0000017843-18-000039.txt : 20180807 0000017843-18-000039.hdr.sgml : 20180807 20180807184938 ACCESSION NUMBER: 0000017843-18-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180803 FILED AS OF DATE: 20180807 DATE AS OF CHANGE: 20180807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEE JAMES D CENTRAL INDEX KEY: 0001137979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 18999471 MAIL ADDRESS: STREET 1: TWO PITCAIRN PLACE, SUITE 200 STREET 2: 165 TOWNSHIP LINE ROAD CITY: JENKINTOWN STATE: PA ZIP: 19046 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-08-03 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001137979 DEE JAMES D CARPENTER TECHNOLOGY CORPORATION 1735 MARKET STREET, 15TH FL PHILADELPHIA PA 19103 0 1 0 0 VP, Gen Counsel & Secretary Common Stock 2018-08-03 4 F 0 967 58.73 D 36427.273 D Common Stock 2018-08-06 4 A 0 2036 A 38463.273 D Employee Stock Options 58.94 2018-08-06 4 A 0 1426 A 2019-08-06 2028-08-06 Common Stock 1426 1426 D Employee Stock Options 58.94 2018-08-06 4 A 0 1425 A 2020-08-06 2028-08-06 Common Stock 1425 1425 D Employee Stock Options 58.94 2018-08-06 4 A 0 1425 A 2021-08-06 2028-08-06 Common Stock 1425 1425 D In connection with the vesting of previously reported restricted stock units. The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. James D. Dee 2018-08-07