0000017843-20-000076.txt : 20201015 0000017843-20-000076.hdr.sgml : 20201015 20201015172247 ACCESSION NUMBER: 0000017843-20-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201013 FILED AS OF DATE: 20201015 DATE AS OF CHANGE: 20201015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAROL STEVEN E CENTRAL INDEX KEY: 0001218733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 201242159 MAIL ADDRESS: STREET 1: C/O STOCKERYALE INC STREET 2: 32 HAMPSHIRE RD CITY: SALEM STATE: NH ZIP: 03079 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-10-13 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001218733 KAROL STEVEN E CARPENTER TECHNOLOGY CORPORATION 1735 MARKET STREET, 15TH FL PHILADELPHIA PA 19103 1 0 0 0 Director Stock Units 2020-10-13 4 A 0 6299 A Common Stock 6299 28153.75 D Director Stock Options (right to buy) 18.26 2020-10-13 4 A 0 6500 A 2021-10-13 2030-10-13 Common Stock 6500 6500 D Converts to common stock on a 1-for-1 basis Payable upon the later of separation of service or a specified date or event The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. Includes dividend equivalents not previously reported. The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. James D. Dee/POA 2020-10-15