0001104659-19-063890.txt : 20191114
0001104659-19-063890.hdr.sgml : 20191114
20191114100747
ACCESSION NUMBER: 0001104659-19-063890
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191114
DATE AS OF CHANGE: 20191114
EFFECTIVENESS DATE: 20191114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Williams Jones Wealth Management, LLC.
CENTRAL INDEX KEY: 0001788587
IRS NUMBER: 841838627
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19622
FILM NUMBER: 191217218
BUSINESS ADDRESS:
STREET 1: 717 FIFTH AVE, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2129355027
MAIL ADDRESS:
STREET 1: 717 FIFTH AVE, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001788587
XXXXXXXX
09-30-2019
09-30-2019
false
Williams Jones Wealth Management, LLC.
717 FIFTH AVE, 11TH FLOOR
New York
NY
10022
13F HOLDINGS REPORT
028-19622
N
Jeff Schweon
Partner
212-935-5027
/s/ Jeff Schweon
New York
NY
11-14-2019
0
436
4880373
false
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529017
IHS MARKIT LTD SHS
CS
G47567105
252
3765
SH
SOLE
0
0
3765
ILLINOIS TOOL WKS INC COM
CS
452308109
11728
74945
SH
SOLE
0
0
74945
ILLUMINA INC COM
CS
452327109
617
2027
SH
SOLE
0
0
2027
INGREDION INC COM
CS
457187102
429
5250
SH
SOLE
0
0
5250
INTEL CORP COM
CS
458140100
3679
71388
SH
SOLE
0
0
71388
INTELSAT S.A.
CS
L5140P101
245
10750
SH
SOLE
0
0
10750
INTERCONTINENTAL EXCHANGE INC
CS
45866F104
2892
31338
SH
SOLE
0
0
31338
INTERNATIONAL BUSINESS MACHS C
CS
459200101
7368
50668
SH
SOLE
0
0
50668
INTERNATIONAL FLAVORS&FRAGRANC
CS
459506101
5300
43197
SH
SOLE
0
0
43197
INTUIT COM
CS
461202103
32191
121046
SH
SOLE
0
0
121046
INTUITIVE SURGICAL INC COM NEW
CS
46120E602
1027
1902
SH
SOLE
0
0
1902
INVESCO QQQ TRUST SERIES 1
CS
46090E103
56320
298292
SH
SOLE
0
0
298292
INVESCO S&P 500 EQUAL WEIGHT E
CS
46137V357
4783
44251
SH
SOLE
0
0
44251
ISHARES INC CORE MSCI EMKT
CS
46434G103
2057
41968
SH
SOLE
0
0
41968
ISHARES MSCI EAFE INDEX
CS
464287465
1174
17999
SH
SOLE
0
0
17999
ISHARES MSCI EMERGING MARKET
CS
464287234
534
13070
SH
SOLE
0
0
13070
ISHARES RUSSELL 2000 ETF
CS
464287655
3986
26336
SH
SOLE
0
0
26336
ISHARES TR CORE MSCI EAFE
CS
46432F842
8995
147296
SH
SOLE
0
0
147296
ISHARES TR CORE S&P MCP ETF
CS
464287507
895
4629
SH
SOLE
0
0
4629
ISHARES TR CORE S&P500 ETF
CS
464287200
6581
22044
SH
SOLE
0
0
22044
ISHARES TR NASDAQ BIOTECH INDX
CS
464287556
16167
162480
SH
SOLE
0
0
162480
ISHARES TR RUS MDCP VAL ETF
CS
464287473
282
3146
SH
SOLE
0
0
3146
ISHARES TR RUS MID-CAP ETF
CS
464287499
640
11437
SH
SOLE
0
0
11437
ISHARES TR RUSSELL 3000
CS
464287689
262
1510
SH
SOLE
0
0
