0000017843-19-000029.txt : 20190719 0000017843-19-000029.hdr.sgml : 20190719 20190719150107 ACCESSION NUMBER: 0000017843-19-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190717 FILED AS OF DATE: 20190719 DATE AS OF CHANGE: 20190719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEE JAMES D CENTRAL INDEX KEY: 0001137979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 19963188 MAIL ADDRESS: STREET 1: TWO PITCAIRN PLACE, SUITE 200 STREET 2: 165 TOWNSHIP LINE ROAD CITY: JENKINTOWN STATE: PA ZIP: 19046 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-07-17 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001137979 DEE JAMES D CARPENTER TECHNOLOGY CORPORATION 1735 MARKET STREET, 15TH FL PHILADELPHIA PA 19103 0 1 0 0 VP, Gen Counsel & Secretary Common Stock 2019-07-17 4 A 0 4768 A 41290.19 D Common Stock 2019-07-17 4 F 0 2326 45.14 D 38964.19 D The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 1, 2016, and performance period ending June 30, 2019. The financial results were confirmed and approved on July 17, 2019, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 17, 2019, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results. In connection with the distribution of reported stock award. James D. Dee 2019-07-17