0001437749-24-008114.txt : 20240315 0001437749-24-008114.hdr.sgml : 20240315 20240315162457 ACCESSION NUMBER: 0001437749-24-008114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240313 FILED AS OF DATE: 20240315 DATE AS OF CHANGE: 20240315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sauter Dennis Charles Jr CENTRAL INDEX KEY: 0001803863 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39210 FILM NUMBER: 24755172 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NexPoint Real Estate Finance, Inc. CENTRAL INDEX KEY: 0001786248 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 842178264 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-276-6300 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 4 1 rdgdoc.xml FORM 4 X0508 4 2024-03-13 0001786248 NexPoint Real Estate Finance, Inc. NREF 0001803863 Sauter Dennis Charles Jr 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 1 General Counsel 0 Restricted Stock Units 2024-03-13 4 A 0 11667 0 A Common Stock 11667 11667 D Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. On March 13, 2024, the reporting person was granted 11,667 restricted stock units. The restricted stock units vest one-fourth on March 13, 2025, one-fourth on March 13, 2026, one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Executive VP and Chief Investment Officer /s/ Brian Mitts, as attorney-in-fact for Dennis Charles Sauter Jr 2024-03-15