0001950047-23-004218.txt : 20230920 0001950047-23-004218.hdr.sgml : 20230920 20230920194038 ACCESSION NUMBER: 0001950047-23-004218 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230920 DATE AS OF CHANGE: 20230920 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 231267554 BUSINESS ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: KAROL STEVEN E CENTRAL INDEX KEY: 0001218733 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O STOCKERYALE INC STREET 2: 32 HAMPSHIRE RD CITY: SALEM STATE: NH ZIP: 03079 144 1 primary_doc.xml 144 0001218733 XXXXXXXX LIVE 0000017843 CARPENTER TECHNOLOGY CORPORATION 001-05828 1735 Market Street 15th Floor Philadelphia PA 19103 610-208-2000 STEVEN E. KAROL Director Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 38th Floor New York NY 10004

1227 84663.00 48847966 09/20/2023 NYSE Common 09/20/2023 Stock Option Exercise Issuer N 1227 09/20/2023 Cash N STEVEN E. KAROL

1735 Market Street 15th Floor Philadelphia PA 19103

Common 08/01/2023 49733 2988995.00 SEK LIMITED PARTNERSHIP

1735 Market Street 15th Floor Philadelphia PA 19103

Common 08/01/2023 52182 3141081.00 HMK ENTERPRISES INC

1735 Market Street 15th Floor Philadelphia PA 19103

Common 08/01/2023 7884 473852.05 SEK LIMITED PARTNERSHIP

1735 Market Street 15th Floor Philadelphia PA 19103

Common 07/31/2023 2772 166824.00 HMK ENTERPRISES INC

1735 Market Street 15th Floor Philadelphia PA 19103

Common 07/31/2023 616 37267.00 STEVEN E. KAROL

1735 Market Street 15th Floor Philadelphia PA 19103

Common 07/31/2023 810 49042.00 09/20/2023 /s/ Steven E. Karol