A DIRECTOR Management     Split     Split            
        1 Beth Ann Brown           Split     Split            
        2 Anthony J. LaCava, Jr.           Split     Split            
        3 Joel W. Motley           Split     Split            
        4 Teresa M. Ressel           Split     Split            
        5 Christopher L. Wilson           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 168,230   0 06-Aug-2020 06-Aug-2020  
  MORGAN STANLEY FUND          
  Security 46133G107                   Meeting Type   Annual  
  Ticker Symbol IQI                   Meeting Date   07-Aug-2020    
  ISIN US46133G1076                   Agenda   935248319 - Management  
  Record Date 11-May-2020                   Holding Recon Date   11-May-2020    
  City / Country     / United States             Vote Deadline Date   06-Aug-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1A DIRECTOR Management     Split     Split            
        1 Beth Ann Brown           Split     Split            
        2 Anthony J. LaCava, Jr.           Split     Split            
        3 Joel W. Motley           Split     Split            
        4 Teresa M. Ressel           Split     Split            
        5 Christopher L. Wilson           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 295,835   0 06-Aug-2020 06-Aug-2020  
  MORGAN STANLEY FUND          
  Security 46132P108                   Meeting Type   Annual  
  Ticker Symbol IIM                   Meeting Date   07-Aug-2020    
  ISIN US46132P1084                   Agenda   935248319 - Management  
  Record Date 11-May-2020                   Holding Recon Date   11-May-2020    
  City / Country     / United States             Vote Deadline Date   06-Aug-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1A DIRECTOR Management     Split     Split            
        1 Beth Ann Brown           Split     Split            
        2 Anthony J. LaCava, Jr.           Split     Split            
        3 Joel W. Motley           Split     Split            
        4 Teresa M. Ressel           Split     Split            
        5 Christopher L. Wilson           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 213,632   0 06-Aug-2020 06-Aug-2020  
  VAN KAMPEN FUNDS          
  Security 46131J103                   Meeting Type   Annual  
  Ticker Symbol VKQ                   Meeting Date   07-Aug-2020    
  ISIN US46131J1034                   Agenda   935248319 - Management  
  Record Date 11-May-2020                   Holding Recon Date   11-May-2020    
  City / Country     / United States             Vote Deadline Date   06-Aug-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1A DIRECTOR Management     Split     Split            
        1 Beth Ann Brown           Split     Split            
        2 Anthony J. LaCava, Jr.           Split     Split            
        3 Joel W. Motley           Split     Split            
        4 Teresa M. Ressel           Split     Split            
        5 Christopher L. Wilson           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 60,679   0 06-Aug-2020 06-Aug-2020  
  VAN KAMPEN FUNDS          
  Security 46131M106                   Meeting Type   Annual  
  Ticker Symbol VGM                   Meeting Date   07-Aug-2020    
  ISIN US46131M1062                   Agenda   935248319 - Management  
  Record Date 11-May-2020                   Holding Recon Date   11-May-2020    
  City / Country     / United States             Vote Deadline Date   06-Aug-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1A DIRECTOR Management     Split     Split            
        1 Beth Ann Brown           Split     Split            
        2 Anthony J. LaCava, Jr.           Split     Split            
        3 Joel W. Motley           Split     Split            
        4 Teresa M. Ressel           Split     Split            
        5 Christopher L. Wilson           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 194,430   0 06-Aug-2020 06-Aug-2020  
  PIONEER MUNICIPAL HIGH INCOME ADVANTAGE          
  Security 723762100                   Meeting Type   Annual  
  Ticker Symbol MAV                   Meeting Date   16-Sep-2020    
  ISIN US7237621005                   Agenda   935260125 - Management  
  Record Date 10-Jul-2020                   Holding Recon Date   10-Jul-2020    
  City / Country     / United States             Vote Deadline Date   15-Sep-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Diane Durnin#           Split     Split            
        2 Benjamin M. Friedman#           Split     Split            
