0001788230-24-000018.txt : 20241126 0001788230-24-000018.hdr.sgml : 20241126 20241126170702 ACCESSION NUMBER: 0001788230-24-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241125 FILED AS OF DATE: 20241126 DATE AS OF CHANGE: 20241126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stiefel Jennifer D H CENTRAL INDEX KEY: 0002044350 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42411 FILM NUMBER: 241505203 MAIL ADDRESS: STREET 1: 9668 BUJACICH ROAD CITY: GIG HARBOR STATE: WA ZIP: 98332 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Distilling Holding Company, Inc. CENTRAL INDEX KEY: 0001788230 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 834558219 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9668 BUJACICH ROAD CITY: GIG HARBOR STATE: WA ZIP: 98332 BUSINESS PHONE: 253-509-0008 MAIL ADDRESS: STREET 1: 9668 BUJACICH ROAD CITY: GIG HARBOR STATE: WA ZIP: 98332 4 1 wk-form4_1732658815.xml FORM 4 X0508 4 2024-11-25 0 0001788230 Heritage Distilling Holding Company, Inc. CASK 0002044350 Stiefel Jennifer D H C/O HERITAGE DISTILLING HOLDING COMPANY 9668 BUJACICH ROAD GIG HARBOR WA 98332 1 1 0 0 President & Secretary 0 Common Stock 2024-11-25 4 M 0 27000 0 A 64844 D Common Stock 2024-11-25 4 M 0 27000 0 A 40699 I By spouse Warrants to Puchase Shares of Common Stock 2024-11-25 4 M 0 27000 0 D Common Stock 27000 0 D Warrants to Puchase Shares of Common Stock 2024-11-25 4 M 0 27000 0 D Common Stock 27000 0 I By spouse Includes 260 shares beneficially owned through American Estate and Trust, LC FBO Jennifer Stiefel IRA account These securities are held by Justin B. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. The warrants reported herein (the "Warrants") were granted to the holder by the Issuer on March 31, 2012, and were exercisable until March 31, 2027. On November 25, 2024, following the Issuer's completion of an initial public offering on the Nasdaq Capital Market (the "IPO"), the Warrants were exchanged to the Issuer for shares of common stock in an amount equal to the number of shares of common stock that the Warrant holders would have received if they had exercised the Warrants prior to the consummation of the IPO. /s/ Justin B. Stiefel, attorney-in-fact for Jennifer D.H. Stiefel 2024-11-26