1510
ISHARES TR S&P 500 GRWT ETF
CS
464287309
251
1395
SH
SOLE
0
0
1395
ISHARES TR S&P SMALL CAP 600
CS
464287804
1165
14970
SH
SOLE
0
0
14970
ISHARES TR SELECT DIVID ETF
CS
464287168
357
3500
SH
SOLE
0
0
3500
ISLET SCIENCES INC COM
CS
46467R109
0
91666
SH
SOLE
0
0
91666
JACOBS ENGR GROUP INC
CS
469814107
363
3965
SH
SOLE
0
0
3965
JOHNSON & JOHNSON COM
CS
478160104
76418
590647
SH
SOLE
0
0
590647
JPMORGAN CHASE & CO COM
CS
46625H100
63166
536714
SH
SOLE
0
0
536714
KANSAS CITY SOUTHERN COM NEW
CS
485170302
294
2208
SH
SOLE
0
0
2208
KIMBERLY CLARK CORP COM
CS
494368103
607
4270
SH
SOLE
0
0
4270
KINDER MORGAN INC KANS
CS
49456B101
5874
284991
SH
SOLE
0
0
284991
LABORATORY CORP AMER HLDGS COM
CS
50540R409
668
3979
SH
SOLE
0
0
3979
LAUDER ESTEE COS INC CL A
CS
518439104
71580
359788
SH
SOLE
0
0
359788
LENNAR CORP CL A
CS
526057104
274
4900
SH
SOLE
0
0
4900
LIBERTY MEDIA CORP-LIBERTY FOR
CS
531229870
291
7349
SH
SOLE
0
0
7349
LIBERTY MEDIA CORP DELAWARE CO
CS
531229409
688
16540
SH
SOLE
0
0
16540
LILLY ELI & CO COM
CS
532457108
1345
12028
SH
SOLE
0
0
12028
LINDE PUBLIC LTD
CS
G5494J103
498
2573
SH
SOLE
0
0
2573
LINEAGE CELL THERAPEUTICS INC
CS
53566P109
100
101661
SH
SOLE
0
0
101661
LIVE NATION INC COM
CS
538034109
413
6220
SH
SOLE
0
0
6220
LOCKHEED MARTIN CORP
CS
539830109
3564
9137
SH
SOLE
0
0
9137
LOWES COS INC COM
CS
548661107
14254
129631
SH
SOLE
0
0
129631
LYONDELLBASELL INDUSTRIES N V
CS
N53745100
5659
63247
SH
SOLE
0
0
63247
MAGELLAN MIDSTREAM PARTNERS
CS
559080106
18757
283035
SH
SOLE
0
0
283035
MARATHON PETE CORP COM
CS
56585A102
3058
50335
SH
SOLE
0
0
50335
MARRIOTT INTL INC NEW CL A
CS
571903202
390
3135
SH
SOLE
0
0
3135
MASTERCARD INCORPORATED CL A
CS
57636Q104
2830
10420
SH
SOLE
0
0
10420
MCCORMICK & CO INC COM NON VTG
CS
579780206
97184
621777
SH
SOLE
0
0
621777
MCDONALDS CORP COM
CS
580135101
1530
7127
SH
SOLE
0
0
7127
MCKESSON CORP COM
CS
58155Q103
276
2023
SH
SOLE
0
0
2023
MEDTRONIC PLC SHS
CS
G5960L103
574
5286
SH
SOLE
0
0
5286
MERCK & CO INC NEW COM
CS
58933Y105
8917
105925
SH
SOLE
0
0
105925
METTLER TOLEDO INTERNATIONAL C
CS
592688105
109545
155516
SH
SOLE
0
0
155516
MFA FINL INC COM
CS
55272X102
6081
826261
SH
SOLE
0
0
826261
MICROCHIP TECHNOLOGY INC
CS
595017104
7794
83890
SH
SOLE
0
0
83890
MICROSOFT CORP COM
CS
594918104
130356
937609
SH
SOLE
0
0
937609
MIMEDX GROUP INC COM
CS
602496101
59
12000
SH
SOLE
0
0
12000
MONDELEZ INTL INC CL A
CS
609207105
581
10496
SH
SOLE
0
0
10496
MOTOROLA SOLUTIONS INC COM NEW
CS
620076307
479
2811
SH
SOLE
0
0
2811
MPLX LP COM UNIT REP LTD
CS
55336V100
1819
64957
SH
SOLE
0
0
64957
