X-17A-5 0001789982 XXXXXXXX LIVE false false false 01-01-2021 12-31-2021 Broker-dealer N FINALIS SECURITIES LLC 3520 N LAKE SHORE DR #4H CHICAGO IL 60657 Edward M Smith 4152467502 Alvarez & Associates, Inc. 9221 Corbin Avenue Suite 165 Northridge CA 91324 Certified Public Accountant Federico Baradello FINALIS SECURITIES LLC 12-31-2021 Federico Baradello President Y