0001628280-24-014753.txt : 20240403 0001628280-24-014753.hdr.sgml : 20240403 20240403185811 ACCESSION NUMBER: 0001628280-24-014753 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240401 FILED AS OF DATE: 20240403 DATE AS OF CHANGE: 20240403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Timm Alexander E. CENTRAL INDEX KEY: 0001815994 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39658 FILM NUMBER: 24820826 MAIL ADDRESS: STREET 1: GOHEALTH, INC. STREET 2: 214 WEST HURON STREET CITY: CHICAGO STATE: IL ZIP: 60654 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Root, Inc. CENTRAL INDEX KEY: 0001788882 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] ORGANIZATION NAME: 02 Finance IRS NUMBER: 842717903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 80 E RICH STREET STREET 2: SUITE 500 CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: (614) 591-4568 MAIL ADDRESS: STREET 1: 80 E RICH STREET STREET 2: SUITE 500 CITY: COLUMBUS STATE: OH ZIP: 43215 FORMER COMPANY: FORMER CONFORMED NAME: Root Stockholdings, Inc. DATE OF NAME CHANGE: 20190919 4/A 1 wk-form4a_1712185078.xml FORM 4/A X0508 4/A 2024-04-01 2024-04-03 0 0001788882 Root, Inc. ROOT 0001815994 Timm Alexander E. C/O ROOT, INC. 80 E. RICH STREET, SUITE 500 COLUMBUS OH 43215 1 1 1 0 Chief Executive Officer 0 Class A Common Stock 2024-04-01 4 F 0 3550 60.52 D 151351 D Class A Common Stock 2024-04-01 4 A 0 15344 0 A 166695 D Class A Common Stock 2024-04-02 4 M 0 20990 0 A 187685 D Class A Common Stock 2024-04-02 4 F 0 9676 62.08 D 178009 D Performance-Based Restricted Stock Units 2024-04-02 4 M 0 20990 0 D 2028-04-01 Class A Common Stock 20990 188906 D These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. Represents the grant of restricted stock units, one-half of which vest on April 1, 2025 and the remainder vest on April 1, 2026. Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of ROOT Class A common stock. The PSUs vest in tranches of 20,990 on April 1, 2024; 41,979 on April 1, 2025; 62,969 on April 1, 2026; and 83,958 on April 1, 2027 and upon ROOT Class A common stock achieving a specified price per share over 45 consecutive trading days on or after such date. Per share price achievement levels for the four tranches are: $16.76; $25.14; $33.52; and $41.90. This amendment is being filed to amend the Form 4 filed on April 3, 2024, to include footnote 2, which was omitted from the original filing. /s/ Jodi Baker, Attorney-in-fact 2024-04-03