Partner - Head of Group Risk

0001214659-23-006881.txt : 20230512 0001214659-23-006881.hdr.sgml : 20230512 20230512094253 ACCESSION NUMBER: 0001214659-23-006881 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230512 DATE AS OF CHANGE: 20230512 EFFECTIVENESS DATE: 20230512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Stonehage Fleming Financial Services Holdings Ltd CENTRAL INDEX KEY: 0001786379 IRS NUMBER: 000000000 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19583 FILM NUMBER: 23913595 BUSINESS ADDRESS: STREET 1: 2 THE FORUM, GRENVILLE STREET CITY: ST. HELIER STATE: Y9 ZIP: JE1 4HH BUSINESS PHONE: 44 1534 823 000 MAIL ADDRESS: STREET 1: 2 THE FORUM, GRENVILLE STREET CITY: ST. HELIER STATE: Y9 ZIP: JE1 4HH 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001786379 XXXXXXXX 03-31-2023 03-31-2023 false Stonehage Fleming Financial Services Holdings Ltd

2 THE FORUM, GRENVILLE STREET ST. HELIER Y9 JE1 4HH

13F HOLDINGS REPORT 028-19583 N Ian Crosby Partner - Head of Group Risk 44-153-482-3000 /s/ Ian Crosby St. Helier Y9 05-11-2023 1 213 1564024390 1 0001786380 028-19584 Stonehage Fleming Investment Management Ltd INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 97542 928 SH OTR 0 928 0 ABBVIE INC COM 00287Y109 277303 1740 SH OTR 0 1740 0 ADAM NAT RES FD INC COM 00548F105 33595 1634 SH DFND 1 0 1634 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 115798757 300653 SH DFND 1 0 300653 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 7461861 21579 SH OTR 0 21579 0 ADVISORSHARES TR PURE US CANNABIS 00768Y453 34117 5996 SH OTR 0 5996 0 AGILENT TECHNOLOGIES INC COM 00846U101 362141 2693 SH DFND 1 0 2693 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 25364652 248235 SH DFND 1 0 248235 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 295479 3616 SH OTR 0 3616 0 ALPHABET INC CAP STK CL C 02079K107 173868082 1674557 SH DFND 1 0 1674557 0 ALPHABET INC CAP STK CL C 02079K107 3804979 38770 SH OTR 0 38770 0 ALPHABET INC CAP STK CL A 02079K305 10256229 99210 SH DFND 1 0 99210 0 ALPHABET INC CAP STK CL A 02079K305 11347144 111254 SH OTR 0 111254 0 ALPS ETF TR ALERIAN MLP 00162Q452 57975 1500 SH OTR 0 1500 0 ALTRIA GROUP INC COM 02209S103 759610 17024 SH DFND 1 0 17024 0 ALTRIA GROUP INC COM 02209S103 122258 2740 SH OTR 0 2740 0 AMERIPRISE FINL INC COM 03076C106 755683 2514 SH DFND 1 0 2514 0 ARK ETF TR INNOVATION ETF 00214Q104 787961 19533 SH DFND 1 0 19533 0 ARK ETF TR 3D PRINTING ETF 00214Q500 510670 22300 SH OTR 0 22300 0 ARK ETF TR FINTECH INNOVA 00214Q708 3291 175 SH OTR 0 175 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 24505 59 SH OTR 0 59 0 AT&T INC COM 00206R102 19 1 SH DFND 1 0 1 0 AVANTOR INC COM 05352A100 703774 33111 SH DFND 1 0 33111 0 BAKER HUGHES COMPANY CL A 05722G100 614132 21350 SH DFND 1 0 21350 0 BCE INC COM NEW 05534B760 35116 785 SH OTR 0 785 0 BIONTECH SE SPONSORED ADS 09075V102 3737 30 SH OTR 0 30 0 BLACKROCK INC COM 09247X101 167280 250 SH OTR 0 250 0 BLACKSTONE 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1 0 8500 0 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 106913 2004 SH OTR 0 2004 0 ISHARES GOLD TR ISHARES NEW 464285204 1251670 33494 SH OTR 0 33494 0 ISHARES INC MSCI STH KOR ETF 464286772 516880 8443 SH DFND 1 0 8443 0 ISHARES INC CORE MSCI EMKT 46434G103 173166 4029 SH OTR 0 4029 0 ISHARES INC MSCI TAIWAN ETF 46434G772 438749 9679 SH DFND 1 0 9679 0 ISHARES INC MSCI JPN ETF NEW 46434G822 524395 8935 SH OTR 0 8935 0 ISHARES INC MSCI GBL ETF NEW 46434G848 4370213 102299 SH