Partner - Head of Group Risk

0001214659-19-006365.txt : 20191011 0001214659-19-006365.hdr.sgml : 20191011 20191011111632 ACCESSION NUMBER: 0001214659-19-006365 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20191011 DATE AS OF CHANGE: 20191011 EFFECTIVENESS DATE: 20191011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Stonehage Fleming Financial Services Holdings Ltd CENTRAL INDEX KEY: 0001786379 IRS NUMBER: 000000000 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19583 FILM NUMBER: 191147428 BUSINESS ADDRESS: STREET 1: 2 THE FORUM, GRENVILLE STREET CITY: ST. HELIER STATE: Y9 ZIP: JE1 4HH BUSINESS PHONE: 44 1534 823 000 MAIL ADDRESS: STREET 1: 2 THE FORUM, GRENVILLE STREET CITY: ST. HELIER STATE: Y9 ZIP: JE1 4HH 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001786379 XXXXXXXX 03-31-2018 03-31-2018 false Stonehage Fleming Financial Services Holdings Ltd

2 THE FORUM, GRENVILLE STREET ST. HELIER Y9 JE1 4HH

13F HOLDINGS REPORT 028-19583 N Ian Crosby Partner - Head of Group Risk 44-153-482-3000 /s/Ian Crosby St. Helier Y9 10-11-2019 1 268 1539811 1 0001786380 028-19584 Stonehage Fleming Investment Management Ltd INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 44418 202334 SH DFND 1 0 202334 0 3M CO COM 88579Y101 269 1225 SH OTR 0 1225 0 ABBVIE INC COM 00287Y109 165 1740 SH OTR 0 1740 0 ADAM NAT RES FD INC COM 00548F105 29 1578 SH DFND 1 0 1578 0 ADOBE INC COM 00724F101 984 4554 SH DFND 1 0 4554 0 AETNA INC NEW COM 00817Y108 505 2996 SH DFND 1 0 2996 0 AIR PRODS & CHEMS INC COM 009158106 3256 20471 SH DFND 1 0 20471 0 ALCOA CORP COM 013872106 25 555 SH OTR 0 555 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 45823 249660 SH DFND 1 0 249660 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 248 1351 SH OTR 0 1351 0 ALPHABET INC CAP STK CL A 02079K305 33546 32346 SH DFND 1 0 32346 0 ALPHABET INC CAP STK CL A 02079K305 2392 2306 SH OTR 0 2306 0 ALPHABET INC CAP STK CL C 02079K107 108814 105462 SH DFND 1 0 105462 0 ALPHABET INC CAP STK CL C 02079K107 1989 1928 SH OTR 0 1928 0 ALTABA INC COM 021346101 1047 14134 SH DFND 1 0 14134 0 ALTRIA GROUP INC COM 02209S103 6607 106020 SH DFND 1 0 106020 0 ALTRIA GROUP INC COM 02209S103 660 10584 SH OTR 0 10584 0 AMAZON COM INC COM 023135106 72808 50305 SH DFND 1 0 50305 0 AMAZON COM INC COM 023135106 754 521 SH OTR 0 521 0 AMERICAN COM 025816109 93 1000 SH OTR 0 1000 0 AMERICAN INTL GROUP INC COM NEW 026874784 272 5000 SH OTR 0 5000 0 AMERIPRISE FINL INC COM 03076C106 952 6430 SH DFND 1 0 6430 0 AMGEN INC COM 031162100 392 2300 SH DFND 1 0 2300 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 25 229 SH DFND 1 0 229 0 ANNALY CAP MGMT INC COM 035710409 52 5000 SH OTR 0 5000 0 ANTHEM INC COM 036752103 407 1853 SH DFND 1 0 1853 0 APPLE INC COM 037833100 4211 25091 SH DFND 1 0 25091 0 APPLE INC COM 037833100 2248 13452 SH OTR 0 13452 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 106 3333 SH OTR 0 3333 0 ARCONIC INC