Operations Associate

0001784450-20-000004.txt : 20200814 0001784450-20-000004.hdr.sgml : 20200814 20200814112225 ACCESSION NUMBER: 0001784450-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aurum Wealth Management Group, LLC CENTRAL INDEX KEY: 0001784450 IRS NUMBER: 202317470 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19948 FILM NUMBER: 201102953 BUSINESS ADDRESS: STREET 1: 6685 BETA DRIVE CITY: MAYFIELD VILLAGE STATE: OH ZIP: 44143 BUSINESS PHONE: 440-605-1900 MAIL ADDRESS: STREET 1: 6685 BETA DRIVE CITY: MAYFIELD VILLAGE STATE: OH ZIP: 44143 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001784450 XXXXXXXX 06-30-2020 06-30-2020 Aurum Wealth Management Group, LLC

6685 BETA DRIVE MAYFIELD VILLAGE OH 44143

13F HOLDINGS REPORT 028-19948 N Matthew Wisz II Operations Associate 4406705985 Matthew Wisz II Middleburg Heights OH 08-14-2020 0 119 325072 false INFORMATION TABLE 2 awm2q2020.xml BLACKROCK TCP CAPITAL CORP NOTE 4.625% 3/0 87238QAD5 24 25000 PRN SOLE 0 0 0 25000 GENERAL ELECTRIC CO COM 369604103 201 29464 SH SOLE 0 0 0 29464 ISHARES TR NATIONAL MUN ETF 464288414 387 3355 SH SOLE 0 0 0 3355 VANECK VECTORS ETF TR CEF MUN INCOME E 92189F460 10236 389332 SH SOLE 0 0 0 389332 MASTERCARD INCORPORATED CL A 57636Q104 242 820 SH SOLE 0 0 0 820 GENUINE PARTS CO COM 372460105 207 2382 SH SOLE 0 0 0 2382 TANZANIAN GOLD CORP COM 87601A107 22 25000 SH SOLE 0 0 0 25000 HUNTINGTON BANCSHARES INC COM 446150104 179 19804 SH SOLE 0 0 0 19804 APPLE INC COM 037833100 2372 6503 SH SOLE 0 0 0 6503 PHILIP MORRIS INTL INC COM 718172109 474 6760 SH SOLE 0 0 0 6760 ISHARES TR EAFE SML CP ETF 464288273 614 11443 SH SOLE 0 0 0 11443 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 53 35243 SH SOLE 0 0 0 35243 VANGUARD INDEX FDS GROWTH ETF 922908736 9709 48043 SH SOLE 0 0 0 48043 TRUIST FINL CORP COM 89832Q109 200 5329 SH SOLE 0 0 0 5329 CEDAR FAIR L P DEPOSITRY UNIT 150185106 434 15793 SH SOLE 0 0 0 15793 DUKE ENERGY CORP NEW COM NEW 26441C204 293 3673 SH SOLE 0 0 0 3673 INTEL CORP COM 458140100 368 6157 SH SOLE 0 0 0 6157 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1548 31249 SH SOLE 0 0 0 31249 WALMART INC COM 931142103 229 1913 SH SOLE 0 0 0 1913 ISHARES TR U.S. TECH ETF 464287721 237 880 SH SOLE 0 0 0 880 JPMORGAN CHASE & CO COM 46625H100 797 8472 SH SOLE 0 0 0 8472 COMCAST CORP NEW CL A 20030N101 274 7040 SH SOLE 0 0 0 7040 EXXON MOBIL CORP COM 30231G102 783 17518 SH SOLE 0 0 0 17518 CHEVRON CORP NEW COM 166764100 530 5938 SH SOLE 0 0 0 5938 EATON CORP PLC SHS G29183103 402 4592 SH SOLE 0 0 0 4592 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3660 76883 SH SOLE 0 0 0 76883 VANGUARD STAR FDS VG TL INTL STK F 921909768 302 6147 SH SOLE 0 0 0 6147 ISHARES INC CORE MSCI EMKT 46434G103 11583 243341 SH SOLE 0 0 0 243341 VANGUARD INDEX FDS VALUE ETF 922908744 7021 70500 SH SOLE 0 0 0 70500 KANSAS CITY SOUTHERN COM NEW 485170302 209 1403 SH SOLE 0 0 0 1403 INNOVATOR ETFS TR RUSSELL 2000 PWR 45782C342 1833 72647 SH SOLE 0 0 0 72647 VANGUARD INDEX FDS MID CAP ETF 922908629 2094 12772 SH SOLE 0 0 0 12772 KIMBERLY CLARK CORP COM 494368103 207 1463 SH SOLE 0 0 0 1463 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2288 19521 SH SOLE 0 0 0 19521 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 1615 29709 SH SOLE 0 0 0 29709 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1855 20995 SH SOLE 0 0 0 20995 AUTOMATIC DATA PROCESSING IN COM 053015103 343 2301 SH SOLE 0 0 0 2301 FIRSTENERGY CORP COM 337932107 211 5453 SH SOLE 0 0 0 5453 COCA COLA CO COM 191216100 315 7058 SH SOLE 0 0 0 7058 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 2046 21377 SH SOLE 0 0 0 21377 SIRIUS XM HOLDINGS INC COM 82968B103 75 12767 SH SOLE 0 0 0 12767 VERIZON COMMUNICATIONS INC COM 92343V104 465 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S&P500 VL 78464A508 4353 150211 SH SOLE 0 0 0 150211 UNITED PARCEL SERVICE INC CL B 911312106 11270 101369 SH SOLE 0 0 0 101369 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 2649 45884 SH