0001437749-24-005400.txt : 20240223 0001437749-24-005400.hdr.sgml : 20240223 20240223173832 ACCESSION NUMBER: 0001437749-24-005400 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240221 FILED AS OF DATE: 20240223 DATE AS OF CHANGE: 20240223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sauter Dennis Charles Jr CENTRAL INDEX KEY: 0001803863 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39210 FILM NUMBER: 24672841 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NexPoint Real Estate Finance, Inc. CENTRAL INDEX KEY: 0001786248 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 842178264 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-276-6300 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 4 1 rdgdoc.xml FORM 4 X0508 4 2024-02-21 0001786248 NexPoint Real Estate Finance, Inc. NREF 0001803863 Sauter Dennis Charles Jr 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 1 General Counsel 0 Common Stock 2024-02-21 4 M 0 2146 A 16611 D Common Stock 2024-02-21 4 F 0 848 14.26 D 15763 D Common Stock 2024-02-22 4 M 0 1334 A 17097 D Common Stock 2024-02-22 4 F 0 587 13.73 D 16510 D Restricted Stock Units 2024-02-21 4 M 0 2146 0 D Common Stock 2146 4292 D Restricted Stock Units 2024-02-22 4 M 0 1334 0 D Common Stock 1334 1335 D Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. On February 21, 2022, the reporting person was granted 8,585 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023 and one-fourth on February 21, 2024 and will vest one-fourth on February 21, 2025 and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. On February 22, 2021, the reporting person was granted 5,337 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, one-fourth on February 22, 2023 and one-fourth on February 22, 2024 and will vest one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. /s/ Brian Mitts, as attorney-in-fact for Dennis Charles Sauter Jr 2024-02-23