X0306
4
2021-11-12
1
0001807427
Owl Rock Capital Corp III
NONE
0001820184
Oak Lawn Direct Investors GP, L.L.C.
3953 MAPLE AVENUE, SUITE 250
DALLAS
TX
75219
0
0
0
1
Member of a 10% Group
0001812407
ORCC III Warehouse L.L.C.
3953 MAPLE AVENUE, SUITE 250
DALLAS
TX
75219
0
0
0
1
Member of 10% Group
0001818577
ORCC III Investors L.L.C.
3953 MAPLE AVENUE, SUITE 250
DALLAS
TX
75219
0
0
0
1
Member of 10% Group
0001820195
I35 Advisors, Inc.
3953 MAPLE AVENUE, SUITE 250
DALLAS
TX
75219
0
0
0
1
Member of 10% Group
0001786096
CH Investment Partners, L.L.C.
3953 MAPLE AVENUE, SUITE 250
DALLAS
TX
75219
0
0
0
1
Member of 10% Group
0001820170
Rimer Kirk L.
3953 MAPLE AVENUE, SUITE 250
DALLAS
TX
75219
0
0
0
1
Member of 10% Group
0001820229
Silverman Michael R.
3953 MAPLE AVENUE, SUITE 250
DALLAS
TX
75219
0
0
0
1
Member of 10% Group
Common Stock, par value $0.01 per share
2021-11-12
4
X
0
1145466.645
A
5074385.735
I
By ORCC III Warehouse L.L.C.
Common Stock, par value $0.01 per share
2021-11-12
4
X
0
1301834.419
A
5767090.67
I
By ORCC III Investors L.L.C.
Obligation to Buy
15.15
2021-11-12
4
X
0
1145466.645
D
Common Stock
1145466.645
0
I
By ORCC III Warehouse L.L.C.
Obligation to Buy
15.15
2021-11-12
4
X
0
1301834.419
D
Common Stock
1301834.419
0
I
By ORCC III Investors L.L.C.
On November 12, 2021, Owl Rock Capital Corporation III, a Maryland corporation (the "Issuer") issued 1,145,466.645 of its shares of common stock, par value $0.01 per share to ORCC III Warehouse L.L.C., a Delaware limited liability company ("ORCC III Warehouse") in connection with a mandatory capital call made by the Issuer pursuant to the terms and conditions of the Subscription Agreement previously entered into between ORCC III Warehouse and the Issuer.
On November 12, 2021, the Issuer issued 1,301,834.419 of its shares of common stock, par value $0.01 per share to ORCC III Investors L.L.C., a Delaware limited liability company ("ORCC III Investors", and together with ORCC III Warehouse, the "Funds") in connection with a mandatory capital call made by the Issuer pursuant to the terms and conditions of the Subscription Agreement previously entered into between ORCC III Investors and the Issuer.
This Form 4 is being jointly filed by and on behalf of each of the Funds, Oak Lawn Direct Investors GP, L.L.C., a Delaware limited liability company ("Oak Lawn"), CH Investment Partners, L.L.C., a Delaware limited liability company ("CHIP"), I35 Advisors, Inc., a Texas corporation ("I35"), Kirk L. Rimer and Michael R. Silverman. The Funds are the record and direct beneficial owners of the securities covered by this statement. Oak Lawn is the managing member of, and may be deemed to beneficially own securities owned by, the Funds.
CHIP serves as the investment manager to the Funds and has been granted exclusive investment discretion and investment management authority with respect to the Funds and its investments, including the securities covered by this statement, but CHIP generally must seek voting instructions from the members of the Funds and vote in accordance with such instructions. I35 is the manager of, and may be deemed to beneficially own securities beneficially owned by, Oak Lawn. Michael Silverman and Kirk Rimer serve as Co-Presidents of I35, and may be deemed to beneficially own securities beneficially owned by, I35.
Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities.
Exhibit 24.1 - Power of Attorney (incorporated by reference to Exhibit 24.1 to the Form 4 filed on January 4, 2021).
ORCC III WAREHOUSE L.L.C., By: Oak Lawn Direct Investors GP, L.L.C., Its: Managing Member, By: I35 Advisors, Inc., Its: Manager, By: /s/ Diane Tobin, Name: Diane Tobin, Title: Authorized Signatory
2021-11-16
ORCC III INVESTORS L.L.C., By: Oak Lawn Direct Investors GP, L.L.C., Its: Managing Member, By: I35 Advisors, Inc., Its: Manager, By: /s/ Diane Tobin, Name: Diane Tobin, Title: Authorized Signatory
2021-11-16
OAK LAWN DIRECT INVESTORS GP, L.L.C., By: I35 Advisors, Inc., Its: Manager, By: /s/ Diane Tobin, Name: Diane Tobin, Title: Authorized Signatory,
2021-11-16
I35 ADVISORS, INC., By: /s/ Diane Tobin, Name: Diane Tobin, Title: Authorized Signatory
2021-11-16
CH INVESTMENT PARTNERS, L.L.C., By: Oak Lawn Capital Management, L.P., Its: Managing Member, By: I35 Advisors, Inc., Its: General Partner, By: /s/ Diane Tobin, Name: Diane Tobin, Title: Authorized Signatory
2021-11-16
KIRK L. RIMER, By: /s/ Diane Tobin, Name: Diane Tobin, Title: Authorized Signatory
2021-11-16
MICHAEL R. SILVERMAN, By: /s/ Diane Tobin, Name: Diane Tobin, Title: Authorized Signatory
2021-11-16