0001209191-20-056819.txt : 20201103 0001209191-20-056819.hdr.sgml : 20201103 20201103214902 ACCESSION NUMBER: 0001209191-20-056819 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201030 FILED AS OF DATE: 20201103 DATE AS OF CHANGE: 20201103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Geidt Elliot CENTRAL INDEX KEY: 0001825792 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39658 FILM NUMBER: 201285063 MAIL ADDRESS: STREET 1: C/O REDPOINT VENTURES, 3000 SAND HILL RD STREET 2: BUILDING 2, SUITE 290 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Root, Inc. CENTRAL INDEX KEY: 0001788882 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 842717903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 80 E RICH STREET STREET 2: SUITE 500 CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: (614) 591-4568 MAIL ADDRESS: STREET 1: 80 E RICH STREET STREET 2: SUITE 500 CITY: COLUMBUS STATE: OH ZIP: 43215 FORMER COMPANY: FORMER CONFORMED NAME: Root Stockholdings, Inc. DATE OF NAME CHANGE: 20190919 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-30 0 0001788882 Root, Inc. ROOT 0001825792 Geidt Elliot C/O ROOT, INC. 80 E RICH STREET, SUITE 500 COLUMBUS OH 43215 1 0 0 0 Common Stock 2020-10-30 4 C 0 15139218 A 15139218 I See footnote Common Stock 2020-10-30 4 J 0 15139218 D 0 I See footnote Series C Preferred Stock 2020-10-30 4 C 0 13869030 0.00 D Common Stock 13869030 0 I See footnote Series D Preferred Stock 2020-10-30 4 C 0 966985 0.00 D Common Stock 966985 0 I See footnote Series E Preferred Stock 2020-10-30 4 C 0 303203 0.00 D Common Stock 303203 0 I See footnote Class B Common Stock 2020-10-30 4 J 0 15139218 0.00 A Class A Common Stock 15139128 15139218 I See footnote The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. Includes 14,685,053 shares held by Redpoint Omega II, L.P. ("RO II") and 454,165 shares held by Redpoint Omega Associates II, LLC ("ROA II"). Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. The Reporting Person is a member of RO II LLC and ROA II. The Reporting Person disclaims beneficial ownership of the shares held by RO II and ROA II except to the extent of his proportionate pecuniary interest therein. Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Includes 13,452,970 shares held by RO II and 416,060 shares held by ROA II. Includes 937,976 shares held by RO II and 29,009 shares held by ROA II. Includes 294,107 shares held by RO II and 9,096 shares held by ROA II. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. /s/ Elliot Geidt 2020-11-03