MRI INTERVENTIONS INC COM
CS
55347P209
109
21552
SH
SOLE
0
0
21552
NEOGEN CORP COM
CS
640491106
284
4166
SH
SOLE
0
0
4166
NESTLE S A SPONSORED ADR
CS
641069406
1292
11918
SH
SOLE
0
0
11918
NETFLIX INC COM
CS
64110L106
927
3465
SH
SOLE
0
0
3465
NEVADA GOLD CORP COM
CS
641266101
0
10000
SH
SOLE
0
0
10000
NEW MOUNTAIN FIN CORP COM
CS
647551100
3769
276525
SH
SOLE
0
0
276525
NEW RESIDENTIAL INVT CORP COM
CS
64828T201
805
51350
SH
SOLE
0
0
51350
NEWMARK GROUP INC - CLASS A
CS
65158N102
134
14777
SH
SOLE
0
0
14777
NEXTERA ENERGY INC COM
CS
65339F101
6150
26398
SH
SOLE
0
0
26398
NEXTERA ENERGY PARTNERS LP COM
CS
65341B106
21067
398698
SH
SOLE
0
0
398698
NII HLDGS INC COM PAR $0.001
CS
62913F508
98
50000
SH
SOLE
0
0
50000
NIKE INC CL B
CS
654106103
25220
268524
SH
SOLE
0
0
268524
NORFOLK SOUTHERN CORP
CS
655844108
2392
13312
SH
SOLE
0
0
13312
NORTHROP GRUMMAN CORP COM
CS
666807102
820
2187
SH
SOLE
0
0
2187
NORTHWEST BIOTHERAPEUTICS INC
CS
66737P600
12
50000
SH
SOLE
0
0
50000
NOVARTIS A G SPONSORED ADR
CS
66987V109
670
7707
SH
SOLE
0
0
7707
NUCOR CORP COM
CS
670346105
1242
24400
SH
SOLE
0
0
24400
NVIDIA CORP COM
CS
67066G104
4858
27911
SH
SOLE
0
0
27911
NXP SEMICONDUCTORS N V COM
CS
N6596X109
3143
28805
SH
SOLE
0
0
28805
O REILLY AUTOMOTIVE INC NEW CO
CS
67103H107
629
1578
SH
SOLE
0
0
1578
ONCOCYTE CORPORATION COM
CS
68235C107
32
15000
SH
SOLE
0
0
15000
ONEOK INC NEW COM
CS
682680103
558
7576
SH
SOLE
0
0
7576
ONEX CORP SUB VTG
CS
68272K103
41198
664102
SH
SOLE
0
0
664102
ORACLE CORP COM
CS
68389X105
6518
118451
SH
SOLE
0
0
118451
PAYCHEX INC COM
CS
704326107
6077
73426
SH
SOLE
0
0
73426
PAYPAL HLDGS INC COM
CS
70450Y103
74537
719537
SH
SOLE
0
0
719537
PEOPLES UNITED FINANCIAL INC C
CS
712704105
160
10233
SH
SOLE
0
0
10233
PEPSICO INC COM
CS
713448108
55253
403011
SH
SOLE
0
0
403011
PERKINELMER INC COM
CS
714046109
15852
186122
SH
SOLE
0
0
186122
PFIZER INC COM
CS
717081103
4174
116163
SH
SOLE
0
0
116163
PHILIP MORRIS INTL INC COM
CS
718172109
821
10818
SH
SOLE
0
0
10818
PHILLIPS 66 COM
CS
718546104
441
4309
SH
SOLE
0
0
4309
PHILLIPS 66 PARTNERS LP COM UN
CS
718549207
603
10650
SH
SOLE
0
0
10650
PINNACLE WEST CAP CORP COM
CS
723484101
446
4590
SH
SOLE
0
0
4590
PNC FINL SVCS GROUP INC
CS
693475105
5323
37979
SH
SOLE
0
0
37979
PPL CORP COM
CS
69351T106
554
17578
SH
SOLE
0
0
17578
PRICE T ROWE GROUP INC COM
CS
74144T108
31452
275292
SH
SOLE
0
0
275292
PROCTER AND GAMBLE CO COM
CS
742718109
3520
28303
SH
SOLE
0
0
28303
PROPHECY DEV CORP COM NEW
CS
74347D207
3
10000
SH
SOLE
0
0
10000
PROTOKINETIX INC
CS
743722100
4
40000
SH
SOLE
0
0
40000
