0000899243-21-038046.txt : 20210928 0000899243-21-038046.hdr.sgml : 20210928 20210928140220 ACCESSION NUMBER: 0000899243-21-038046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210924 FILED AS OF DATE: 20210928 DATE AS OF CHANGE: 20210928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CH Investment Partners, L.L.C. CENTRAL INDEX KEY: 0001786096 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01345 FILM NUMBER: 211285970 BUSINESS ADDRESS: STREET 1: 3953 MAPLE AVENUE STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214-661-8207 MAIL ADDRESS: STREET 1: 3953 MAPLE AVENUE STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ORCC III Investors L.L.C. CENTRAL INDEX KEY: 0001818577 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01345 FILM NUMBER: 211285972 BUSINESS ADDRESS: STREET 1: 3953 MAPLE AVENUE STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: (214) 661-8333 MAIL ADDRESS: STREET 1: 3953 MAPLE AVENUE STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ORCC III Warehouse L.L.C. CENTRAL INDEX KEY: 0001812407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01345 FILM NUMBER: 211285973 BUSINESS ADDRESS: STREET 1: 3953 MAPLE AVENUE STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 2146618333 MAIL ADDRESS: STREET 1: 3953 MAPLE AVENUE STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Silverman Michael R. CENTRAL INDEX KEY: 0001820229 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01345 FILM NUMBER: 211285968 MAIL ADDRESS: STREET 1: 3953 MAPLE AVENUE STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rimer Kirk L. CENTRAL INDEX KEY: 0001820170 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01345 FILM NUMBER: 211285969 MAIL ADDRESS: STREET 1: 3953 MAPLE AVENUE STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oak Lawn Direct Investors GP, L.L.C. CENTRAL INDEX KEY: 0001820184 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01345 FILM NUMBER: 211285974 BUSINESS ADDRESS: STREET 1: 3953 MAPLE AVENUE STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: (214) 661-8333 MAIL ADDRESS: STREET 1: 3953 MAPLE AVENUE STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: I35 Advisors, Inc. CENTRAL INDEX KEY: 0001820195 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01345 FILM NUMBER: 211285971 BUSINESS ADDRESS: STREET 1: 3953 MAPLE AVENUE STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214-661-8333 MAIL ADDRESS: STREET 1: 3953 MAPLE AVENUE STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Owl Rock Capital Corp III CENTRAL INDEX KEY: 0001807427 IRS NUMBER: 844493477 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 419-3000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-09-24 0 0001807427 Owl Rock Capital Corp III NONE 0001820184 Oak Lawn Direct Investors GP, L.L.C. 3953 MAPLE AVENUE, SUITE 250 DALLAS TX 75219 0 0 0 1 Member of a 10% Group 0001812407 ORCC III Warehouse L.L.C. 3953 MAPLE AVENUE, SUITE 250 DALLAS TX 75219 0 0 0 1 Member of 10% Group 0001818577 ORCC III Investors L.L.C. 3953 MAPLE AVENUE, SUITE 250 DALLAS TX 75219 0 0 0 1 Member of 10% Group 0001820195 I35 Advisors, Inc. 3953 MAPLE AVENUE, SUITE 250 DALLAS TX 75219 0 0 0 1 Member of 10% Group 0001786096 CH Investment Partners, L.L.C. 3953 MAPLE AVENUE, SUITE 250 DALLAS TX 75219 0 0 0 1 Member of 10% Group 0001820170 Rimer Kirk L. 3953 MAPLE AVENUE, SUITE 250 DALLAS TX 75219 0 0 0 1 Member of 10% Group 0001820229 Silverman Michael R. 3953 MAPLE AVENUE, SUITE 250 DALLAS TX 75219 0 0 0 1 Member of 10% Group Common Stock, par value $0.01 per share 2021-09-24 4 X 0 857721.631 A 3928919.09 I By ORCC III Warehouse L.L.C. Common