0000017843-16-000099.txt : 20161013 0000017843-16-000099.hdr.sgml : 20161013 20161013192246 ACCESSION NUMBER: 0000017843-16-000099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161011 FILED AS OF DATE: 20161013 DATE AS OF CHANGE: 20161013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2 MERIDIAN BOULEVARD CITY: WYOMISSING STATE: PA ZIP: 19612 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: PO BOX 14662 CITY: READING STATE: PA ZIP: 19612-4662 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAROL STEVEN E CENTRAL INDEX KEY: 0001218733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 161935726 MAIL ADDRESS: STREET 1: C/O STOCKERYALE INC STREET 2: 32 HAMPSHIRE RD CITY: SALEM STATE: NH ZIP: 03079 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-10-11 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001218733 KAROL STEVEN E CARPENTER TECHNOLOGY CORPORATION PO BOX 14662 READING PA 19612 1 0 0 0 Director Stock Units 2016-10-11 4 A 0 2640 A Common Stock 2640 14026.75 D Director Stock Option (right to buy) 39.79 2016-10-11 4 A 0 3275 A 2017-10-11 2026-10-11 Common Stock 3275 3275 D Converts to common stock on a 1-for-1 basis Payable upon the later of separation of service or a specified date or event The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. Includes dividend equivalents not previously reported. The reporting person was granted an option to purchase stock as part of his director's compensation. James D. Dee/POA 2016-10-13