OTR 0 102299 0 ISHARES SILVER TR ISHARES 46428Q109 37604 1700 SH OTR 0 1700 0 ISHARES TR TIPS BD ETF 464287176 341029 3251 SH OTR 0 3251 0 ISHARES TR CORE S&P500 ETF 464287200 349417 850 SH DFND 1 0 850 0 ISHARES TR MSCI EMG MKT ETF 464287234 72685 1842 SH OTR 0 1842 0 ISHARES TR IBOXX INV CP ETF 464287242 30949 285 SH DFND 1 0 285 0 ISHARES TR IBOXX INV CP ETF 464287242 3577231 32636 SH OTR 0 32636 0 ISHARES TR GLOBAL ENERG ETF 464287341 43612 1155 SH OTR 0 1155 0 ISHARES TR S&P 500 VAL ETF 464287408 188941 1245 SH DFND 1 0 1245 0 ISHARES TR RUS 1000 GRW ETF 464287614 197174 807 SH DFND 1 0 807 0 ISHARES TR RUS 2000 VAL ETF 464287630 313815 2434 SH OTR 0 2434 0 ISHARES TR MSCI ACWI ETF 464288257 204380 2242 SH OTR 0 2242 0 ISHARES TR NATIONAL MUN ETF 464288414 321711 2986 SH DFND 1 0 2986 0 ISHARES TR US AER DEF ETF 464288760 78254 680 SH OTR 0 680 0 ISHARES TR MSCI INDIA ETF 46429B598 174404 4431 SH DFND 1 0 4431 0 ISHARES TR CORE MSCI EURO 46434V738 115812 2929 SH OTR 0 2929 0 ISHARES TR MSCI INTL VLU FT 46435G409 492387 24931 SH OTR 0 24931 0 ISHARES TR CYBERSECURITY 46435U135 545250 15000 SH OTR 0 15000 0 ISHARES TR GENOMICS IMMUN 46435U192 465400 20000 SH OTR 0 20000 0 ISHARES TR ROBOTICS ARTIF 46435U556 482467 15375 SH OTR 0 15375 0 JD.COM INC SPON ADR CL A 47215P106 22543659 513640 SH DFND 1 0 513640 0 JD.COM INC SPON ADR CL A 47215P106 251500 5000 SH OTR 0 5000 0 JOHNSON & JOHNSON COM 478160104 994635 6417 SH DFND 1 0 6417 0 JOHNSON & JOHNSON COM 478160104 1043462 6677 SH OTR 0 6677 0 JPMORGAN CHASE & CO COM 46625H100 558262 5279 SH OTR 0 5279 0 KE HLDGS INC SPONSORED ADS 482497104 1742700 92500 SH DFND 1 0 92500 0 KELLOGG CO COM 487836108 103788 1550 SH OTR 0 1550 0 KEURIG DR PEPPER INC COM 49271V100 740 21 SH DFND 1 0 21 0 KEURIG DR PEPPER INC COM 49271V100 7197 204 SH OTR 0 204 0 KINDER MORGAN INC DEL COM 49456B101 175100 10000 SH DFND 1 0 10000 0 KKR & CO INC COM 48251W104 2332222 44909 SH DFND 1 0 44909 0 KNOWLES CORP COM 49926D109 83382 4950 SH DFND 1 0 4950 0 KRANESHARES TR CSI CHI INTERNET 500767306 15739 938 SH OTR 0 938 0 LAM RESEARCH CORP COM 512807108 42409 80 SH OTR 0 80 0 LAUDER ESTEE COS INC CL A 518439104 99108215 402106 SH DFND 1 0 402106 0 LAUDER ESTEE COS INC CL A 518439104 7866542 33308 SH OTR 0 33308 0 LIBERTY MEDIA CORP DEL COM SER A FRMLA 531229870 55350 820 SH OTR 0 820 0 MANULIFE FINL CORP COM 56501R106 27030 1475 SH OTR 0 1475 0 MASTERCARD INCORPORATED CL A 57636Q104 3527347 9814 SH DFND 1 0 9814 0 MERCADOLIBRE INC COM 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5769 0 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 942803 15795 SH OTR 0 15795 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 917776 11519 SH DFND 1 0 11519 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 990562 4154 SH DFND 1 0 4154 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 315864 1412 SH OTR 0 1412 0 VERISK ANALYTICS INC COM 92345Y106 93399098 486931 SH DFND 1 0 486931 0 VERISK ANALYTICS INC COM 92345Y106 3348595 18625 SH OTR 0 18625 0 VERIZON COMMUNICATIONS INC COM 92343V104 12289 316 SH DFND 1 0 316 0 VERIZON COMMUNICATIONS INC COM 92343V104 115464 2969 SH OTR 0 2969 0 VISA INC COM CL A 92826C839 155619618 690813 SH DFND 1 0 690813 0 VISA INC COM CL A 92826C839 11264871 54767 SH OTR 0 54767 0 YUM CHINA HLDGS INC COM 98850P109 544203 8585 SH OTR 0 8585 0 ZOETIS INC CL A 98978V103 125805994 756416 SH DFND 1 0 756416 0 ZOETIS INC CL A 98978V103 8721008 54775 SH OTR 0 54775 0 ZYMEWORKS INC COM 98985Y108 4972 550 SH OTR 0 550 0