COM 03965L100 38 1666 SH OTR 0 1666 0 ARK ETF TR INDL INNOVATIN 00214Q203 13 400 SH OTR 0 400 0 ARK ETF TR INNOVATION ETF 00214Q104 29 750 SH OTR 0 750 0 ARK ETF TR WEB X.O ETF 00214Q401 30 600 SH OTR 0 600 0 AUTOMATIC DATA PROCESSING IN COM 053015103 198 1747 SH OTR 0 1747 0 BAIDU INC SPON 056752108 25091 112420 SH DFND 1 0 112420 0 BAIDU INC SPON 056752108 67 300 SH OTR 0 300 0 BANK AMER CORP COM 060505104 923 30776 SH DFND 1 0 30776 0 BANK AMER CORP COM 060505104 225 7500 SH OTR 0 7500 0 BANK N S HALIFAX COM 064149107 369 6000 SH OTR 0 6000 0 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 48 1000 SH OTR 0 1000 0 BARRICK GOLD CORPORATION COM 067901108 159 12900 SH OTR 0 12900 0 BCE INC COM NEW 05534B760 215 5000 SH OTR 0 5000 0 BECTON DICKINSON & CO COM 075887109 98890 456344 SH DFND 1 0 456344 0 BECTON DICKINSON & CO COM 075887109 553 2554 SH OTR 0 2554 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2991 10 SH DFND 1 0 10 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2292 11486 SH DFND 1 0 11486 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 190 950 SH OTR 0 950 0 BHP BILLITON LTD SPONSORED ADR 088606108 311 7000 SH OTR 0 7000 0 BOEING CO COM 097023105 54 166 SH OTR 0 166 0 BOOKING HLDGS INC COM 09857L108 1252 602 SH DFND 1 0 602 0 BRIGHTHOUSE FINL INC COM 10922N103 29 570 SH OTR 0 570 0 BRISTOL MYERS SQUIBB CO COM 110122108 768 12150 SH OTR 0 12150 0 BRISTOL MYERS SQUIBB CO COM 110122108 332 5250 SH DFND 1 0 5250 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 292 7500 SH OTR 0 7500 0 BROOKFIELD BUSINESS PARTNERS UNIT LTD LP G16234109 5 150 SH OTR 0 150 0 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN G16249107 176 9183 SH OTR 0 9183 0 CALIFORNIA RES CORP COM NEW 13057Q206 1 35 SH DFND 1 0 35 0 CAMECO CORP COM 13321L108 45 5000 SH OTR 0 5000 0 CANADIAN NAT RES LTD COM 136385101 113 3600 SH DFND 1 0 3600 0 CANADIAN NATL RY CO COM 136375102 756 10355 SH OTR 0 10355 0 CANADIAN NATL RY CO COM 136375102 522 7133 SH DFND 1 0 7133 0 CARMAX INC COM 143130102 1173 18938 SH DFND 1 0 18938 0 CATERPILLAR INC DEL COM 149123101 197 1340 SH OTR 0 1340 0 CEMEX SAB DE CV SPON ADR NEW 151290889 2315 355827 SH OTR 0 355827 0 CENTURYLINK INC COM 156700106 142 8640 SH OTR 0 8640 0 CHEVRON CORP NEW COM 166764100 1882 16500 SH OTR 0 16500 0 CHEVRON CORP NEW COM 166764100 10 92 SH DFND 1 0 92 0 CINTAS CORP COM 172908105 4386 25717 SH DFND 1 0 25717 0 CISCO SYS INC COM 17275R102 718 16730 SH OTR 0 16730 0 CISCO SYS INC COM 17275R102 203 4730 SH DFND 1 0 4730 0 CITIGROUP INC COM NEW 172967424 907 13430 SH OTR 0 13430 0 CITIGROUP INC COM NEW 172967424 224 3250 SH DFND 1 0 3250 0 CLOROX CO DEL COM 189054109 1557 11696 SH DFND 1 0 11696 0 COLGATE PALMOLIVE CO COM 194162103 32111 447965 SH DFND 1 0 447965 0 COLGATE PALMOLIVE CO COM 194162103 326 4542 SH OTR 0 4542 0 COMCAST CL A 20030N101 651 19050 SH DFND 1 0 19050 0 COMCAST CL A 20030N101 306 8960 SH OTR 0 8960 