SOLE 0 0 0 45884 DOUBLELINE INCOME SOLUTIONS COM 258622109 382 24846 SH SOLE 0 0 0 24846 JOHNSON & JOHNSON COM 478160104 2050 14577 SH SOLE 0 0 0 14577 VANGUARD INDEX FDS SM CP VAL ETF 922908611 354 3313 SH SOLE 0 0 0 3313 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 240 21185 SH SOLE 0 0 0 21185 PFIZER INC COM 717081103 533 16304 SH SOLE 0 0 0 16304 VANGUARD TAX-MANAGED FDS FTSE DEV MKT ETF 921943858 18505 477051 SH SOLE 0 0 0 477051 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 1423 12749 SH SOLE 0 0 0 12749 DISNEY WALT CO COM DISNEY 254687106 472 4236 SH SOLE 0 0 0 4236 BK OF AMERICA CORP COM 060505104 399 16783 SH SOLE 0 0 0 16783 PEPSICO INC COM 713448108 320 2423 SH SOLE 0 0 0 2423 NEXTERA ENERGY INC COM 65339F101 381 1586 SH SOLE 0 0 0 1586 ACCELERATE DIAGNOSTICS INC COM 00430H102 333 21948 SH SOLE 0 0 0 21948 AMAZON COM INC COM 023135106 1170 424 SH SOLE 0 0 0 424 AT&T INC COM 00206R102 604 19970 SH SOLE 0 0 0 19970 MERCK & CO. INC COM 58933Y105 465 6013 SH SOLE 0 0 0 6013 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 3291 39590 SH SOLE 0 0 0 39590 PROCTER AND GAMBLE CO COM 742718109 479 4007 SH SOLE 0 0 0 4007 BOEING CO COM 097023105 316 1724 SH SOLE 0 0 0 1724 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 30971 474002 SH SOLE 0 0 0 474002 NIKE INC CL B 654106103 377 3846 SH SOLE 0 0 0 3846 ISHARES TR MSCI KLD400 SOC 464288570 480 4070 SH SOLE 0 0 0 4070 SHERWIN WILLIAMS CO COM 824348106 213 369 SH SOLE 0 0 0 369 ISHARES TR CORE S&P SCP ETF 464287804 584 8559 SH SOLE 0 0 0 8559 JANUS DETROIT STR TR HENDERSON MTG 47103U852 246 4580 SH SOLE 0 0 0 4580 CISCO SYS INC COM 17275R102 351 7532 SH SOLE 0 0 0 7532 ISHARES TR 1 3 YR TREAS BD 464287457 272 3141 SH SOLE 0 0 0 3141 ABBVIE INC COM 00287Y109 240 2444 SH SOLE 0 0 0 2444 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 524 2935 SH SOLE 0 0 0 2935 INNOVATOR ETFS TR S&P 500 PWR 45782C813 4940 184690 SH SOLE 0 0 0 184690 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1384 17626 SH SOLE 0 0 0 17626 VISA INC COM CL A 92826C839 318 1646 SH SOLE 0 0 0 1646 PROGRESSIVE CORP OHIO COM 743315103 726 9066 SH SOLE 0 0 0 9066 ISHARES TR RUS MDCP VAL ETF 464287473 548 7156 SH SOLE 0 0 0 7156 VANGUARD INDEX FDS SMALL CP ETF 922908751 32275 221487 SH SOLE 0 0 0 221487 LILLY ELI & CO COM 532457108 814 4956 SH SOLE 0 0 0 4956 FACEBOOK INC CL A 30303M102 393 1731 SH SOLE 0 0 0 1731 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2165 13831 SH SOLE 0 0 0 13831 ALTRIA GROUP INC COM 02209S103 2689 68515 SH SOLE 0 0 0 68515 VANGUARD WORLD FD MEGA CAP INDEX 921910873 843 7706 SH SOLE 0 0 0 7706 STANLEY BLACK & DECKER INC COM 854502101 448 3212 SH SOLE 0 0 0 3212 HOME DEPOT INC COM 437076102 338 1348 SH SOLE 0 0 0 1348 ISHARES TR CORE US AGGBD ET 464287226 986 8341 SH SOLE 0 0 0 8341 LOCKHEED MARTIN CORP COM 539830109 466 1278 SH SOLE 0 0 0 1278 UNITEDHEALTH GROUP INC COM 91324P102 214 724 SH SOLE 0 0 0 724 SOUTHERN CO COM 842587107 215 4148 SH SOLE 0 0 0 4148 INTERNATIONAL BUSINESS MACHS COM 459200101 409 3389 SH SOLE 0 0 0 3389 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 227 21374 SH SOLE 0 0 0 21374 3M CO COM 88579Y101 829 5316 SH SOLE 0 0 0 5316 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 439 1550 SH SOLE 0 0 0 1550 SCHWAB STRATEGIC TR US TIPS ETF 808524870 366 6095 SH SOLE 0 0 0 6095 DOMINION ENERGY INC COM 25746U109 394 4859 SH SOLE 0 0 0 4859 F N B CORP COM 302520101 257 34297 SH SOLE 0 0 0 34297 ALPHABET INC CAP STK CL C 02079K107 392 277 SH SOLE 0 0 0 277 VANGUARD BD INDEX FDS INTERMED TERM 921937819 1602 17194 SH SOLE 0 0 0 17194 ISHARES TR USA QUALITY FCTR 46432F339 371 3865 SH SOLE 0 0 0 3865 ISHARES TR CORE S&P500 ETF 464287200 58099 187605 SH SOLE 0 0 0 187605 SPDR SER TR S&P DIVID ETF 78464A763 212 2328 SH SOLE 0 0 0 2328 LAMAR ADVERTISING CO NEW CL A 512816109 289 4329 SH SOLE 0 0 0 4329 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2737 16581 SH SOLE 0 0 0 16581 DENISON MINES CORP COM 248356107 17 50000 SH SOLE 0 0 0 50000