        3 Kenneth J. Taubes#           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 52,157   0 15-Sep-2020 15-Sep-2020  
  PIONEER MUNICIPAL HIGH INCOME TRUST          
  Security 723763108                   Meeting Type   Annual  
  Ticker Symbol MHI                   Meeting Date   16-Sep-2020    
  ISIN US7237631087                   Agenda   935260125 - Management  
  Record Date 10-Jul-2020                   Holding Recon Date   10-Jul-2020    
  City / Country     / United States             Vote Deadline Date   15-Sep-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Diane Durnin#           Split     Split            
        2 Benjamin M. Friedman#           Split     Split            
        3 Kenneth J. Taubes#           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 28,953   0 15-Sep-2020 15-Sep-2020  
  DWS FUNDS          
  Security 233368109                   Meeting Type   Annual  
  Ticker Symbol KTF                   Meeting Date   25-Sep-2020    
  ISIN US2333681094                   Agenda   935264957 - Management  
  Record Date 07-Aug-2020                   Holding Recon Date   07-Aug-2020    
  City / Country     / United States             Vote Deadline Date   24-Sep-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 John W. Ballantine           Split     Split            
        2 Rebecca W. Rimel           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 125,699   0 24-Sep-2020 24-Sep-2020  
  LEGG MASON          
  Security 95766M105                   Meeting Type   Annual  
  Ticker Symbol MMU                   Meeting Date   23-Oct-2020    
  ISIN US95766M1053                   Agenda   935273920 - Management  
  Record Date 01-Sep-2020                   Holding Recon Date   01-Sep-2020    
  City / Country     / United States             Vote Deadline Date   22-Oct-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1.1 Election of Class III Director to serve until the 2023 Annual Meeting of Stockholders: Robert D. Agdern Management     Split     Split            
  1.2 Election of Class III Director to serve until the 2023 Annual Meeting of Stockholders: William R. Hutchinson Management     Split     Split            
  2. To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending May 31, 2021. Management     Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 171,959   0 22-Oct-2020 22-Oct-2020    
  NUVEEN CALIFORNIA AMT FREE MUNI INC FD          
  Security 670651108                   Meeting Type   Annual  
  Ticker Symbol NKX                   Meeting Date   16-Nov-2020    
  ISIN US6706511085                   Agenda   935285785 - Management  
  Record Date 18-Sep-2020                   Holding Recon Date   18-Sep-2020    
  City / Country     / United States             Vote Deadline Date   13-Nov-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 John K. Nelson           Split     Split            
        2 Terence J. Toth           Split     Split            
        3 Robert L. Young           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 132,592   0 13-Nov-2020 13-Nov-2020  
  NUVEEN CALIFORNIA QUALITY MUNI INC FD          
  Security 67066Y105                   Meeting Type   Annual  
  Ticker Symbol NAC                   Meeting Date   16-Nov-2020    
  ISIN US67066Y1055                   Agenda   935285785 - Management  
  Record Date 18-Sep-2020                   Holding Recon Date   18-Sep-2020    
  City / Country     / United States             Vote Deadline Date   13-Nov-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 John K. Nelson           Split     Split            
        2 Terence J. Toth           Split     Split            
        3 Robert L. Young           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 209,278   0 13-Nov-2020 13-Nov-2020  
  NUVEEN PENNSYLVANIA QLTY MUNI INC FD INC          
  Security 670972108                   Meeting Type   Annual  
  Ticker Symbol NQP                   Meeting Date   16-Nov-2020    
  ISIN US6709721087                   Agenda   935285785 - Management  
  Record Date 18-Sep-2020                   Holding Recon Date   18-Sep-2020    
  City / Country     / United States             Vote Deadline Date   13-Nov-2020    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 John K. Nelson           Split     Split            
        2 Terence J. Toth           Split     Split            
        3 Robert L. Young           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 8,605   0 13-Nov-2020 13-Nov-2020  
  NUVEEN MICHIGAN QLTY MUNI INC FD INC          
  Security 670979103                   Meeting Type   Annual  
