0001193125-20-033231.txt : 20200212 0001193125-20-033231.hdr.sgml : 20200212 20200212161533 ACCESSION NUMBER: 0001193125-20-033231 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200212 GROUP MEMBERS: BRIAN COOK GROUP MEMBERS: ROGER FRADIN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Juniper Industrial Holdings, Inc. CENTRAL INDEX KEY: 0001787791 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-91372 FILM NUMBER: 20604284 BUSINESS ADDRESS: STREET 1: 14 FAIRMOUNT AVENUE CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 9735070359 MAIL ADDRESS: STREET 1: 14 FAIRMOUNT AVENUE CITY: CHATHAM STATE: NJ ZIP: 07928 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Juniper Industrial Sponsor, LLC CENTRAL INDEX KEY: 0001787962 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 14 FAIRMOUNT AVENUE CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 9735070359 MAIL ADDRESS: STREET 1: 14 FAIRMOUNT AVENUE CITY: CHATHAM STATE: NJ ZIP: 07928 SC 13G 1 d873522dsc13g.htm SC 13G SC 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

 

Juniper Industrial Holdings, Inc.

(Name of Issuer)

CLASS A COMMON STOCK, PAR VALUE $0.0001

(Title of Class of Securities)

48205G 106

(CUSIP Number)

December 31, 2019

(Date of Event which Requires Filing of this Statement)

 

 

Check the Appropriate Box to Designate the Rule Pursuant to Which this Schedule Is Filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


  1   

NAMES OF REPORTING PERSON

 

Juniper Industrial Sponsor, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

    

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

8,555,000

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

8,555,000

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

8,555,000

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  ☐

 

    

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

19.8%

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

OO

 

 

2


  1   

NAMES OF REPORTING PERSONS

 

Roger Fradin

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

    

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

NUMBER OF

SHARES BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

8,555,000

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

8,555,000

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

8,555,000

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  ☐

 

    

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

19.8%

12  

TYPE OF REPORTING PERSON

 

IN

 

 

3


  1   

NAMES OF REPORTING PERSONS

 

Brian Cook

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

    

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

NUMBER OF

SHARES BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

8,555,000

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

8,555,000

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

8,555,000

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  ☐

 

    

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

19.8%

12  

TYPE OF REPORTING PERSON

 

IN

 

 

4


Item 1(a) Name of Issuer

Juniper Industrial Holdings, Inc. (the “Issuer”)

Item 1(b) Address of the Issuer’s Principal Executive Offices

14 Fairmount Avenue, Chatham, New Jersey 07928

Item 2(a) Names of Persons Filing

This statement is filed on behalf of each of the following persons (collectively, the “Reporting Persons”):

 

  1.

Juniper Industrial Sponsor, LLC (the “Sponsor”)

 

  2.

Roger Fradin

 

  3.

Brian Cook

Item 2(b) Address of the Principal Business Office, or if none, Residence

14 Fairmount Avenue, Chatham

New Jersey 07928

Item 2(c) Citizenship

See responses to Item 4 on each of the cover pages.

Item 2(d) Title of Class of Securities

Class A Common Stock, $0.0001 par value per share.

Item 2(e) CUSIP Number

48205G 106

Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

 

(a) Broker or Dealer registered under Section 15 of the Exchange Act.

 

 

(b) Bank as defined in Section 3(a)(b) or the Exchange Act.

 

 

(c) Insurance company as defined in Section 3(a)(19) of the Exchange Act.

 

 

(d) Investment company registered under Section 8 of the Investment Company Act.

 

 

(e) An Investment adviser in accordance with Rule 13d-1 (b)(1)(ii)(e).

 

 

(f) An employee benefit plan or endowment fund in accordance with Rule 13d 1(b)(1)(ii)(f).

 

 

(g) A Parent Holding Company or control person in accordance with Rule 13d 1(b)(1)(ii)(g).

 

 

(h) A Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act.

 

 

(i) A Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act.

 

 

(j) A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J).

 

 

(k) Group, in accordance with Rule 13d-1(b)(1)(ii)(j). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:                     

 

5


Item 4 Ownership

The responses to Items 5-11 of each of the cover pages of this Schedule 13G are incorporated herein by reference.

As of December 31, 2019, the Reporting Persons may be deemed to beneficially own 8,555,000 shares of the Class B Common Stock of the Issuer, representing 19.8% of the Issuer’s outstanding shares of Class A Common Stock and Class B Common Stock. The shares of Class B Common Stock are automatically convertible into the Class A Common Stock of the Issuer at the time of the Issuer’s initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to adjustment, as more fully described under the heading “Description of Securities—Founder Shares” in the Issuer’s registration statement on Form S-1 (File No. 333-234264).

The Sponsor is the record holder of such shares. Roger Fradin and Brian Cook have voting and investment discretion with respect to the Issuer’s securities held of record by the Sponsor and may be deemed to have shared beneficial ownership of the shares of Class B Common Stock directly held by the Sponsor.

Item 5 Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owners of more than five percent of the class of securities, check the following  ☐.

Item 6 Ownership of More than Five Percent on Behalf of Another Person

Not Applicable

Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not Applicable

Item 8 Identification and Classification of Members of the Group

Not Applicable

Item 9 Notice of Dissolution of Group

Not Applicable

Item 10 Certification

Not Applicable

 

6


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 12, 2020     JUNIPER INDUSTRIAL SPONSOR, LLC
    By:  

/s/ Roger Fradin                            

    Name:   Roger Fradin
    Title:   Managing Member
    ROGER FRADIN
   

/s/ Roger Fradin

    BRIAN COOK
   

/s/ Brian Cook


Exhibit Index

 

Exhibit

    No.    

  

Description

Exhibit 1    Joint Filing Agreement, dated as of February 12, 2020, by and among Juniper Industrial Sponsor, LLC, Roger Fradin and Brian Cook.
EX-99.1 2 d873522dex991.htm EX-99.1 EX-99.1

Exhibit 1

JOINT FILING AGREEMENT

This joint filing agreement (this “Agreement”) is made and entered into as of this 12th day of February 2020, by and among Juniper Industrial Sponsor, LLC, Roger Fradin and Brian Cook.

The parties to this Agreement hereby acknowledge and agree that the foregoing statement on Schedule 13G in respect of the shares of Class A common stock, $0.0001 par value per share, of Juniper Industrial Holdings, Inc. is filed on behalf of each of the parties to this Agreement and that all subsequent amendments to this statement on Schedule 13G may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The parties to this Agreement acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein or therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.

This Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute one and the same instrument.

[Signature Page Follows]


IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date first set forth above.

 

JUNIPER INDUSTRIAL SPONSOR, LLC
By:  

/s/ Roger Fradin                        

Name:   Roger Fradin
Title:   Managing Member
ROGER FRADIN

/s/ Roger Fradin

BRIAN COOK

/s/ Brian Cook