0001062993-23-003788.txt : 20230216 0001062993-23-003788.hdr.sgml : 20230216 20230216155317 ACCESSION NUMBER: 0001062993-23-003788 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230214 FILED AS OF DATE: 20230216 DATE AS OF CHANGE: 20230216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOCCI ELIZABETH A CENTRAL INDEX KEY: 0001752632 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 23638408 MAIL ADDRESS: STREET 1: C/O CARPENTER TECHNOLOGY CORPORATION STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2023-02-14 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001752632 SOCCI ELIZABETH A C/O CARPENTER TECHNOLOGY CORPORATION 1735 MARKET STREET, 15TH FL PHILADELPHIA PA 19103 0 1 0 0 VP & Chief Accounting Officer Common Stock 2023-02-14 4 M 0 1326 36.82 A 13081 D Common Stock 2023-02-14 4 M 0 1155 39.02 A 14236 D Common Stock 2023-02-14 4 M 0 991 40.43 A 15227 D Common Stock 2023-02-14 4 M 0 2250 44.13 A 17477 D Common Stock 2023-02-14 4 S 0 5722 50.5631 D 11755 D Employee Stock Option (right to buy) 36.82 2023-02-14 4 M 0 1326 0 D 2025-08-03 Common Stock 1326 0 D Employee Stock Option (right to buy) 39.02 2023-02-14 4 M 0 1155 0 D 2026-08-01 Common Stock 1155 0 D Employee Stock Option (right to buy) 40.43 2023-02-14 4 M 0 991 0 D 2027-07-31 Common Stock 991 0 D Employee Stock Option (right to buy) 44.13 2023-02-14 4 M 0 2250 0 D 2029-08-15 Common Stock 2250 0 D The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $50.40 per share to a high of $50.69 per share. The option vested in three equal installments on August 3, 2016, 2017 and 2018. The option vested in three equal installments on August 1, 2017, 2018 and 2019. The option vested in three equal installments on July 31, 2018, 2019 and 2020. The option vested in three equal installments on August 15, 2020, 2021 and 2022. James D. Dee/POA 2023-02-16