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 38 14756 SH OTR 0 14756 0 CONAGRA BRANDS INC COM 205887102 491 13299 SH DFND 1 0 13299 0 CONOCOPHILLIPS COM 20825C104 314 5300 SH OTR 0 5300 0 COSTCO WHSL CORP NEW COM 22160K105 1884 10000 SH DFND 1 0 10000 0 COSTCO WHSL CORP NEW COM 22160K105 209 1110 SH OTR 0 1110 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 86 5121 SH OTR 0 5121 0 CROWN CASTLE COM 22822V101 444 4055 SH DFND 1 0 4055 0 CSX CORP COM 126408103 891 16000 SH OTR 0 16000 0 CUMMINS INC COM 231021106 578 3565 SH OTR 0 3565 0 DANAHER CORP DEL COM 235851102 587 6000 SH DFND 1 0 6000 0 DELTA AIR LINES INC DEL COM NEW 247361702 661 12060 SH DFND 1 0 12060 0 DIAGEO P L C SPON ADR NEW 25243Q205 48 355 SH DFND 1 0 355 0 DISCOVER FINL SVCS COM 254709108 424 5900 SH DFND 1 0 5900 0 DISNEY WALT CO COM DISNEY 254687106 59936 596733 SH DFND 1 0 596733 0 DISNEY WALT CO COM DISNEY 254687106 618 6148 SH OTR 0 6148 0 DOVER CORP COM 260003108 934 9510 SH DFND 1 0 9510 0 DOWDUPONT INC COM 26078J100 984 15450 SH OTR 0 15450 0 EAST WEST BANCORP INC COM 27579R104 286 4580 SH DFND 1 0 4580 0 EBAY INC COM 278642103 504 12520 SH DFND 1 0 12520 0 FACEBOOK INC CL A 30303M102 44648 279418 SH DFND 1 0 279418 0 FACEBOOK INC CL A 30303M102 60 376 SH OTR 0 376 0 FEDEX CORP COM 31428X106 432 1800 SH DFND 1 0 1800 0 FEDEX CORP COM 31428X106 72 300 SH OTR 0 300 0 FIRST TR SHS 337345102 13 175 SH OTR 0 175 0 FORTUNE BRANDS HOME & SEC COM 34964C106 453 7700 SH DFND 1 0 7700 0 FREEPORT-MCMORAN INC CL B 35671D857 176 10000 SH OTR 0 10000 0 GABELLI DIVD & INCOME TR COM 36242H104 111 5000 SH OTR 0 5000 0 GAIN CAP HLDGS INC COM 36268W100 15 2208 SH DFND 1 0 2208 0 GENERAL DYNAMICS CORP COM 369550108 556 2516 SH DFND 1 0 2516 0 GENERAL ELECTRIC CO COM 369604103 183 13600 SH OTR 0 13600 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 2 87 SH DFND 1 0 87 0 GILEAD SCIENCES INC COM 375558103 1728 22930 SH OTR 0 22930 0 GILEAD SCIENCES INC COM 375558103 720 9550 SH DFND 1 0 9550 0 GOLDCORP INC NEW COM 380956409 860 62505 SH OTR 0 62505 0 GOLDCORP INC NEW COM 380956409 228 16500 SH DFND 1 0 16500 0 HASBRO INC COM 418056107 421 5000 SH DFND 1 0 5000 0 HCA HEALTHCARE INC COM 40412C101 427 4400 SH DFND 1 0 4400 0 HOME DEPOT INC COM 437076102 71 400 SH OTR 0 400 0 HONEYWELL INTL INC COM 438516106 311 2150 SH DFND 1 0 2150 0 INTEL CORP COM 458140100 370 7100 SH OTR 0 7100 0 INTERNATIONAL BUSINESS MACHS COM 459200101 110 720 SH OTR 0 720 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 16155 117998 SH DFND 1 0 117998 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 133 971 SH OTR 0 971 0 INTERPUBLIC GROUP COS INC COM 460690100 238 10320 SH OTR 0 10320 0 IPG PHOTONICS CORP COM 44980X109 719 3080 SH OTR 0 3080 0 ISHARES GLB CNSM STP ETF 464288737 882 8786 SH OTR 0 8786 0 ISHARES GOLD TRUST ISHARES 464285105 175 13745 SH OTR 0 13745 0 ISHARES SILVER TRUST ISHARES 46428Q109 481 31190 SH OTR 0 31190 0 ISHARES TR 0-5YR HI YL CP 