Stock, par value $0.01 per share 2021-09-24 4 X 0 974809.301 A 4465256.251 I By ORCC III Investors L.L.C. Obligation to Buy 15.13 2021-09-24 4 X 0 857721.631 D Common Stock 857721.631 0 I By ORCC III Warehouse L.L.C. Obligation to Buy 15.13 2021-09-24 4 X 0 974809.301 D Common Stock 974809.301 0 I By ORCC III Investors L.L.C. On September 24, 2021, Owl Rock Capital Corporation III, a Maryland corporation (the "Issuer") issued 857,721.631 of its shares of common stock, par value $0.01 per share to ORCC III Warehouse L.L.C., a Delaware limited liability company ("ORCC III Warehouse") in connection with a mandatory capital call made by the Issuer pursuant to the terms and conditions of the Subscription Agreement previously entered into between ORCC III Warehouse and the Issuer. On September 24, 2021, the Issuer issued 974,809.301 of its shares of common stock, par value $0.01 per share to ORCC III Investors L.L.C., a Delaware limited liability company ("ORCC III Investors", and together with ORCC III Warehouse, the "Funds") in connection with a mandatory capital call made by the Issuer pursuant to the terms and conditions of the Subscription Agreement previously entered into between ORCC III Investors and the Issuer. This Form 4 is being jointly filed by and on behalf of each of the Funds, Oak Lawn Direct Investors GP, L.L.C., a Delaware limited liability company ("Oak Lawn"), CH Investment Partners, L.L.C., a Delaware limited liability company ("CHIP"), I35 Advisors, Inc., a Texas corporation ("I35"), Kirk L. Rimer and Michael R. Silverman. The Funds are the record and direct beneficial owners of the securities covered by this statement. Oak Lawn is the managing member of, and may be deemed to beneficially own securities owned by, the Funds. CHIP serves as the investment manager to the Funds and has been granted exclusive investment discretion and investment management authority with respect to the Funds and its investments, including the securities covered by this statement, but CHIP generally must seek voting instructions from the members of the Funds and vote in accordance with such instructions. I35 is the manager of, and may be deemed to beneficially own securities beneficially owned by, Oak Lawn. Michael Silverman and Kirk Rimer serve as Co-Presidents of I35, and may be deemed to beneficially own securities beneficially owned by, I35. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Exhibit Index Exhibit 24.1 - Power of Attorney (incorporated by reference to Exhibit 24.1 to the Form 4 filed on January 4, 2021). ORCC III WAREHOUSE L.L.C., By: Oak Lawn Direct Investors GP, L.L.C., Its: Managing Member, By: I35 Advisors, Inc., Its: Manager, By: /s/ Diane Tobin, Name: Diane Tobin, Title: Authorized Signatory 2021-09-28 ORCC III INVESTORS L.L.C., By: Oak Lawn Direct Investors GP, L.L.C, Its: Managing Member, By: I35 Advisors, Inc., Its: Manager, By: /s/ Diane Tobin, Name: Diane Tobin, Title: Authorized Signatory 2021-09-28 OAK LAWN DIRECT INVESTORS GP, L.L.C., By: I35 Advisors, Inc., Its: Manager, By: /s/ Diane Tobin, Name: Diane Tobin, Title: Authorized Signatory 2021-09-28 I35 ADVISORS, INC., By: /s/ Diane Tobin, Name: Diane Tobin, Title: Authorized Signatory 2021-09-28 CH INVESTMENT PARTNERS, L.L.C., By: Oak Lawn Capital Management, L.P., Its: Managing Member, By: I35 Advisors, Inc., Its: General Partner, By: /s/ Diane Tobin, Name: Diane Tobin, Title: Authorized Signatory 2021-09-28 KIRK L. RIMER, By: /s/ Diane Tobin, Name: Diane Tobin, Title: Authorized Signatory 2021-09-28 MICHAEL R. SILVERMAN, By: /s/ Diane Tobin, Name: Diane Tobin, Title: Authorized Signatory 2021-09-28