  Ticker Symbol NUM                   Meeting Date   15-Jan-2021    
  ISIN US6709791031                   Agenda   935293871 - Management  
  Record Date 08-Sep-2020                   Holding Recon Date   08-Sep-2020    
  City / Country     / United States             Vote Deadline Date   14-Jan-2021    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. To approve an Agreement and Plan of Reorganization pursuant to which Nuveen Michigan Quality Municipal Income Fund (the "Target Fund") would (i) transfer substantially all of its assets to Nuveen AMT-Free Quality Municipal Income Fund (the "Acquiring Fund"), (ii) distribute such newly issued shares of the Acquiring Fund to the common shareholders and preferred shareholders of the Target Fund, and (iii) liquidate, dissolve and terminate in accordance with applicable law. Management     Split     Split            
  2. DIRECTOR Management     Split     Split            
        1 John K. Nelson           Split     Split            
        2 Terence J. Toth           Split     Split            
        3 Robert L. Young           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 77,832   0 04-Dec-2020 14-Jan-2021  
  NUVEEN CALIFORNIA MUNICIPAL VALUE FUND 2          
  Security 6706EB106                   Meeting Type   Annual  
  Ticker Symbol NCB                   Meeting Date   17-Feb-2021    
  ISIN US6706EB1062                   Agenda   935289911 - Management  
  Record Date 08-Sep-2020                   Holding Recon Date   08-Sep-2020    
  City / Country     / United States             Vote Deadline Date   16-Feb-2021    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. To approve an Agreement and Plan of Reorganization pursuant to which Nuveen California Municipal Value Fund 2 (the "Target Fund") would: (i) transfer substantially all of its assets to Nuveen California Municipal Value Fund, Inc. (the "Acquiring Fund"); (ii) distribute such newly issued shares of the Acquiring Fund to the common shareholders of the Target Fund; and (iii) liquidate, dissolve and terminate in accordance with applicable law. Management     Split     Split            
  3. DIRECTOR Management     Split     Split            
        1 John K. Nelson           Split     Split            
        2 Terence J. Toth           Split     Split            
        3 Robert L. Young           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 68,414   0 04-Dec-2020 14-Jan-2021  
  EATON VANCE INSURED CA MUNI BD FD          
  Security 27828A100                   Meeting Type   Special  
  Ticker Symbol EVM                   Meeting Date   23-Feb-2021    
  ISIN US27828A1007                   Agenda   935312556 - Management  
  Record Date 29-Oct-2020                   Holding Recon Date   29-Oct-2020    
  City / Country     / United States             Vote Deadline Date   22-Feb-2021    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1A. Approval of a new investment advisory agreement with Eaton Vance Management to continue to serve as the Fund's investment adviser. Management     Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 270,837   0 06-Jan-2021 06-Jan-2021  
  EATON VANCE INSD. MUN BD FD          
  Security 27827X101                   Meeting Type   Special  
  Ticker Symbol EIM                   Meeting Date   23-Feb-2021    
  ISIN US27827X1019                   Agenda   935312556 - Management  
  Record Date 29-Oct-2020                   Holding Recon Date   29-Oct-2020    
  City / Country     / United States             Vote Deadline Date   22-Feb-2021    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1A. Approval of a new investment advisory agreement with Eaton Vance Management to continue to serve as the Fund's investment adviser. Management     Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 31,902   0 06-Jan-2021 06-Jan-2021  
  EATON VANCE MUNICIPAL INCOME TRUST          
  Security 27826U108                   Meeting Type   Special  
  Ticker Symbol EVN                   Meeting Date   23-Feb-2021    
  ISIN US27826U1088                   Agenda   935312556 - Management  
  Record Date 29-Oct-2020                   Holding Recon Date   29-Oct-2020    
  City / Country     / United States             Vote Deadline Date   22-Feb-2021    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1A. Approval of a new investment advisory agreement with Eaton Vance Management to continue to serve as the Fund's investment adviser. Management     Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 163,130   0 06-Jan-2021 06-Jan-2021  
  NUVEEN MARYLAND QUALITY MUNICIPAL INC FD          