PUBLIC SVC ENTERPRISE GROUP CO
CS
744573106
335
5393
SH
SOLE
0
0
5393
PUREFUNDS ISE CYBER SECURITY E
CS
26924G201
304
8136
SH
SOLE
0
0
8136
QUALCOMM INC COM
CS
747525103
873
11445
SH
SOLE
0
0
11445
RAYMOND JAMES FINANCIAL INC CO
CS
754730109
299
3625
SH
SOLE
0
0
3625
RAYTHEON CO COM NEW
CS
755111507
33786
172210
SH
SOLE
0
0
172210
RBC BEARINGS INC COM
CS
75524B104
262
1580
SH
SOLE
0
0
1580
REGENERX BIOPHARMACEUTICALS CO
CS
75886X108
22
140000
SH
SOLE
0
0
140000
ROCKWELL AUTOMATION INC
CS
773903109
24838
150715
SH
SOLE
0
0
150715
ROLLINS INC COM
CS
775711104
9952
292097
SH
SOLE
0
0
292097
ROPER TECHNOLOGIES INC COM
CS
776696106
54719
153446
SH
SOLE
0
0
153446
ROYAL DUTCH SHELL PLC SPONS AD
CS
780259206
1327
22553
SH
SOLE
0
0
22553
S&P GLOBAL INC
CS
78409V104
219
893
SH
SOLE
0
0
893
SALESFORCE COM INC COM
CS
79466L302
7658
51589
SH
SOLE
0
0
51589
SCHLUMBERGER LTD COM
CS
806857108
366
10717
SH
SOLE
0
0
10717
SCHWAB CHARLES CORP NEW COM
CS
808513105
11487
274608
SH
SOLE
0
0
274608
SCORPIO BULKERS INC COM
CS
Y7546A122
71
11700
SH
SOLE
0
0
11700
SCORPIO TANKERS INC SHS
CS
Y7542C130
425
14275
SH
SOLE
0
0
14275
SELECT SECTOR SPDR TR COMMUNIC
CS
81369Y852
371
7490
SH
SOLE
0
0
7490
SELECT SECTOR SPDR TR SBI HEAL
CS
81369Y209
697
7735
SH
SOLE
0
0
7735
SELECT SECTOR SPDR TR SBI INT-
CS
81369Y506
317
5348
SH
SOLE
0
0
5348
SELECT SECTOR SPDR TR SBI INT-
CS
81369Y605
2435
86976
SH
SOLE
0
0
86976
SELECT SECTOR SPDR TR TECHNOLO
CS
81369Y803
1331
16526
SH
SOLE
0
0
16526
SEMPRA ENERGY
CS
816851109
272
1841
SH
SOLE
0
0
1841
SERVICENOW INC COM
CS
81762P102
326
1284
SH
SOLE
0
0
1284
SHERWIN-WILLIAMS CO
CS
824348106
433
788
SH
SOLE
0
0
788
SHOPIFY INC CL A
CS
82509L107
382
1225
SH
SOLE
0
0
1225
SMUCKER J M CO COM NEW
CS
832696405
399
3625
SH
SOLE
0
0
3625
SOUTHERN CO COM
CS
842587107
394
6381
SH
SOLE
0
0
6381
SPARK NEW ZEALAND LTD SHS
CS
Q8619N107
456
165000
SH
SOLE
0
0
165000
SPDR DJIA
CS
78467X109
53912
200284
SH
SOLE
0
0
200284
SPDR GOLD TRUST
CS
78463V107
4773
34373
SH
SOLE
0
0
34373
SPDR S&P 500 ETF TR TR UNIT
CS
78462F103
73569
247898
SH
SOLE
0
0
247898
SPDR S&P MIDCAP 400 INDEX
CS
78467Y107
5426
15395
SH
SOLE
0
0
15395
SPDR SERIES TRUST S&P BIOTECH
CS
78464A870
6089
79859
SH
SOLE
0
0
79859
SPDR SERIES TRUST S&P REGL BKG
CS
78464A698
294
5565
SH
SOLE
0
0
5565
SPLUNK INC COM
CS
848637104
3813
32350
SH
SOLE
0
0
32350
STAAR SURGICAL CO COM PAR $0.0
CS
852312305
651
25260
SH
SOLE
0
0
25260
STAR BULK CARRIERS CORP SHS PA
CS
Y8162K204
639
63440
SH
SOLE
0
0
63440
STAR GAS PARTNERS L P UNIT LTD
CS
85512C105
166
17500
SH
SOLE
0
0
17500
STARBUCKS CORP COM
CS
