0001788230-25-000022.txt : 20250207 0001788230-25-000022.hdr.sgml : 20250207 20250207173558 ACCESSION NUMBER: 0001788230-25-000022 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241112 FILED AS OF DATE: 20250207 DATE AS OF CHANGE: 20250207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marker Beth A CENTRAL INDEX KEY: 0002044425 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-42411 FILM NUMBER: 25603013 MAIL ADDRESS: STREET 1: 9668 BUJACICH ROAD CITY: GIG HARBOR STATE: WA ZIP: 98332 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Distilling Holding Company, Inc. CENTRAL INDEX KEY: 0001788230 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 834558219 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9668 BUJACICH ROAD CITY: GIG HARBOR STATE: WA ZIP: 98332 BUSINESS PHONE: 253-509-0008 MAIL ADDRESS: STREET 1: 9668 BUJACICH ROAD CITY: GIG HARBOR STATE: WA ZIP: 98332 3/A 1 wk-form3a_1738967751.xml FORM 3/A X0206 3/A 2024-11-12 2024-11-18 0 0001788230 Heritage Distilling Holding Company, Inc. CASK 0002044425 Marker Beth A C/O HERITAGE DISTILLING HOLDING COMPANY 9668 BUJACICH ROAD GIG HARBOR WA 98332 0 1 0 0 SVP of Retail Operations Warrants to Puchase Shares of Common Stock 8 2026-11-25 Common Stock 10 D Warrants to Puchase Shares of Common Stock 12 2027-05-25 Common Stock 20 D Warrants to Puchase Shares of Common Stock 20 2029-11-25 Common Stock 25 D Stock Options 157.89 2022-05-01 2025-06-21 Common Stock 184 D The initial exercise date of the warrant begins at any time on or after the date on which the volume-weighted average market trading price of the common stock of the Issuer equals or exceeds the exercise price over any period of ten (10) consecutive trading days. The option was granted on June 22, 2018. The option vested over a period of four years from the vesting commencement date of May 1, 2018. The option is fully vested and is subject to the expiration of the lock-up agreement, executed by reporting person, which is 180 days following the date of the underwriting agreement between Issuer and Newbridge Securities Corporation, acting as representative to several underwriters. This Amended Form 3 is being filed to correct errors from the initial filing for the reporting person's ownership of securities of the Issuer. No new transactions are being reported herein. /s/ Justin B. Stiefel, attorney-in-fact for Beth A. Marker 2025-02-07