0001437749-21-015834.txt : 20210628
0001437749-21-015834.hdr.sgml : 20210628
20210628180031
ACCESSION NUMBER: 0001437749-21-015834
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210624
FILED AS OF DATE: 20210628
DATE AS OF CHANGE: 20210628
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sauter Dennis Charles Jr
CENTRAL INDEX KEY: 0001803863
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39210
FILM NUMBER: 211054842
MAIL ADDRESS:
STREET 1: 2515 MCKINNEY AVENUE
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NexPoint Real Estate Finance, Inc.
CENTRAL INDEX KEY: 0001786248
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 842178264
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2515 MCKINNEY AVENUE, SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 833-463-6697
MAIL ADDRESS:
STREET 1: 2515 MCKINNEY AVENUE, SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
rdgdoc.xml
FORM 4
X0306
4
2021-06-24
0001786248
NexPoint Real Estate Finance, Inc.
NREF
0001803863
Sauter Dennis Charles Jr
2515 MCKINNEY AVENUE, SUITE 1100
DALLAS
TX
75201
1
General Counsel
Common Stock
2021-06-24
4
M
0
1445
A
1445
D
Restricted Stock Units
2021-06-24
4
M
0
1445
0
D
Common Stock
1445
4335
D
Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
On June 24, 2020, the reporting person was granted 5,780 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, and will vest one-fourth on May 8, 2022, one-fourth on May 8, 2023 and one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
/s/ Brian Mitts, as attorney-in-fact for D.C. Sauter
2021-06-28