855244109
892
10087
SH
SOLE
0
0
10087
STRYKER CORP COM
CS
863667101
13279
61393
SH
SOLE
0
0
61393
SUNRUN INC COM
CS
86771W105
1362
81535
SH
SOLE
0
0
81535
SYSCO CORP COM
CS
871829107
5926
74636
SH
SOLE
0
0
74636
TARGA RES CORP COM
CS
87612G101
1076
26780
SH
SOLE
0
0
26780
TELEFLEX INC
CS
879369106
421
1240
SH
SOLE
0
0
1240
TENCENT HLDGS LTD ADR
CS
88032Q109
389
9345
SH
SOLE
0
0
9345
TEXAS INSTRS INC COM
CS
882508104
8321
64384
SH
SOLE
0
0
64384
THE TRADE DESK INC COM CL A
CS
88339J105
51266
273345
SH
SOLE
0
0
273345
THEGLOBE COM INC COM
CS
88335R101
1
25000
SH
SOLE
0
0
25000
THERMO FISHER SCIENTIFIC INC C
CS
883556102
75104
257849
SH
SOLE
0
0
257849
TIFFANY & CO NEW COM
CS
886547108
773
8344
SH
SOLE
0
0
8344
TJX COS INC NEW COM
CS
872540109
72492
1300536
SH
SOLE
0
0
1300536
TORONTO DOMINION BK ONT COM NE
CS
891160509
1430
24550
SH
SOLE
0
0
24550
TRANSDIGM GROUP INC COM
CS
893641100
262
504
SH
SOLE
0
0
504
TRANSOCEAN LTD
CS
H8817H100
358
80120
SH
SOLE
0
0
80120
TRAVELERS COMPANIES INC COM
CS
89417E109
862
5797
SH
SOLE
0
0
5797
UGI CORP NEW COM
CS
902681105
718
14283
SH
SOLE
0
0
14283
ULTA SALON COSMETCS & FRAG INC
CS
90384S303
323
1287
SH
SOLE
0
0
1287
UNILEVER N V N Y SHS NEW
CS
904784709
884
14733
SH
SOLE
0
0
14733
UNION PAC CORP COM
CS
907818108
3921
24205
SH
SOLE
0
0
24205
UNITED PARCEL SVC INC CL B
CS
911312106
1033
8625
SH
SOLE
0
0
8625
UNITED RENTALS INC COM
CS
911363109
249
2000
SH
SOLE
0
0
2000
UNITED TECHNOLOGIES CORP
CS
913017109
3721
27255
SH
SOLE
0
0
27255
UNITEDHEALTH GROUP INC COM
CS
91324P102
3805
17508
SH
SOLE
0
0
17508
US BANCORP DEL COM NEW
CS
902973304
25753
465360
SH
SOLE
0
0
465360
VAIL RESORTS INC COM
CS
91879Q109
4573
20095
SH
SOLE
0
0
20095
VALERO ENERGY CORP NEW COM
CS
91913Y100
2203
25848
SH
SOLE
0
0
25848
VANECK VECTORS ETF TR
CS
92189F726
414
3510
SH
SOLE
0
0
3510
VANGUARD EUROPEAN
CS
922042874
214
4000
SH
SOLE
0
0
4000
VANGUARD FTSE ALL-WORLD EX-U.S
CS
922042775
748
14986
SH
SOLE
0
0
14986
VANGUARD HEALTH CARE ETF
CS
92204A504
623
3715
SH
SOLE
0
0
3715
VANGUARD HIGH DIV YLD ETF
CS
921946406
6027
67930
SH
SOLE
0
0
67930
VANGUARD INDEX FDS MCAP GR IDX
CS
922908538
426
2874
SH
SOLE
0
0
2874
VANGUARD INDEX FDS SMALL CP ET
CS
922908751
2396
15571
SH
SOLE
0
0
15571
VANGUARD INDEX FDS TOTAL STK M
CS
922908769
303
2007
SH
SOLE
0
0
2007
VANGUARD MID-CAP ETF
CS
922908629
1049
6259
SH
SOLE
0
0
6259
VANGUARD MSCI EAFE ETF
CS
921943858
288
7014
SH
SOLE
0
0
7014
VANGUARD S&P 500 ETF
CS
922908363
12390
45451
SH
SOLE
0
0
45451
VANGUARD SPECIALIZED PORTFOLIO
CS
921908844
1298
10855
SH
SOLE
0
0
10855
VANGUARD WORLD CONSUMER DISC E