  Security 67061Q107                   Meeting Type   Special  
  Ticker Symbol NMY                   Meeting Date   17-Mar-2021    
  ISIN US67061Q1076                   Agenda   935301274 - Management  
  Record Date 08-Sep-2020                   Holding Recon Date   08-Sep-2020    
  City / Country     / United States             Vote Deadline Date   16-Mar-2021    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. Approve an Agreement & Plan of Reorganization pursuant to which Nuveen Maryland Quality Municipal Income Fund (Target Fund) (i) transfer substantially all assets to Nuveen Quality Municipal Income Fund (Acquiring Fund) in exchange solely for newly issued common & preferred shares of Acquiring Fund, & Acquiring Fund's assumption of substantially all liabilities of Target Fund, (ii) distribute such newly issued shares of Acquiring Fund to common and preferred shareholders of the Target Fund, (iii) liquidate, dissolve and terminate in accordance with applicable law. Management     Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 97,994   0 04-Dec-2020 16-Mar-2021  
  EATON VANCE MUNICIPAL INCOME TRUST          
  Security 27826U108                   Meeting Type   Annual  
  Ticker Symbol EVN                   Meeting Date   18-Mar-2021    
  ISIN US27826U1088                   Agenda   935329020 - Management  
  Record Date 05-Jan-2021                   Holding Recon Date   05-Jan-2021    
  City / Country     / United States             Vote Deadline Date   17-Mar-2021    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1A) DIRECTOR Management     Split     Split            
        1 Cynthia E. Frost           Split     Split            
        2 George J. Gorman           Split     Split            
        3 Valerie A. Mosley           Split     Split            
        4 Susan J. Sutherland           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 157,149   0 17-Mar-2021 17-Mar-2021  
  ALLIANCEBERNSTEIN NAT MUNI INCOME FD INC          
  Security 01864U106                   Meeting Type   Annual  
  Ticker Symbol AFB                   Meeting Date   25-Mar-2021    
  ISIN US01864U1060                   Agenda   935340606 - Management  
  Record Date 16-Feb-2021                   Holding Recon Date   16-Feb-2021    
  City / Country     / United States             Vote Deadline Date   24-Mar-2021    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Marshall C. Turner, Jr.           Split     Split            
        2 Garry L. Moody           Split     Split            
        3 Jeanette W. Loeb           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 57,921   0 24-Mar-2021 24-Mar-2021  
  NUVEEN GEORGIA QUALITY MUNICIPAL INC FD          
  Security 67072B107                   Meeting Type   Annual  
  Ticker Symbol NKG                   Meeting Date   25-May-2021    
  ISIN US67072B1070                   Agenda   935346141 - Management  
  Record Date 29-Jan-2021                   Holding Recon Date   29-Jan-2021    
  City / Country     / United States             Vote Deadline Date   24-May-2021    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1A. DIRECTOR Management     Split     Split            
        1 Jack B. Evans           Split     Split            
        2 Matthew Thornton III           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 6,563   0 05-Apr-2021 05-Apr-2021    
  NUVEEN MARYLAND QUALITY MUNICIPAL INC FD          
  Security 67061Q107                   Meeting Type   Annual  
  Ticker Symbol NMY                   Meeting Date   25-May-2021    
  ISIN US67061Q1076                   Agenda   935346141 - Management  
  Record Date 29-Jan-2021                   Holding Recon Date   29-Jan-2021    
  City / Country     / United States             Vote Deadline Date   24-May-2021    
  SEDOL(s)               Quick Code        
  Item Proposal       Proposed by   Vote   For/Against Management            
  1A. DIRECTOR Management     Split     Split            
        1 Jack B. Evans           Split     Split            
        2 Matthew Thornton III           Split     Split            
                                                                 
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1M RN FLEXIBLE MUNI INC FUND 997RV1M STATE STREET BANK & TRUST CO 152,995   0 05-Apr-2021 05-Apr-2021    

 

 

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  RiverNorth Flexible Municipal Income Fund, Inc.  
       
  /s/ Patrick W. Galley  
  By: Patrick W. Galley  
  Title: President and Chairman of the Board  
       
  Date: August 27, 2021