0000950170-24-033836.txt : 20240319
0000950170-24-033836.hdr.sgml : 20240319
20240319195323
ACCESSION NUMBER: 0000950170-24-033836
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240315
FILED AS OF DATE: 20240319
DATE AS OF CHANGE: 20240319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harder Gerald
CENTRAL INDEX KEY: 0001796523
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39958
FILM NUMBER: 24765844
MAIL ADDRESS:
STREET 1: C/O TRINITY CAPITAL INC.
STREET 2: 3075 WEST RAY ROAD, SUITE 525
CITY: CHANDLER
STATE: AZ
ZIP: 85226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Trinity Capital Inc.
CENTRAL INDEX KEY: 0001786108
ORGANIZATION NAME:
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 N. 1ST ST.
STREET 2: 3RD FLOOR
CITY: PHOENIX
STATE: AZ
ZIP: 85004
BUSINESS PHONE: 480.374.5350
MAIL ADDRESS:
STREET 1: 1 N. 1ST ST.
STREET 2: 3RD FLOOR
CITY: PHOENIX
STATE: AZ
ZIP: 85004
4
1
ownership.xml
4
X0508
4
2024-03-15
0001786108
Trinity Capital Inc.
TRIN
0001796523
Harder Gerald
C/O TRINITY CAPITAL INC.
1 N. 1ST STREET, SUITE 302
PHOENIX
AZ
85004
false
true
false
false
Chief Operating Officer
true
Common Stock
2024-03-15
4
F
false
5867
14.80
D
186986
D
Common Stock
2024-03-15
4
A
false
59459
0
A
246445
D
Common Stock
10000
I
By the Harder Family Living Trust, dated May 26, 2000
Common Stock
9788
I
By Millennium Trust Co. LLC Custodian FBO Gerald T. Harder IRA
Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 15, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.
Includes (1) 59,459 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 57,803 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 57,803 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 45,509 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.
Sarah Stanton is signing on behalf of Mr. Harder pursuant to the power of attorney dated September 2, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to theForm 4 Mr. Harder filed on September 2, 2021.
/s/ Sarah Stanton, on behalf of Gerald Harder
2024-03-19