0000017843-17-000011.txt : 20170404 0000017843-17-000011.hdr.sgml : 20170404 20170404155516 ACCESSION NUMBER: 0000017843-17-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161014 FILED AS OF DATE: 20170404 DATE AS OF CHANGE: 20170404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: BNY MELLON BUILDING STREET 2: 1735 MARKET STREET, 15TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAROL STEVEN E CENTRAL INDEX KEY: 0001218733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 17737989 MAIL ADDRESS: STREET 1: C/O STOCKERYALE INC STREET 2: 32 HAMPSHIRE RD CITY: SALEM STATE: NH ZIP: 03079 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-10-14 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001218733 KAROL STEVEN E CARPENTER TECHNOLOGY CORPORATION 1735 MARKET STREET, 15TH FL PHILADELPHIA PA 19103 1 0 0 0 Common Stock 2016-10-14 4 J 0 21446 37.80 D 364553 I Held by Affiliates of Reporting Person Common Stock 230418 D Forfeiture of shares pursuant to Escrow Agreement entered into on February 29, 2012, in connection with the merger of Latrobe Specialty Metals, Inc. ("Latrobe") into the Issuer. The shares were forfeited in satisfaction of a claim made for equity interest in Latrobe as set forth in the Merger Agreement. Reflects forfeiture of escrow shares that were inadvertently not previously reported. The forfeiture was, however, reflected in the share balance of the reporting person's last form filed, which was based on the reporting person's records. James D. Dee/POA 2017-04-04