0001209191-20-056819.txt : 20201103
0001209191-20-056819.hdr.sgml : 20201103
20201103214902
ACCESSION NUMBER: 0001209191-20-056819
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201030
FILED AS OF DATE: 20201103
DATE AS OF CHANGE: 20201103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Geidt Elliot
CENTRAL INDEX KEY: 0001825792
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39658
FILM NUMBER: 201285063
MAIL ADDRESS:
STREET 1: C/O REDPOINT VENTURES, 3000 SAND HILL RD
STREET 2: BUILDING 2, SUITE 290
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Root, Inc.
CENTRAL INDEX KEY: 0001788882
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 842717903
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 80 E RICH STREET
STREET 2: SUITE 500
CITY: COLUMBUS
STATE: OH
ZIP: 43215
BUSINESS PHONE: (614) 591-4568
MAIL ADDRESS:
STREET 1: 80 E RICH STREET
STREET 2: SUITE 500
CITY: COLUMBUS
STATE: OH
ZIP: 43215
FORMER COMPANY:
FORMER CONFORMED NAME: Root Stockholdings, Inc.
DATE OF NAME CHANGE: 20190919
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-10-30
0
0001788882
Root, Inc.
ROOT
0001825792
Geidt Elliot
C/O ROOT, INC.
80 E RICH STREET, SUITE 500
COLUMBUS
OH
43215
1
0
0
0
Common Stock
2020-10-30
4
C
0
15139218
A
15139218
I
See footnote
Common Stock
2020-10-30
4
J
0
15139218
D
0
I
See footnote
Series C Preferred Stock
2020-10-30
4
C
0
13869030
0.00
D
Common Stock
13869030
0
I
See footnote
Series D Preferred Stock
2020-10-30
4
C
0
966985
0.00
D
Common Stock
966985
0
I
See footnote
Series E Preferred Stock
2020-10-30
4
C
0
303203
0.00
D
Common Stock
303203
0
I
See footnote
Class B Common Stock
2020-10-30
4
J
0
15139218
0.00
A
Class A Common Stock
15139128
15139218
I
See footnote
The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.
The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.
The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.
Includes 14,685,053 shares held by Redpoint Omega II, L.P. ("RO II") and 454,165 shares held by Redpoint Omega Associates II, LLC ("ROA II").
Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. The Reporting Person is a member of RO II LLC and ROA II. The Reporting Person disclaims beneficial ownership of the shares held by RO II and ROA II except to the extent of his proportionate pecuniary interest therein.
Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
Includes 13,452,970 shares held by RO II and 416,060 shares held by ROA II.
Includes 937,976 shares held by RO II and 29,009 shares held by ROA II.
Includes 294,107 shares held by RO II and 9,096 shares held by ROA II.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
/s/ Elliot Geidt
2020-11-03