X0206 3 2019-09-13 0 0000719739 SVB FINANCIAL GROUP SIVB 0001787570 Hon Karen 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Interim Ch. Accounting Officer Common Stock 1914.00 D Common Stock 312.00 I By 401(k)/ESOP Stock Option 250.43 2026-05-01 Common Stock 330.00 D Stock Option 105.18 2023-05-02 Common Stock 740.00 D Stock Option 129.81 2022-05-01 Common Stock 416.00 D Stock Option 107.98 2021-04-29 Common Stock 975.00 D Stock Option 71.11 2020-04-30 Common Stock 1430.00 D Restricted Stock Unit 2023-05-02 Common Stock 162.00 D Restricted Stock Unit 2024-05-02 Common Stock 246.00 D Restricted Stock Unit 2025-05-01 Common Stock 354.00 D Restricted Stock Unit 2026-04-30 Common Stock 617.00 D Restricted Stock Unit 2026-05-01 Common Stock 355.00 D The information in this report is based on 401(k)/ESOP Plan statement dated as of September 13, 2019. 25%/4yr beginning on 1-May-2019. 25%/4yr beginning on 2-May-2016. Options are fully vested. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. 25%/4yr beginning on 2-May-2017. 25%/4yr beginning on 1-May-2018. /s/Desiree Combs, Attorney-in-Fact for Karen Hon 2019-09-20