CS
92204A108
355
1970
SH
SOLE
0
0
1970
VANGUARD WORLD FDS CONSUM STP
CS
92204A207
290
1855
SH
SOLE
0
0
1855
VANGUARD WORLD FDS INDUSTRIAL
CS
92204A603
264
1810
SH
SOLE
0
0
1810
VANGUARD WORLD FDS INF TECH ET
CS
92204A702
1014
4703
SH
SOLE
0
0
4703
VEEVA SYS INC CL A COM
CS
922475108
13534
88638
SH
SOLE
0
0
88638
VERISK ANALYTICS INC CL A
CS
92345Y106
234
1481
SH
SOLE
0
0
1481
VERIZON COMMUNICATIONS INC COM
CS
92343V104
5218
86452
SH
SOLE
0
0
86452
VICTREX PLC
CS
G9358Y107
46638
1754062
SH
SOLE
0
0
1754062
VIPER ENERGY PARTNERS LP
CS
92763M105
16847
608864
SH
SOLE
0
0
608864
VIRNETX HLDG CORP COM
CS
92823T108
310
57363
SH
SOLE
0
0
57363
VISA INC COM CL A
CS
92826C839
243459
1415378
SH
SOLE
0
0
1415378
VORNADO RLTY TR SH BEN INT
CS
929042109
321
5048
SH
SOLE
0
0
5048
VYSTAR CORP
CS
92927N106
16
480000
SH
SOLE
0
0
480000
WABTEC CORP COM
CS
929740108
34496
480038
SH
SOLE
0
0
480038
WAL-MART STORES INC COM
CS
931142103
812
6846
SH
SOLE
0
0
6846
WALGREENS BOOTS ALLIANCE INC
CS
931427108
277
5000
SH
SOLE
0
0
5000
WASTE MGMT INC DEL COM
CS
94106L109
202
1760
SH
SOLE
0
0
1760
WATTS WATER TECHNOLOGIES A
CS
942749102
534
5700
SH
SOLE
0
0
5700
WEC ENERGY GROUP INC COM
CS
92939U106
521
5476
SH
SOLE
0
0
5476
WELLS FARGO CO NEW COM
CS
949746101
5167
102429
SH
SOLE
0
0
102429
WELLTOWER INC
CS
95040Q104
3129
34512
SH
SOLE
0
0
34512
WESTERN MIDSTREAM PARTNERS LP
CS
958669103
548
22028
SH
SOLE
0
0
22028
WEX INC COM
CS
96208T104
47967
237377
SH
SOLE
0
0
237377
WEYERHAEUSER CO
CS
962166104
3884
140199
SH
SOLE
0
0
140199
WHITE MTNS INS GROUP LTD COM
CS
G9618E107
6040
5593
SH
SOLE
0
0
5593
WILLIAMS COS INC DEL COM
CS
969457100
697
28961
SH
SOLE
0
0
28961
XCEL ENERGY INC
CS
98389B100
264
4075
SH
SOLE
0
0
4075
XYLEM INC COM
CS
98419M100
26428
331929
SH
SOLE
0
0
331929
YUM BRANDS INC COM
CS
988498101
649
5725
SH
SOLE
0
0
5725
YUM CHINA HLDGS INC COM
CS
98850P109
251
5520
SH
SOLE
0
0
5520
ZOETIS INC CL A
CS
98978V103
118807
953583
SH
SOLE
0
0
953583
WESTERN ASSET HIGH INCM FD II
FT
95766J102
82
12085
SH
SOLE
0
0
12085
ALLIANZ FDS RCM MIDCAP INS
MF
018919688
140
32159
SH
SOLE
0
0
32159
AMCAP FD INC SHS CL F-2
MF
023375827
262
8227
SH
SOLE
0
0
8227
AMERICAN CENTY MUT FDS INC ULT
MF
025083882
770
15820
SH
SOLE
0
0
15820
COLUMBIA ACORN TR INTL CL Z
MF
197199813
276
8670
SH
SOLE
0
0
8670
COLUMBIA LARGE CAP GROWTH - Z
MF
19765Y688
190
14803
SH
SOLE
0
0
14803
DODGE & COX FDS GLOBAL STK FD
MF
256206202
244
19796
SH
SOLE
0
0
19796
FEDERATED EQUITY FDS COM
MF
314172644
309
49830
SH
SOLE
0
0
49830
FIDELITY CONCORD STR TR 500 ID
MF
315911750
423
4067
SH