46434V407 1378 29447 SH OTR 0 29447 0 ISHARES TR 0-5YR INVT GR CP 46434V100 1281 25788 SH OTR 0 25788 0 ISHARES TR CORE S&P500 ETF 464287200 96 362 SH OTR 0 362 0 ISHARES TR EDGE MSCI USA VL 46432F388 9754 118927 SH OTR 0 118927 0 ISHARES TR GLOBAL ENERG ETF 464287341 130 3835 SH OTR 0 3835 0 ISHARES TR GLOBAL FINLS ETF 464287333 588 8500 SH OTR 0 8500 0 ISHARES TR IBOXX INV CP ETF 464287242 1904 16255 SH DFND 1 0 16255 0 ISHARES TR IBOXX INV CP ETF 464287242 608 5190 SH OTR 0 5190 0 ISHARES TR INTL DEVPPTY ETF 464288422 525 13510 SH OTR 0 13510 0 ISHARES TR MSCI ACWI ETF 464288257 1450 20217 SH OTR 0 20217 0 ISHARES TR MSCI EAFE ETF 464287465 1171 16907 SH OTR 0 16907 0 ISHARES TR RUS 2000 VAL ETF 464287630 626 5129 SH OTR 0 5129 0 ISHARES TR SH TR CRPORT ETF 464288646 1647 15867 SH OTR 0 15867 0 ISHARES TR TIPS BD ETF 464287176 1191 10539 SH OTR 0 10539 0 ISHARES TR U.S. REAL ES ETF 464287739 508 6724 SH OTR 0 6724 0 JD COM INC SPON ADR CL A 47215P106 24834 613342 SH DFND 1 0 613342 0 JD COM INC SPON ADR CL A 47215P106 40 1000 SH OTR 0 1000 0 JOHNSON & JOHNSON COM 478160104 4660 36363 SH DFND 1 0 36363 0 JOHNSON & JOHNSON COM 478160104 726 5674 SH OTR 0 5674 0 JPMORGAN CHASE & CO COM 46625H100 1744 15864 SH DFND 1 0 15864 0 JPMORGAN CHASE & CO COM 46625H100 1260 11460 SH OTR 0 11460 0 KELLOGG CO COM 487836108 107 1650 SH OTR 0 1650 0 KINDER MORGAN INC DEL COM 49456B101 151 10000 SH DFND 1 0 10000 0 KINDER MORGAN INC DEL COM 49456B101 151 10000 SH OTR 0 10000 0 KNOWLES CORP COM 49926D109 62 4950 SH DFND 1 0 4950 0 KRAFT HEINZ CO COM 500754106 5858 94037 SH DFND 1 0 94037 0 L3 TECHNOLOGIES INC COM 502413107 520 2500 SH DFND 1 0 2500 0 LAUDER ESTEE COS INC CL A 518439104 113629 758954 SH DFND 1 0 758954 0 LAUDER ESTEE COS INC CL A 518439104 1592 10636 SH OTR 0 10636 0 LOCKHEED MARTIN CORP COM 539830109 1636 4840 SH OTR 0 4840 0 LOWES COS INC COM 548661107 1161 13231 SH DFND 1 0 13231 0 MACQUARIE INFRASTRUCTURE COR COM 55608B105 7 180 SH OTR 0 180 0 MACYS INC COM 55616P104 149 5000 SH OTR 0 5000 0 MAGNA INTL INC COM 559222401 563 10000 SH OTR 0 10000 0 MAIDEN HOLDINGS LTD SHS G5753U112 130 20000 SH OTR 0 20000 0 MANULIFE FINL CORP COM 56501R106 93 5000 SH OTR 0 5000 0 MASTERCARD INC CL A 57636Q104 2422 13830 SH DFND 1 0 13830 0 MCCORMICK & CO INC COM NON VTG 579780206 5179 48675 SH DFND 1 0 48675 0 MCCORMICK & CO INC COM NON VTG 579780206 11 106 SH OTR 0 106 0 MCDONALDS CORP COM 580135101 78253 499887 SH DFND 1 0 499887 0 MCDONALDS CORP COM 580135101 1571 10064 SH OTR 0 10064 0 MERCK & CO INC COM 58933Y105 264 4838 SH DFND 1 0 4838 0 MERCK & CO INC COM 58933Y105 163 3000 SH OTR 0 3000 0 METLIFE INC COM 59156R108 677 14750 SH OTR 0 14750 0 METTLER TOLEDO INTERNATIONAL COM 592688105 403 700 SH OTR 0 700 0 MICROSOFT CORP COM 594918104 7364 80688 SH DFND 1 0 80688 0 MICROSOFT CORP COM 594918104 241 2639 SH OTR 0 2639 0 MONDELEZ INTL INC CL A 609207105 2320 55600 SH DFND 1 0 55600 0 MONSANTO CO NEW COM 