0000017843-17-000045.txt : 20170802 0000017843-17-000045.hdr.sgml : 20170802 20170802133218 ACCESSION NUMBER: 0000017843-17-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170731 FILED AS OF DATE: 20170802 DATE AS OF CHANGE: 20170802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAIN TIMOTHY CENTRAL INDEX KEY: 0001579848 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 17999247 MAIL ADDRESS: STREET 1: C/O CARPENTER TECHNOLOGY CORPORATION STREET 2: PO BOX 14662 CITY: READING STATE: PA ZIP: 19612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-07-31 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001579848 LAIN TIMOTHY C/O CARPENTER TECHNOLOGY CORPORATION 1735 MARKET STREET, 15TH FL PHILADELPHIA PA 19103 0 1 0 0 VP-Controller, Chf Acctg Ofcr Common Stock 2017-07-31 4 A 0 928 A 10988 D Common Stock 1970.539 I By 401(k) Plan Employee Stock Option 40.43 2017-07-31 4 A 0 1101 A 2018-07-31 2027-07-31 Common Stock 1101 1101 D Employee Stock Option 40.43 2017-07-31 4 A 0 1101 A 2019-07-31 2027-07-31 Common Stock 1101 1101 D Employee Stock Option 40.43 2017-07-31 4 A 0 1101 A 2020-07-31 2027-07-31 Common Stock 1101 1101 D The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. Includes shares acquired under the Savings Plan of Carpenter Technology Corporation. The share balance under the Savings Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares. The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. James D. Dee/POA 2017-08-02