SOLE
0
0
4067
FIDELITY CONTRAFUND INC COM
MF
316071109
1737
135062
SH
SOLE
0
0
135062
FIDELITY GROWTH CO FUND
MF
316200104
1009
52167
SH
SOLE
0
0
52167
FIDELITY MAGELLAN FD COM
MF
316184100
113
10440
SH
SOLE
0
0
10440
FIDELITY PURITAN TR LOW PRICE
MF
316345305
203
4515
SH
SOLE
0
0
4515
FIDELITY SECS FD GRWTH & INCM
MF
316389204
208
5392
SH
SOLE
0
0
5392
FLEMING MUTUAL FD GR INC MIDCP
MF
339183105
208
5348
SH
SOLE
0
0
5348
GABELLI ASSET FD SH BEN INT
MF
362395105
263
4659
SH
SOLE
0
0
4659
JPMORGAN TR I US LARGE SEL
MF
4812A2389
532
22217
SH
SOLE
0
0
22217
JPMORGAN TR II EQTY INCOME SL
MF
4812C0498
385
20811
SH
SOLE
0
0
20811
JPMORGAN TR II LARGE CAP GR S
MF
4812C0530
330
7869
SH
SOLE
0
0
7869
MATTHEWS INTL FDS PAC TIGER FD
MF
577130107
8053
289987
SH
SOLE
0
0
289987
MFS SER TR I VALUE FD CL I
MF
552983694
409
9638
SH
SOLE
0
0
9638
NORTHERN EQUITY INDEX FDS INTL
MF
665130209
647
53138
SH
SOLE
0
0
53138
NORTHERN EQUITY INDEX FDS MID
MF
665130100
220
11896
SH
SOLE
0
0
11896
NORTHERN FDS EMRGN MKT EQ IDX
MF
665162582
215
19023
SH
SOLE
0
0
19023
NORTHERN FDS STK INDEX FD
MF
665162772
638
18548
SH
SOLE
0
0
18548
PIMCO COMMODITY RR STRAT - INS
MF
722005667
81
14357
SH
SOLE
0
0
14357
PRICE T ROWE GROWTH STK FD INC
MF
741479109
883
13012
SH
SOLE
0
0
13012
PUTNAM EQUITY INCOME FD NEW CL
MF
746745108
577
23079
SH
SOLE
0
0
23079
ROWE PRICE NEW HORIZONS FD INC
MF
779562107
203
3336
SH
SOLE
0
0
3336
ROYCE FD PENN MUT INV
MF
780905840
156
17296
SH
SOLE
0
0
17296
ROYCE FD TOTAL RETURN
MF
780905881
114
10241
SH
SOLE
0
0
10241
SCHWAB CAP TR S&P 500IDX SEL
MF
808509855
291
6298
SH
SOLE
0
0
6298
TWEEDY BROWNE FD INC GLOBAL VA
MF
901165100
280
10127
SH
SOLE
0
0
10127
VANGUARD 500 INDEX FUND - ADM
MF
922908710
1696
6174
SH
SOLE
0
0
6174
VANGUARD BD INDEX FD INC SMCP
MF
921937686
535
9665
SH
SOLE
0
0
9665
VANGUARD INDEX FDS LCP INDX AD
MF
922908579
1041
15115
SH
SOLE
0
0
15115
VANGUARD INDEX FDS SMCP INDEX
MF
922908686
390
5288
SH
SOLE
0
0
5288
VANGUARD INDEX FDS TOT STKIDX
MF
922908728
1665
22650
SH
SOLE
0
0
22650
VANGUARD MID CAP INDEX FUND AD
MF
922908645
602
2902
SH
SOLE
0
0
2902
VANGUARD STAR FUND
MF
921909107
299
11071
SH
SOLE
0
0
11071
VANGUARD TAX MANAGED INTL FD C
MF
921943866
314
2050
SH
SOLE
0
0
2050
VANGUARD WINDSOR II FD ADMIRAL
MF
922018304
476
7385
SH
SOLE
0
0
7385
WASHINGTON MUT INVS FD COM
MF
939330106
207
4460
SH
SOLE
0
0
4460
WELLS FARGO FDS TR TARGET 2030
MF
94975G181
181
14295
SH
SOLE
0
0
14295
APERGY CORP COM (Special)
SB
03755L104
5418
200302
SH
SOLE
0
0
200302
DOVER CORPORATION (Special)
SB
260003108
87828
882164
SH
SOLE
0
0
882164