0001437749-24-005400.txt : 20240223
0001437749-24-005400.hdr.sgml : 20240223
20240223173832
ACCESSION NUMBER: 0001437749-24-005400
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240221
FILED AS OF DATE: 20240223
DATE AS OF CHANGE: 20240223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sauter Dennis Charles Jr
CENTRAL INDEX KEY: 0001803863
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39210
FILM NUMBER: 24672841
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NexPoint Real Estate Finance, Inc.
CENTRAL INDEX KEY: 0001786248
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
ORGANIZATION NAME: 05 Real Estate & Construction
IRS NUMBER: 842178264
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-276-6300
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
rdgdoc.xml
FORM 4
X0508
4
2024-02-21
0001786248
NexPoint Real Estate Finance, Inc.
NREF
0001803863
Sauter Dennis Charles Jr
300 CRESCENT COURT, SUITE 700
DALLAS
TX
75201
1
General Counsel
0
Common Stock
2024-02-21
4
M
0
2146
A
16611
D
Common Stock
2024-02-21
4
F
0
848
14.26
D
15763
D
Common Stock
2024-02-22
4
M
0
1334
A
17097
D
Common Stock
2024-02-22
4
F
0
587
13.73
D
16510
D
Restricted Stock Units
2024-02-21
4
M
0
2146
0
D
Common Stock
2146
4292
D
Restricted Stock Units
2024-02-22
4
M
0
1334
0
D
Common Stock
1334
1335
D
Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
On February 21, 2022, the reporting person was granted 8,585 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023 and one-fourth on February 21, 2024 and will vest one-fourth on February 21, 2025 and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
On February 22, 2021, the reporting person was granted 5,337 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, one-fourth on February 22, 2023 and one-fourth on February 22, 2024 and will vest one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
/s/ Brian Mitts, as attorney-in-fact for Dennis Charles Sauter Jr
2024-02-23