0000950170-24-033812.txt : 20240319 0000950170-24-033812.hdr.sgml : 20240319 20240319193657 ACCESSION NUMBER: 0000950170-24-033812 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240315 FILED AS OF DATE: 20240319 DATE AS OF CHANGE: 20240319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Kyle Steven CENTRAL INDEX KEY: 0001796795 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39958 FILM NUMBER: 24765785 MAIL ADDRESS: STREET 1: C/O TRINITY CAPITAL INC. STREET 2: 3075 WEST RAY ROAD, SUITE 525 CITY: CHANDLER STATE: AZ ZIP: 85226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trinity Capital Inc. CENTRAL INDEX KEY: 0001786108 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 N. 1ST ST. STREET 2: 3RD FLOOR CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 480.374.5350 MAIL ADDRESS: STREET 1: 1 N. 1ST ST. STREET 2: 3RD FLOOR CITY: PHOENIX STATE: AZ ZIP: 85004 4 1 ownership.xml 4 X0508 4 2024-03-15 0001786108 Trinity Capital Inc. TRIN 0001796795 Brown Kyle Steven C/O TRINITY CAPITAL INC. 1 N. 1ST STREET, SUITE 302 PHOENIX AZ 85004 true true false false CEO, President and CIO true Common Stock 2024-03-15 4 F false 34356 14.80 D 787121 D Common Stock 2024-03-15 4 A false 202703 0 A 989824 D Common Stock 51819 I By The Kyle and Amy Brown Family Trust, dated February 4, 2019 Common Stock 10825 I By KBIZ Corp.,which Mr. K. Brown solely owns and controls Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 15, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3. Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan. Includes (1) 202,703 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 208,092 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 208,092 issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021. Sarah Stanton is signing on behalf of Mr. K. Brown pursuant to the power of attorney dated September 17, 2021, which was previously filed with the Securities and Exchange Commission as an exhibittothe Form 4 Mr. K. Brown filed on September 17, 2021. /s/ Sarah Stanton, on behalf of Kyle Brown 2024-03-19