0000017843-16-000105.txt : 20161013 0000017843-16-000105.hdr.sgml : 20161013 20161013202819 ACCESSION NUMBER: 0000017843-16-000105 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161011 FILED AS OF DATE: 20161013 DATE AS OF CHANGE: 20161013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2 MERIDIAN BOULEVARD CITY: WYOMISSING STATE: PA ZIP: 19612 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: PO BOX 14662 CITY: READING STATE: PA ZIP: 19612-4662 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEE JAMES D CENTRAL INDEX KEY: 0001137979 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 161935772 MAIL ADDRESS: STREET 1: TWO PITCAIRN PLACE, SUITE 200 STREET 2: 165 TOWNSHIP LINE ROAD CITY: JENKINTOWN STATE: PA ZIP: 19046 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2016-10-11 0 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001137979 DEE JAMES D CARPENTER TECHNOLOGY CORPORATION PO BOX 14662 READING PA 19612 0 1 0 0 VP, Gen Counsel & Secretary Common Stock 24922 D Employee Stock Option (right to buy) 34.77 2020-09-13 Common Stock 4952 D Employee Stock Option (right to buy) 56.52 2021-07-28 Common Stock 3144 D Employee Stock Option (right to buy) 47.86 2022-07-31 Common Stock 3596 D Employee Stock Option (right to buy) 52.41 2023-07-30 Common Stock 3392 D Employee Stock Option (right to buy) 59.15 2017-03-01 2021-03-01 Common Stock 3511 D Employee Stock Option (right to buy) 53.95 2024-08-01 Common Stock 4210 D Employee Stock Option (right to buy) 36.82 2025-08-03 Common Stock 8751 D Employee Stock Option (right to buy) 39.02 2026-08-01 Common Stock 9238 D Employee Stock Option (right to buy) 39.02 2019-08-01 2026-08-01 Common Stock 61938 D Includes restricted stock units granted under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. This award became exercisable in equal amounts on each of 9/13/11, 9/13/12 and 9/13/13. This award became exercisable in equal amounts on each of 7/28/12,7/28/13 and 7/28/14. This award became exercisable in equal amounts on each of 7/31/13, 7/31/14 and 7/31/15. This award became exercisable in equal amounts on each of 7/30/14, 7/30/15 and 7/30/16. One-third of this award became exercisable on each of 8/1/15 and 8/1/16; and one-third will become exercisable on 8/1/17. One-third of this award became exercisable on 8/3/16; and one-third will become exercisable on each of 8/3/17 and 8/3/18. This award will become exercisable in equal amounts on each of 8/1/17, 8/1/18 and 8/1/19. James D. Dee 2016-10-13