61166W101 1155 9900 SH OTR 0 9900 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 605 64000 SH DFND 1 0 64000 0 NETFLIX INC COM 64110L106 522 1768 SH OTR 0 1768 0 NEWMONT GOLDCORP CORPORATION COM 651639106 35 900 SH OTR 0 900 0 NIKE INC CL B 654106103 67216 1011886 SH DFND 1 0 1011886 0 NIKE INC CL B 654106103 654 9845 SH OTR 0 9845 0 NOMAD FOODS LTD USD ORD SHS G6564A105 543 34483 SH DFND 1 0 34483 0 NUTRIEN LTD COM 67077M108 980 20750 SH OTR 0 20750 0 NVIDIA CORP COM 67066G104 39 170 SH OTR 0 170 0 OCCIDENTAL PETE CORP COM 674599105 694 10680 SH OTR 0 10680 0 ORACLE CORP COM 68389X105 412 9000 SH DFND 1 0 9000 0 PAN AMERICAN SILVER CORP COM 697900108 83 4000 SH OTR 0 4000 0 PAYPAL HLDGS INC COM 70450Y103 86412 1138848 SH DFND 1 0 1138848 0 PAYPAL HLDGS INC COM 70450Y103 1954 25747 SH OTR 0 25747 0 PEMBINA PIPELINE CORP COM 706327103 94 3000 SH OTR 0 3000 0 PEPSICO INC COM 713448108 51404 470948 SH DFND 1 0 470948 0 PEPSICO INC COM 713448108 692 6344 SH OTR 0 6344 0 PETROLEO BRASILEIRO SA PETRO F SPONSORED ADR 71654V408 71 5000 SH OTR 0 5000 0 PFIZER INC COM 717081103 292 8220 SH OTR 0 8220 0 PHILIP MORRIS INTL INC COM 718172109 27051 272139 SH DFND 1 0 272139 0 PHILIP MORRIS INTL INC COM 718172109 1430 14386 SH OTR 0 14386 0 PHILLIPS 66 COM 718546104 161 1675 SH OTR 0 1675 0 PHILLIPS 66 COM 718546104 98 1025 SH DFND 1 0 1025 0 PINNACLE FOODS INC DEL COM 72348P104 1644 30386 SH DFND 1 0 30386 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 498 3110 SH OTR 0 3110 0 PRICE T ROWE GROUP INC COM 74144T108 326 3021 SH DFND 1 0 3021 0 PROCTER AND GAMBLE CO COM 742718109 470 5925 SH DFND 1 0 5925 0 PROCTER AND GAMBLE CO COM 742718109 217 2750 SH OTR 0 2750 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 9 250 SH OTR 0 250 0 PRUDENTIAL FINL INC COM 744320102 311 3000 SH OTR 0 3000 0 QUALCOMM INC COM 747525103 331 5980 SH OTR 0 5980 0 RANDGOLD RES LTD ADR 752344309 41 500 SH OTR 0 500 0 RAYTHEON COM NEW 755111507 2027 9395 SH OTR 0 9395 0 RAYTHEON COM NEW 755111507 982 4560 SH DFND 1 0 4560 0 REGIONS FINL CORP NEW COM 7591EP100 939 50573 SH DFND 1 0 50573 0 RESTAURANT BRANDS INTL INC COM 76131D103 297 4280 SH OTR 0 4280 0 ROGERS COMMUNICATIONS INC CL B 775109200 223 5000 SH OTR 0 5000 0 ROYAL BK CDA MONTREAL QUE COM 780087102 688 8950 SH OTR 0 8950 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 557 8500 SH OTR 0 8500 0 SAP SE SPON ADR 803054204 452 4300 SH DFND 1 0 4300 0 SBA COMMUNICATIONS CORP CL A 78410G104 568 3325 SH DFND 1 0 3325 0 SERVICE CORP INTL COM 817565104 438 11600 SH DFND 1 0 11600 0 SERVICEMASTER GLOBAL HLDGS I COM 81761R109 524 10300 SH DFND 1 0 10300 0 SPDR GOLD TRUST GOLD SHS 78463V107 1319 10485 SH OTR 0 10485 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 257 6400 SH OTR 0 6400 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1801 6840 SH OTR 0 6840 0 SPDR SERIES TRUST BLOMBRG BRC TIPS 78464A656 1314 23585 SH DFND 1 0 23585 