X0306 4 2022-09-15 0001786248 NexPoint Real Estate Finance, Inc. NREF 0001228922 DONDERO JAMES D 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 1 1 1 President 8.50% Series A Cumulative Redeemable Preferred Stock 2022-09-15 4 P 0 211 23.83 A 17737 I See Footnote 8.50% Series A Cumulative Redeemable Preferred Stock 2022-09-15 4 P 0 1757 23.83 A 14544 I See Footnote 8.50% Series A Cumulative Redeemable Preferred Stock 2022-09-16 4 P 0 172 23.85 A 17909 I See Footnote 8.50% Series A Cumulative Redeemable Preferred Stock 2022-09-16 4 P 0 1428 23.85 A 15972 I See Footnote These shares are held by Drugcrafters ("Drugcrafters"). Mr. Dondero is the sole managing member of the general partner of Drugcrafters, and may be deemed to be an indirect beneficial owner of shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. /s/ James Dondero 2022-09-19