0000017843-17-000043.txt : 20170802 0000017843-17-000043.hdr.sgml : 20170802 20170802132907 ACCESSION NUMBER: 0000017843-17-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170731 FILED AS OF DATE: 20170802 DATE AS OF CHANGE: 20170802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEE JAMES D CENTRAL INDEX KEY: 0001137979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 17999239 MAIL ADDRESS: STREET 1: TWO PITCAIRN PLACE, SUITE 200 STREET 2: 165 TOWNSHIP LINE ROAD CITY: JENKINTOWN STATE: PA ZIP: 19046 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-07-31 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001137979 DEE JAMES D CARPENTER TECHNOLOGY CORPORATION 1735 MARKET STREET, 15TH FL PHILADELPHIA PA 19103 0 1 0 0 VP, Gen Counsel & Secretary Common Stock 2017-07-31 4 A 0 2474 A 29694.94 D Employee Stock Option 40.43 2017-07-31 4 A 0 2936 A 2018-07-31 2027-07-31 Common Stock 2936 2936 D Employee Stock Option 40.43 2017-07-31 4 A 0 2936 A 2019-07-31 2027-07-31 Common Stock 2936 2936 D Employee Stock Option 40.43 2017-07-31 4 A 0 2936 A 2020-07-31 2027-07-31 Common Stock 2936 2936 D The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. James D. Dee 2017-08-02