Delaware | 81-2974255 | ||||
(State or Other Jurisdiction of Incorporation or Organization) | (I.R.S. Employer Identification No.) |
Large accelerated filer ☐ | Accelerated filer ☐ | ||||
Non-accelerated filer ☒ | Smaller reporting company ☒ | ||||
Emerging growth company ☐ |
Incorporated by Reference | ||||||||||||||||||||||||||||||||||||||
Exhibit Number | Description | Form | Exhibit | Date Filed | File Number | Filed Herewith | ||||||||||||||||||||||||||||||||
4.1 | 10-Q | 3.1 | 5/12/20 | 001-39186 | ||||||||||||||||||||||||||||||||||
4.2 | 10-Q | 3.2 | 5/12/20 | 001-39186 | ||||||||||||||||||||||||||||||||||
4.3 | S-1/A | 4.1 | 1/21/20 | 333-235806 | ||||||||||||||||||||||||||||||||||
5.1 | X | |||||||||||||||||||||||||||||||||||||
23.1 | X | |||||||||||||||||||||||||||||||||||||
23.2 | X | |||||||||||||||||||||||||||||||||||||
24.1 | X | |||||||||||||||||||||||||||||||||||||
99.1# | S-1/A | 10.3 | 1/21/20 | 333-235806 | ||||||||||||||||||||||||||||||||||
99.2# | S-1/A | 10.4 | 1/21/20 | 333-235806 | ||||||||||||||||||||||||||||||||||
107 | X |
ARCUTIS BIOTHERAPEUTICS, INC. | ||||||||
By: | /s/ Todd Franklin Watanabe | |||||||
Name: | Todd Franklin Watanabe | |||||||
Title: | President and Chief Executive Officer |
Signature | Title | Date | ||||||||||||
/s/ Todd Franklin Watanabe | President, Chief Executive Officer and Director (Principal Executive Officer) | February 27, 2024 | ||||||||||||
Todd Franklin Watanabe | ||||||||||||||
/s/ John W. Smither | Chief Financial Officer (Principal Accounting and Financial Officer) | February 27, 2024 | ||||||||||||
John W. Smither | ||||||||||||||
/s/ Bhaskar Chaudhuri | Director | February 27, 2024 | ||||||||||||
Bhaskar Chaudhuri | ||||||||||||||
/s/ Terrie Curran | Director | February 27, 2024 | ||||||||||||
Terrie Curran | ||||||||||||||
/s/ Halley E. Gilbert | Director | February 27, 2024 | ||||||||||||
Halley E. Gilbert | ||||||||||||||
/s/ Patrick J. Heron | Director | February 27, 2024 | ||||||||||||
Patrick J. Heron | ||||||||||||||
/s/ Neha Krishnamohan | Director | February 27, 2024 | ||||||||||||
Neha Krishnamohan | ||||||||||||||
/s/ Keith R. Leonard Jr. | Director | February 27, 2024 | ||||||||||||
Keith R. Leonard Jr. | ||||||||||||||
/s/ Sue-Jean Lin | Director | February 27, 2024 | ||||||||||||
Sue-Jean Lin | ||||||||||||||
/s/ Howard G. Welgus, M.D. | Director | February 27, 2024 | ||||||||||||
Howard G. Welgus, M.D. |
Security Type | Security Class Title | Fee Calculation Rule | Amount Registered (1) | Proposed Maximum Offering Price Per Share (2) | Maximum Aggregate Offering Price | Fee Rate | Amount of Registration Fee | ||||||||||||||||
Equity | Common Stock, $0.0001 par value per share | 457(c) and 457(h) | 4,839,367 (3) | $9.10 | $44,038,239.70 | $147.60 per $1,000,000 | $ | 6,500.05 | |||||||||||||||
Total Offering Amounts | $44,038,239.70 | $ | 6,500.05 | ||||||||||||||||||||
Total Fees Previously Paid | – | ||||||||||||||||||||||
Total Fee Offsets (4) | – | ||||||||||||||||||||||
Net Fee Due | $ | 6,500.05 |
140 Scott Drive Menlo Park, California 94025 Tel: +1.650.328.4600 Fax: +1.650.463.2600 www.lw.com FIRM / AFFILIATE OFFICES | ||||||||
Austin | Milan | |||||||
Beijing | Munich | |||||||
Boston | New York | |||||||
Brussels | Orange County | |||||||
Century City | Paris | |||||||
Chicago | Riyadh | |||||||
Dubai | San Diego | |||||||
Düsseldorf | San Francisco | |||||||
Frankfurt | Seoul | |||||||
Hamburg | Shanghai | |||||||
Hong Kong | Silicon Valley | |||||||
Houston | Singapore | |||||||
London | Tel Aviv | |||||||
Los Angeles | Tokyo | |||||||
Madrid | Washington, D.C. |
February 27, 2024 Page 2 |
Sincerely, | ||
/s/ Latham & Watkins LLP |
/s/ Ernst & Young LLP |
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