0000017843-18-000043.txt : 20180807 0000017843-18-000043.hdr.sgml : 20180807 20180807185426 ACCESSION NUMBER: 0000017843-18-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180803 FILED AS OF DATE: 20180807 DATE AS OF CHANGE: 20180807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thene Tony R CENTRAL INDEX KEY: 0001420435 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 18999484 MAIL ADDRESS: STREET 1: ALCOA INC., 201 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-08-03 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001420435 Thene Tony R CARPENTER TECHNOLOGY CORPORATION 1735 MARKET STREET, 15TH FL PHILADELPHIA PA 19103 0 1 0 0 President and CEO Common Stock 2018-08-03 4 F 0 6863 58.73 D 150546 D Common Stock 2018-08-06 4 A 0 14252 A 164798 D Employee Stock Options 58.94 2018-08-06 4 A 0 9977 A 2019-08-06 2028-08-06 Common Stock 9977 9977 D Employee Stock Options 58.94 2018-08-06 4 A 0 9977 A 2020-08-06 2028-08-06 Common Stock 9977 9977 D Employee Stock Options 58.94 2018-08-06 4 A 0 9976 A 2021-08-06 2028-08-06 Common Stock 9976 9976 D In connection with the vesting of previously reported restricted shares. The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. James D. Dee/POA 2018-08-07