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 43 1205 SH OTR 0 1205 0 STARBUCKS CORP COM 855244109 61890 1069103 SH DFND 1 0 1069103 0 STARBUCKS CORP COM 855244109 1398 24151 SH OTR 0 24151 0 STRYKER CORP COM 863667101 16909 105079 SH DFND 1 0 105079 0 STRYKER CORP COM 863667101 123 767 SH OTR 0 767 0 SUNCOR ENERGY COM 867224107 1675 48488 SH DFND 1 0 48488 0 SUNCOR ENERGY COM 867224107 909 26336 SH OTR 0 26336 0 TECK RESOURCES LTD CL B 878742204 257 10000 SH OTR 0 10000 0 TERADYNE INC COM 880770102 727 15900 SH DFND 1 0 15900 0 TESLA INC COM 88160R101 56 211 SH OTR 0 211 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 149 8725 SH OTR 0 8725 0 TEXAS INSTRS INC COM 882508104 519 5000 SH DFND 1 0 5000 0 THE CHARLES SCHWAB CORPORATI COM 808513105 1320 25376 SH DFND 1 0 25376 0 TILE SHOP HLDGS INC COM 88677Q109 126 21170 SH DFND 1 0 21170 0 TIME WARNER INC COM NEW 887317303 333 3525 SH OTR 0 3525 0 TIME WARNER INC COM NEW 887317303 298 3150 SH DFND 1 0 3150 0 TJX COS INC NEW COM 872540109 2994 36714 SH DFND 1 0 36714 0 TORONTO DOMINION BK ONT COM NEW 891160509 601 10600 SH OTR 0 10600 0 TRANSCANADA CORP COM 89353D107 207 5000 SH OTR 0 5000 0 UNION PAC CORP COM 907818108 1075 8000 SH OTR 0 8000 0 UNITED RENTALS INC COM 911363109 978 5662 SH DFND 1 0 5662 0 UNITED RENTALS INC COM 911363109 587 3400 SH OTR 0 3400 0 UNITED TECHNOLOGIES CORP COM 913017109 972 7723 SH DFND 1 0 7723 0 UNITEDHEALTH GROUP INC COM 91324P102 1505 7033 SH DFND 1 0 7033 0 UNITEDHEALTH GROUP INC COM 91324P102 990 4625 SH OTR 0 4625 0 VALE S A ADR 91912E105 417 32850 SH OTR 0 32850 0 VANECK VECTORS ETF TR URANIUM NUCLEAR 92189F601 75 1540 SH OTR 0 1540 0 VANGUARD ALLWRLD EX US 922042775 153 2812 SH DFND 1 0 2812 0 VANGUARD FTSE 922042858 5673 120742 SH DFND 1 0 120742 0 VANGUARD INF TECH ETF 92204A702 274 1600 SH DFND 1 0 1600 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 159 1173 SH DFND 1 0 1173 0 VANGUARD INDEX FDS VALUE ETF 922908744 244 2366 SH DFND 1 0 2366 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 2523 29740 SH DFND 1 0 29740 0 VERIZON COMMUNICATIONS INC COM 92343V104 201 4193 SH OTR 0 4193 0 VERTEX PHARMACEUTICALS INC COM 92532F100 652 4000 SH DFND 1 0 4000 0 VISA INC COM CL A 92826C839 138458 1157481 SH DFND 1 0 1157481 0 VISA INC COM CL A 92826C839 2279 19051 SH OTR 0 19051 0 WALMART INC COM 931142103 1370 15400 SH DFND 1 0 15400 0 WALMART INC COM 931142103 174 1960 SH OTR 0 1960 0 WELLS FARGO CO NEW COM 949746101 1771 33788 SH OTR 0 33788 0 WELLS FARGO CO NEW COM 949746101 1272 24277 SH DFND 1 0 24277 0 WILLIAMS COS INC DEL COM 969457100 249 10000 SH OTR 0 10000 0 XEROX CORP COM NEW 984121608 207 7200 SH DFND 1 0 7200 0 YAMANA GOLD INC COM 98462Y100 345 124910 SH OTR 0 124910 0 YUM BRANDS INC COM 988498101 2299 27000 SH DFND 1 0 27000 0 YUM CHINA HLDGS INC COM 98850P109 631 15200 SH DFND 1 0 15200 0 ZOETIS INC CL A 98978V103 86087 1031311 SH DFND 1 0 1031311 0 ZOETIS INC CL A 98978V103 180 2151 SH OTR 0 2151 0